Vault-13

SIMPLIFY EXCHANGE TRADED FUN BUCK

TREASURY OPT INC · ETP · CUSIP 82889N640

80 institutional holders +29 vs Q4 2024
7,126,1107.1m shares reported held*
$175.6mreported value*
40 new 26 added 7 reduced 13 sold out net sold ≈ $21.4m (-867.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.65.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 6Q1 23: 7Q2 23: 6Q3 23: 7Q4 23: 8Q1 24: 15Q2 24: 24Q3 24: 34Q4 24: 51Q1 25: 8080Q4 22Q2 23Q4 23Q2 24Q4 24Q1 25
Numbers
QuarterHolders
Q4 20226
Q1 20237
Q2 20236
Q3 20237
Q4 20238
Q1 202415
Q2 202424
Q3 202434
Q4 202451
Q1 202580

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 3 bought or addedQ2 23: 3 cut or sold outQ3 23: 3 bought or addedQ3 23: 3 cut or sold outQ3 23Q4 23: 6 bought or addedQ4 23: 3 cut or sold outQ1 24: 13 bought or addedQ1 24: 2 cut or sold outQ1 24Q2 24: 16 bought or addedQ2 24: 9 cut or sold outQ3 24: 22 bought or addedQ3 24: 9 cut or sold outQ3 24Q4 24: 25 bought or addedQ4 24: 17 cut or sold outQ1 25: 66 bought or addedQ1 25: 20 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202333
Q3 202333
Q4 202363
Q1 2024132
Q2 2024169
Q3 2024229
Q4 20242517
Q1 20256620

Biggest buyers

LPL Financial LLC Added +379,871+379.9k
Beacon Capital Management, LLC Added +318,614+318.6k
POM Investment Strategies, LLC New +272,382+272.4k
OSAIC HOLDINGS, INC. Added +235,590+235.6k
AE Wealth Management LLC Added +153,976+154.0k
Elevated Capital Advisors, LLC Added +151,524+151.5k
Prime Capital Investment Advisors, LLC New +150,209+150.2k
Orion Porfolio Solutions, LLC New +147,848+147.8k
Orion Portfolio Solutions, LLC New +147,848+147.8k
Kestra Advisory Services, LLC Added +132,975+133.0k

Biggest sellers

Simplify Asset Management Inc. Sold out -4,448,579-4.4m
Park Edge Advisors, LLC Reduced -82,072-82.1k
Lloyd Advisory Services, LLC. Sold out -69,378-69.4k
Mid-American Wealth Advisory Group, Inc. Sold out -39,284-39.3k
B.O.S.S. Retirement Advisors, LLC Reduced -28,806-28.8k
JANE STREET GROUP, LLC Sold out -14,608-14.6k
Great Lakes Retirement, Inc. Sold out -12,664-12.7k
Csenge Advisory Group Sold out -12,288-12.3k
Legacy Wealth Managment, LLC/ID Reduced -6,255-6.3k
ROYAL BANK OF CANADA Sold out -4,810-4.8k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 989,072989.1k $24.4m $24.4m 0.21% Added +154.0k +153,976
2 Beacon Capital Management, LLC 2.26% of their portfolio FRANKLIN, TN 677,368677.4k $16.7m $16.7m 2.26% Added +318.6k +318,614
3 PEAK FINANCIAL ADVISORS LLC 6.64% of their portfolio DENVER, CO 528,745528.7k $13.0m $13.0m 6.64% Added +4.0k +4,026
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 449,105449.1k $11.1m $11.1m 0.00% Added +379.9k +379,871
5 Park Edge Advisors, LLC 2.46% of their portfolio Cleveland, OH 358,423358.4k $8.8m $8.8m 2.46% Reduced -82.1k -82,072
6 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 314,048314.0k $7.8m $7.8m 0.04% Added +133.0k +132,975
7 POM Investment Strategies, LLC 7.86% of their portfolio RALEIGH, NC 272,382272.4k $6.7m $6.7m 7.86% New
8 Encompass More Asset Management 1.94% of their portfolio Danville, CA 263,302263.3k $6.5m $6.5m 1.94% Added +97.5k +97,501
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 239,042239.0k $5.9m $5.9m 0.01% Added +235.6k +235,590
10 Elevated Capital Advisors, LLC 1.51% of their portfolio SANDY, UT 219,040219.0k $5.4m $5.4m 1.51% Added +151.5k +151,524
11 COMPASS CAPITAL CORP /MA/ /ADV 2.31% of their portfolio BRAINTREE, MA 187,802187.8k $4.4m $4.4m 2.31% Added +3.4k +3,371
12 Prime Capital Investment Advisors, LLC 0.04% of their portfolio OVERLAND PARK, KS 150,209150.2k $3.7m $3.7m 0.04% New
13 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 147,848147.8k $3.6m $3.6m 0.04% New
14 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 147,848147.8k $3.6m $3.6m 0.02% New
15 Farther Finance Advisors, LLC 0.09% of their portfolio SAN FRANCISCO, CA 141,576141.6k $3.5m $3.5m 0.09% Added +50.5k +50,509
16 Authentikos Wealth Advisory, LLC 2.52% of their portfolio MORGAN HILL, CA 130,578130.6k $3.2m $3.2m 2.52% Added +115.8k +115,785
17 HOWARD BAILEY SECURITIES, LLC 1.06% of their portfolio FORT WAYNE, IN 128,564128.6k $3.2m $3.2m 1.06% Added +112.1k +112,060
18 RiverTree Advisors, LLC 1.92% of their portfolio WINTER PARK, FL 116,065116.1k $2.9m $2.9m 1.92% New
19 GK Wealth Management LLC 3.50% of their portfolio RENO, NV 113,653113.7k $2.8m $2.8m 3.50% New
20 TOWNSQUARE CAPITAL LLC 0.03% of their portfolio Lehi, UT 99,19799.2k $2.4m $2.4m 0.03% New
21 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 74,09674.1k $1.8m $1.8m 0.02% New
22 WEDBUSH SECURITIES INC 0.06% of their portfolio PASADENA, CA 66,91466.9k $1.7m $1.7m 0.06% Added +47.1k +47,111
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 66,74066.7k $1.6m $1.6m 0.00% New
24 J HAGAN CAPITAL, INC. 1.31% of their portfolio LOUISVILLE, KY 65,79765.8k $1.6m $1.6m 1.31% First filing
25 Stratos Investment Management, LLC 0.08% of their portfolio BEACHWOOD, OH 63,41063.4k $1.6m $1.6m 0.08% New
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 59,16959.2k $1.5m $1.5m 0.00% Added +33.7k +33,681
27 FSA Advisors, Inc. 1.14% of their portfolio TROY, MI 58,30158.3k $1.4m $1.4m 1.14% Added +28.0k +28,041
28 GenTrust, LLC 0.07% of their portfolio MIAMI, FL 58,27858.3k $1.4m $1.4m 0.07% New
29 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 55,97856.0k $1.4m $1.4m 0.01% Added +46.4k +46,407
30 Belpointe Asset Management LLC 0.06% of their portfolio RENO, NV 50,34550.3k $1.2m $1.2m 0.06% New
31 Fortis Capital Advisors, LLC 0.25% of their portfolio PRAIRIE VILLAGE, KS 50,34550.3k $1.2m $1.2m 0.25% New
32 Andina Capital Management, LLC 0.87% of their portfolio LOGAN, UT 49,52649.5k $1.2m $1.2m 0.87% New
33 TME FINANCIAL, INC. 0.86% of their portfolio Huntington Beach, CA 40,08040.1k $989.2k $989.2k 0.86% New
34 Spinnaker Investment Group, LLC 0.22% of their portfolio Newport Beach, CA 40,01440.0k $987.5k $987.5k 0.22% New
35 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 37,40037.4k $923.0k $923.0k 0.01% New
36 Ferguson Shapiro LLC 0.34% of their portfolio DECATUR, GA 36,96237.0k $912.2k $912.2k 0.34% Reduced -1.3k -1,287
37 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 36,65136.7k $904.6k $904.6k 0.02% New
38 Wealth Advisors of Iowa, LLC 0.38% of their portfolio WEST DES MOINES, IA 36,17436.2k $892.8k $892.8k 0.38% New
39 Redhawk Wealth Advisors, Inc. 0.10% of their portfolio MINNEAPOLIS, MN 30,23930.2k $746.3k $746.3k 0.10% Added +1.7k +1,655
40 NAPA WEALTH MANAGEMENT 0.41% of their portfolio Napa, CA 29,84229.8k $736.5k $736.5k 0.41% New
41 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 29,79829.8k $735.4k $735.4k 0.04% New
42 Straight Path Wealth Management 0.26% of their portfolio Jenison, MI 26,37026.4k $650.8k $650.8k 0.26% Added +4.8k +4,795
43 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 26,30326.3k $649.2k $649.2k 0.02% New
44 Legacy Wealth Managment, LLC/ID 0.41% of their portfolio BOISE, ID 22,64922.6k $559.0k $559.0k 0.41% Reduced -6.3k -6,255
45 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 22,53122.5k $556.1k $556.1k 0.03% New
46 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 22,28622.3k $550.0k $550.0k 0.00% New
47 Cambridge Advisors Inc. 0.11% of their portfolio OMAHA, NE 21,02821.0k $519.0k $519.0k 0.11% Added +4.9k +4,851
48 NWAM LLC 0.04% of their portfolio MERCER ISLAND, WA 20,87920.9k $515.3k $515.3k 0.04% Reduced -1.1k -1,144
49 B.O.S.S. Retirement Advisors, LLC 0.14% of their portfolio Lehi, UT 20,14320.1k $497.1k $497.1k 0.14% Reduced -28.8k -28,806
50 Ethos Financial Group, LLC 0.04% of their portfolio KING OF PRUSSIA, PA 17,54817.5k $433.1k $433.1k 0.04% New
51 Brookwood Investment Group LLC 0.07% of their portfolio PHOENIX, AZ 16,88716.9k $416.8k $416.8k 0.07% First filing
52 Revisor Wealth Management LLC 0.18% of their portfolio AKRON, OH 16,49916.5k $407.2k $407.2k 0.18% New
53 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 16,23416.2k $400.7k $400.7k 0.00% Added +754 +754
54 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 16,23416.2k $400.7k $400.7k 0.00% Added +754 +754
55 JBR Co Financial Management Inc 0.21% of their portfolio ARDMORE, OK 14,60014.6k $360.3k $360.3k 0.21% New
56 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 14,29214.3k $352.7k $352.7k 0.01% New
57 Decker Retirement Planning Inc. 0.21% of their portfolio LEVI, UT 13,71013.7k $338.4k $338.4k 0.21% Added +10.6k +10,558
58 Inspire Advisors, LLC 0.04% of their portfolio Meridian, ID 12,51112.5k $308.8k $308.8k 0.04% Added +918 +918
59 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 12,21112.2k $301.4k $301.4k 0.02% New
60 Sage Capital Advisors,llc 0.08% of their portfolio SIOUX FALLS, SD 12,13212.1k $299.4k $299.4k 0.08% New
61 TOUNJIAN ADVISORY PARTNERS, LLC 0.05% of their portfolio FORT MYERS, FL 11,63211.6k $287.1k $287.1k 0.05% First filing
62 SteelPeak Wealth, LLC 0.01% of their portfolio WOODLAND HILLS, CA 11,35411.4k $280.2k $280.2k 0.01% New
63 Smith Anglin Financial, LLC 0.03% of their portfolio DALLAS, TX 11,04011.0k $272.5k $272.5k 0.03% New
64 Transce3nd, LLC 0.11% of their portfolio BUDA, TX 10,07810.1k $248.7k $248.7k 0.11% Added +9.4k +9,417
65 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 8,5468.5k $211.0k $211.0k 0.00% New
66 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 4,0504.0k $100.0k $100.0k 0.01% New
67 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 3,6993.7k $91.3k $91.3k 0.01% New
68 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,8892.9k $70.9k $70.9k 0.00% Unchanged
69 Park Square Financial Group, LLC 0.05% of their portfolio ROSWELL, GA 2,3952.4k $59.1k $59.1k 0.05% Added +2.2k +2,198
70 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,2232.2k $54.9k $54.9k 0.00% Added +2.1k +2,123
71 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,0002.0k $49.4k $49.4k 0.00% Reduced -1.0k -1,045
72 Iron Horse Wealth Management, LLC 0.01% of their portfolio JOHSTON, IA 900900 $22.2k $22.2k 0.01% New
73 WealthTrak Capital Management LLC 0.00% of their portfolio VIRGINIA BEACH, VA 166166 $4.1k $4.1k 0.00% New
74 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 100100 $2.5k $2.5k 0.00% New
75 Lord & Richards Wealth Management, LLC 0.00% of their portfolio HIGHLANDS RANCH, CO 3737 $913 $913 0.00% New
76 UBS Group AG 0.00% of their portfolio ZURICH, V8 2020 $494 $494 0.00% New
77 CWM, LLC 0.00% of their portfolio OMAHA, NE 77 $0 $0 0.00% Unchanged
78 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $37 $37 0.00% Unchanged
79 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $46 $46 0.00% Reduced -1 -1
80 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged