Vault-13

SIMPLIFY EXCHANGE TRADED FUN BUCK

TREASURY OPT INC · ETP · CUSIP 82889N640

34 institutional holders +10 vs Q2 2024
6,358,2596.4m shares reported held*
$156.3mreported value*
10 new 12 added 5 reduced 4 sold out net bought ≈ $42.6m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.58.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

02040Q4 22: 6Q1 23: 7Q2 23: 6Q3 23: 7Q4 23: 8Q1 24: 15Q2 24: 24Q3 24: 3434Q4 22Q2 23Q4 23Q2 24Q3 24
Numbers
QuarterHolders
Q4 20226
Q1 20237
Q2 20236
Q3 20237
Q4 20238
Q1 202415
Q2 202424
Q3 202434

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 5 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 3 cut or sold outQ3 23: 3 bought or addedQ3 23: 3 cut or sold outQ3 23Q4 23: 6 bought or addedQ4 23: 3 cut or sold outQ1 24: 13 bought or addedQ1 24: 2 cut or sold outQ1 24Q2 24: 16 bought or addedQ2 24: 9 cut or sold outQ3 24: 22 bought or addedQ3 24: 9 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q1 202354
Q2 202333
Q3 202333
Q4 202363
Q1 2024132
Q2 2024169
Q3 2024229

Biggest buyers

Simplify Asset Management Inc. Added +1,232,481+1.2m
PEAK FINANCIAL ADVISORS LLC Added +259,069+259.1k
AE Wealth Management LLC Added +52,217+52.2k
JANE STREET GROUP, LLC Added +43,960+44.0k
Kestra Advisory Services, LLC Added +37,867+37.9k
Park Edge Advisors, LLC Added +26,037+26.0k
Envestnet Portfolio Solutions, Inc. New +20,077+20.1k
Atria Wealth Solutions, Inc. New +20,077+20.1k
SFG Wealth Management, LLC. New +19,363+19.4k
Authentikos Wealth Advisory, LLC New +13,351+13.4k

Biggest sellers

Encompass More Asset Management Reduced -21,577-21.6k
KESTRA PRIVATE WEALTH SERVICES, LLC Sold out -14,535-14.5k
OLD MISSION CAPITAL LLC Sold out -9,550-9.6k
B. Riley Wealth Advisors, Inc. Sold out -8,163-8.2k
Ferguson Shapiro LLC Reduced -1,955-2.0k
Great Lakes Retirement, Inc. Reduced -228-228
NWAM LLC Reduced -222-222
Pineridge Advisors LLC Reduced -6-6
MORGAN STANLEY Sold out -2-2

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Simplify Asset Management Inc. 7.52% of their portfolio Las Vegas, NV 4,448,5794.4m $109.3m $109.3m 7.52% Added +1.2m +1,232,481
2 PEAK FINANCIAL ADVISORS LLC 6.45% of their portfolio DENVER, CO 510,063510.1k $12.5m $12.5m 6.45% Added +259.1k +259,069
3 Park Edge Advisors, LLC 3.14% of their portfolio Cleveland, OH 447,266447.3k $11.0m $11.0m 3.14% Added +26.0k +26,037
4 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 271,797271.8k $6.7m $6.7m 0.06% Added +52.2k +52,217
5 Encompass More Asset Management 1.40% of their portfolio Danville, CA 149,425149.4k $3.7m $3.7m 1.40% Reduced -21.6k -21,577
6 Lloyd Advisory Services, LLC. 0.85% of their portfolio SUWANEE, GA 71,12371.1k $1.7m $1.7m 0.85% Added +742 +742
7 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 58,18458.2k $1.4m $1.4m 0.01% Added +37.9k +37,867
8 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 57,24157.2k $1.4m $1.4m 0.00% Added +44.0k +43,960
9 Ferguson Shapiro LLC 0.39% of their portfolio DECATUR, GA 42,75642.8k $1.1m $1.1m 0.39% Reduced -2.0k -1,955
10 Legacy Investment Solutions, LLC 0.48% of their portfolio BOISE, ID 32,05332.1k $789.5k $789.5k 0.48% First filing
11 Legacy Wealth Managment, LLC/ID 0.48% of their portfolio BOISE, ID 32,05332.1k $789.5k $789.5k 0.48% First filing
12 Redhawk Wealth Advisors, Inc. 0.10% of their portfolio MINNEAPOLIS, MN 27,15027.1k $667.3k $667.3k 0.10% Added +12.4k +12,367
13 Mid-American Wealth Advisory Group, Inc. 0.38% of their portfolio KANSAS CITY, MO 24,83924.8k $610.5k $610.5k 0.38% Added +9.8k +9,830
14 NWAM LLC 0.03% of their portfolio MERCER ISLAND, WA 23,26123.3k $571.8k $571.8k 0.03% Reduced -222 -222
15 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 20,07720.1k $495.5k $495.5k 0.01% New
16 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 20,07720.1k $493.5k $493.5k 0.00% New
17 SFG Wealth Management, LLC. 0.25% of their portfolio TOWSON, MD 19,36319.4k $475.9k $475.9k 0.25% New
18 Elevated Capital Advisors, LLC 0.12% of their portfolio SANDY, UT 18,35618.4k $451.2k $451.2k 0.12% Added +6.3k +6,332
19 HOWARD BAILEY SECURITIES, LLC 0.16% of their portfolio FORT WAYNE, IN 17,16417.2k $421.9k $421.9k 0.16% First filing
20 Authentikos Wealth Advisory, LLC 0.32% of their portfolio MORGAN HILL, CA 13,35113.4k $328.2k $328.2k 0.32% New
21 Great Lakes Retirement, Inc. 0.04% of their portfolio SANDUSKY, OH 12,93012.9k $317.8k $317.8k 0.04% Reduced -228 -228
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,35512.4k $303.7k $303.7k 0.00% Added +9.8k +9,823
23 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 11,94511.9k $292.6k $292.6k 0.02% New
24 Inspire Advisors, LLC 0.03% of their portfolio Meridian, ID 10,26210.3k $252.2k $252.2k 0.03% New
25 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,0513.1k $75.0k $75.0k 0.00% New
26 Ascentis Wealth Management, LLC 0.01% of their portfolio DALLAS, TX 1,5231.5k $37.4k $37.4k 0.01% First filing
27 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 900900 $22.1k $22.1k 0.00% New
28 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 754754 $18.5k $18.5k 0.00% Unchanged
29 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 246246 $6.0k $6.0k 0.00% Reduced -6 -6
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3939 $959 $959 0.00% New
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3838 $934 $934 0.00% New
32 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 3131 $760 $760 0.00% Added +1 +1
33 CWM, LLC 0.00% of their portfolio OMAHA, NE 77 $0 $0 0.00% Unchanged
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged