Vault-13

SIMPLIFY EXCHANGE TRADED FUN BUCK

TREASURY OPT INC · ETP · CUSIP 82889N640

51 institutional holders +17 vs Q3 2024
7,928,0127.9m shares reported held*
$194.6mreported value*
13 new 12 added 15 reduced 2 sold out net bought ≈ $33.9m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.54.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q4 22: 6Q1 23: 7Q2 23: 6Q3 23: 7Q4 23: 8Q1 24: 15Q2 24: 24Q3 24: 34Q4 24: 5151Q4 22Q2 23Q4 23Q2 24Q4 24
Numbers
QuarterHolders
Q4 20226
Q1 20237
Q2 20236
Q3 20237
Q4 20238
Q1 202415
Q2 202424
Q3 202434
Q4 202451

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 5 bought or addedQ1 23: 4 cut or sold outQ2 23: 3 bought or addedQ2 23: 3 cut or sold outQ2 23Q3 23: 3 bought or addedQ3 23: 3 cut or sold outQ4 23: 6 bought or addedQ4 23: 3 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 2 cut or sold outQ2 24: 16 bought or addedQ2 24: 9 cut or sold outQ2 24Q3 24: 22 bought or addedQ3 24: 9 cut or sold outQ4 24: 25 bought or addedQ4 24: 17 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202354
Q2 202333
Q3 202333
Q4 202363
Q1 2024132
Q2 2024169
Q3 2024229
Q4 20242517

Biggest buyers

AE Wealth Management LLC Added +563,299+563.3k
Beacon Capital Management, LLC New +358,754+358.8k
Kestra Advisory Services, LLC Added +122,889+122.9k
Farther Finance Advisors, LLC Added +88,016+88.0k
LPL Financial LLC New +69,234+69.2k
Elevated Capital Advisors, LLC Added +49,160+49.2k
B.O.S.S. Retirement Advisors, LLC New +48,949+48.9k
FSA Advisors, Inc. New +30,260+30.3k
COMMONWEALTH EQUITY SERVICES, LLC New +25,488+25.5k
Straight Path Wealth Management New +21,575+21.6k

Biggest sellers

JANE STREET GROUP, LLC Reduced -42,633-42.6k
SFG Wealth Management, LLC. Sold out -19,363-19.4k
OSAIC HOLDINGS, INC. Reduced -8,903-8.9k
Park Edge Advisors, LLC Reduced -6,771-6.8k
Atria Wealth Solutions, Inc. Reduced -4,597-4.6k
Envestnet Portfolio Solutions, Inc. Reduced -4,597-4.6k
Ferguson Shapiro LLC Reduced -4,507-4.5k
Legacy Investment Solutions, LLC Reduced -3,149-3.1k
Legacy Wealth Managment, LLC/ID Reduced -3,149-3.1k
Lloyd Advisory Services, LLC. Reduced -1,745-1.7k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Simplify Asset Management Inc. 7.59% of their portfolio Las Vegas, NV 4,448,5794.4m $109.2m $109.2m 7.59% Unchanged
2 AE Wealth Management LLC 0.17% of their portfolio TOPEKA, KS 835,096835.1k $20.5m $20.5m 0.17% Added +563.3k +563,299
3 PEAK FINANCIAL ADVISORS LLC 6.70% of their portfolio DENVER, CO 524,719524.7k $12.9m $12.9m 6.70% Added +14.7k +14,656
4 Park Edge Advisors, LLC 3.14% of their portfolio Cleveland, OH 440,495440.5k $10.8m $10.8m 3.14% Reduced -6.8k -6,771
5 Beacon Capital Management, LLC 1.15% of their portfolio FRANKLIN, TN 358,754358.8k $8.8m $8.8m 1.15% New
6 COMPASS CAPITAL CORP /MA/ /ADV 1.76% of their portfolio BRAINTREE, MA 184,431184.4k $4.5m $4.5m 1.76% First filing
7 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 181,073181.1k $4.4m $4.4m 0.02% Added +122.9k +122,889
8 Encompass More Asset Management 1.34% of their portfolio Danville, CA 165,801165.8k $4.1m $4.1m 1.34% Added +16.4k +16,376
9 Farther Finance Advisors, LLC 0.08% of their portfolio SAN FRANCISCO, CA 91,06791.1k $2.2m $2.2m 0.08% Added +88.0k +88,016
10 Lloyd Advisory Services, LLC. 0.81% of their portfolio SUWANEE, GA 69,37869.4k $1.7m $1.7m 0.81% Reduced -1.7k -1,745
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 69,23469.2k $1.7m $1.7m 0.00% New
12 Elevated Capital Advisors, LLC 0.45% of their portfolio SANDY, UT 67,51667.5k $1.7m $1.7m 0.45% Added +49.2k +49,160
13 B.O.S.S. Retirement Advisors, LLC 0.34% of their portfolio Lehi, UT 48,94948.9k $1.2m $1.2m 0.34% New
14 Mid-American Wealth Advisory Group, Inc. 0.57% of their portfolio KANSAS CITY, MO 39,28439.3k $964.0k $964.0k 0.57% Added +14.4k +14,445
15 Ferguson Shapiro LLC 0.35% of their portfolio DECATUR, GA 38,24938.2k $938.6k $938.6k 0.35% Reduced -4.5k -4,507
16 FSA Advisors, Inc. 0.91% of their portfolio TROY, MI 30,26030.3k $742.6k $742.6k 0.91% New
17 Legacy Investment Solutions, LLC 0.47% of their portfolio BOISE, ID 28,90428.9k $715.7k $715.7k 0.47% Reduced -3.1k -3,149
18 Legacy Wealth Managment, LLC/ID 0.47% of their portfolio BOISE, ID 28,90428.9k $715.7k $715.7k 0.47% Reduced -3.1k -3,149
19 Redhawk Wealth Advisors, Inc. 0.09% of their portfolio MINNEAPOLIS, MN 28,58428.6k $701.5k $701.5k 0.09% Added +1.4k +1,434
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 25,48825.5k $625.0k $625.0k 0.00% New
21 NWAM LLC 0.03% of their portfolio MERCER ISLAND, WA 22,02322.0k $540.4k $540.4k 0.03% Reduced -1.2k -1,238
22 Straight Path Wealth Management 0.21% of their portfolio Jenison, MI 21,57521.6k $529.5k $529.5k 0.21% New
23 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 19,80319.8k $486.0k $486.0k 0.02% New
24 HOWARD BAILEY SECURITIES, LLC 0.15% of their portfolio FORT WAYNE, IN 16,50416.5k $405.0k $405.0k 0.15% Reduced -660 -660
25 Cambridge Advisors Inc. 0.09% of their portfolio OMAHA, NE 16,17716.2k $397.0k $397.0k 0.09% New
26 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 15,48015.5k $379.9k $379.9k 0.00% Reduced -4.6k -4,597
27 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 15,48015.5k $379.9k $379.9k 0.00% Reduced -4.6k -4,597
28 Authentikos Wealth Advisory, LLC 0.36% of their portfolio MORGAN HILL, CA 14,79314.8k $363.0k $363.0k 0.36% Added +1.4k +1,442
29 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,60814.6k $358.5k $358.5k 0.00% Reduced -42.6k -42,633
30 Great Lakes Retirement, Inc. 0.04% of their portfolio SANDUSKY, OH 12,66412.7k $310.8k $310.8k 0.04% Reduced -266 -266
31 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 12,28812.3k $301.5k $301.5k 0.02% Added +343 +343
32 Inspire Advisors, LLC 0.03% of their portfolio Meridian, ID 11,59311.6k $284.5k $284.5k 0.03% Added +1.3k +1,331
33 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,5719.6k $234.9k $234.9k 0.00% New
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,8104.8k $118.0k $118.0k 0.00% New
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,4523.5k $84.7k $84.7k 0.00% Reduced -8.9k -8,903
36 Decker Retirement Planning Inc. 0.04% of their portfolio LEVI, UT 3,1523.2k $77.3k $77.3k 0.04% First filing
37 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,0453.0k $74.7k $74.7k 0.00% New
38 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,8892.9k $70.9k $70.9k 0.00% Added +2.1k +2,135
39 Ascentis Wealth Management, LLC 0.01% of their portfolio DALLAS, TX 1,5231.5k $37.4k $37.4k 0.01% Unchanged
40 Transce3nd, LLC 0.01% of their portfolio BUDA, TX 661661 $16.2k $16.2k 0.01% First filing
41 Capital A Wealth Management, LLC 0.03% of their portfolio CRANBERRY TWP, PA 651651 $16.0k $16.0k 0.03% First filing
42 Park Square Financial Group, LLC 0.00% of their portfolio ROSWELL, GA 197197 $4.8k $4.8k 0.00% First filing
43 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 166166 $4.1k $4.1k 0.00% Reduced -80 -80
44 Quest 10 Wealth Builders, Inc. 0.00% of their portfolio Fuquay-Varina, VA 158158 $3.9k $3.9k 0.00% First filing
45 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 100100 $2.5k $2.5k 0.00% Reduced -800 -800
46 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 3131 $770 $770 0.00% Unchanged
47 CWM, LLC 0.00% of their portfolio OMAHA, NE 77 $0 $0 0.00% Unchanged
48 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22 $52 $52 0.00% New
49 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $16 $16 0.00% Reduced -38 -38
50 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $25 $25 0.00% New
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged