Vault-13

SIMPLIFY EXCHANGE TRADED FUN HIGH

ENHANCED INM ETF · ETP · CUSIP 82889N632

42 institutional holders -9 vs Q4 2025
2,115,7212.1m shares reported held*
$45.2mreported value*
6 new 9 added 22 reduced 15 sold out net sold ≈ $39.8m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.35.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 5Q1 23: 3Q2 23: 9Q3 23: 20Q4 23: 60Q1 24: 77Q2 24: 84Q3 24: 87Q4 24: 91Q1 25: 60Q2 25: 58Q3 25: 52Q4 25: 51Q1 26: 4242Q4 22Q3 23Q2 24Q1 25Q1 26
Numbers
QuarterHolders
Q4 20225
Q1 20233
Q2 20239
Q3 202320
Q4 202360
Q1 202477
Q2 202484
Q3 202487
Q4 202491
Q1 202560
Q2 202558
Q3 202552
Q4 202551
Q1 202642

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 51 bought or addedQ2 24: 34 cut or sold outQ3 24: 50 bought or addedQ3 24: 46 cut or sold outQ3 24Q4 24: 43 bought or addedQ4 24: 51 cut or sold outQ1 25: 25 bought or addedQ1 25: 67 cut or sold outQ1 25Q2 25: 33 bought or addedQ2 25: 29 cut or sold outQ3 25: 33 bought or addedQ3 25: 27 cut or sold outQ3 25Q4 25: 16 bought or addedQ4 25: 31 cut or sold outQ1 26: 15 bought or addedQ1 26: 37 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20245134
Q3 20245046
Q4 20244351
Q1 20252567
Q2 20253329
Q3 20253327
Q4 20251631
Q1 20261537

Biggest buyers

Altiora Financial Group, LLC Added +140,862+140.9k
MATHER GROUP, LLC. New +32,786+32.8k
OLD MISSION CAPITAL LLC Added +27,839+27.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +19,841+19.8k
JANE STREET GROUP, LLC New +15,445+15.4k
MML INVESTORS SERVICES, LLC New +13,040+13.0k
Mosley Wealth Management New +8,030+8.0k
PANORAMIC INVESTMENT ADVISORS, LLC Added +1,500+1.5k
MOTCO New +287+287
BlackRock, Inc. New +105+105

Biggest sellers

AE Wealth Management LLC Reduced -508,312-508.3k
Elevated Capital Advisors, LLC Reduced -404,059-404.1k
WealthPlan Investment Management, LLC Reduced -234,424-234.4k
POM Investment Strategies, LLC Sold out -152,194-152.2k
Key Capital Management, INC Reduced -98,150-98.2k
Encompass More Asset Management Sold out -90,554-90.6k
Beacon Capital Management, LLC Sold out -82,454-82.5k
HOWARD BAILEY SECURITIES, LLC Sold out -80,330-80.3k
B.O.S.S. Retirement Advisors, LLC Sold out -66,624-66.6k
FSA Advisors, Inc. Sold out -62,589-62.6k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL SECURITIES, INC. 0.18% of their portfolio DES MOINES, IA 588,013588.0k $12.5m $12.5m 0.18% Reduced -11.8k -11,782
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 285,784285.8k $6.1m $6.1m 0.00% Reduced -10.1k -10,059
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 267,617267.6k $5.7m $5.7m 0.00% Reduced -20.8k -20,845
4 Altiora Financial Group, LLC 0.81% of their portfolio LEBANON, OH 229,662229.7k $4.9m $4.9m 0.81% Added +140.9k +140,862
5 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 119,424119.4k $2.5m $2.5m 0.00% Reduced -16.8k -16,772
6 WealthPlan Investment Management, LLC 0.14% of their portfolio OMAHA, NE 119,357119.4k $2.5m $2.5m 0.14% Reduced -234.4k -234,424
7 WealthPLAN Partners, LLC 0.30% of their portfolio OMAHA, NE 71,56871.6k $1.5m $1.5m 0.30% Reduced -21.4k -21,446
8 TME FINANCIAL, INC. 0.65% of their portfolio Huntington Beach, CA 44,24544.2k $944.2k $944.2k 0.65% Reduced -2.8k -2,823
9 Legacy Wealth Managment, LLC/ID 0.45% of their portfolio BOISE, ID 42,23342.2k $901.3k $901.3k 0.45% Reduced -8.6k -8,572
10 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 41,10641.1k $877.2k $877.2k 0.02% Added +27.8k +27,839
11 Stegent Equity Advisors, Inc. 0.63% of their portfolio HOUSTON, TX 34,91034.9k $745.0k $745.0k 0.63% Reduced -49.1k -49,081
12 MATHER GROUP, LLC. 0.01% of their portfolio CHICAGO, IL 32,78632.8k $699.7k $699.7k 0.01% New
13 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 32,71432.7k $698.1k $698.1k 0.01% Reduced -2.6k -2,551
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,51231.5k $672.5k $672.5k 0.00% Added +19.8k +19,841
15 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 27,88727.9k $595.1k $595.1k 0.00% Reduced -508.3k -508,312
16 Elevated Capital Advisors, LLC 0.09% of their portfolio SANDY, UT 16,74616.7k $357.4k $357.4k 0.09% Reduced -404.1k -404,059
17 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,44515.4k $329.6k $329.6k 0.00% New
18 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 13,41513.4k $286.3k $286.3k 0.02% Reduced -1.4k -1,422
19 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,04013.0k $278.3k $278.3k 0.00% New
20 PANORAMIC INVESTMENT ADVISORS, LLC 0.14% of their portfolio DENVER, CO 11,85011.8k $252.9k $252.9k 0.14% Added +1.5k +1,500
21 Redhawk Wealth Advisors, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 11,72411.7k $250.2k $250.2k 0.03% Reduced -6.0k -5,973
22 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 11,50211.5k $245.5k $245.5k 0.01% Reduced -241 -241
23 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 10,22810.2k $218.3k $218.3k 0.00% Reduced -2.1k -2,093
24 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,08210.1k $215.1k $215.1k 0.00% Reduced -2.0k -1,970
25 Mosley Wealth Management 0.08% of their portfolio ANAHEIM, CA 8,0308.0k $185.4k $185.4k 0.08% New
26 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 3,7813.8k $80.7k $80.7k 0.00% Added +26 +26
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,6153.6k $77.0k $77.0k 0.00% Reduced -8.6k -8,612
28 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,3013.3k $70.4k $70.4k 0.00% Reduced -14.6k -14,630
29 Whipplewood Advisors, LLC 0.03% of their portfolio LITTLETON, CO 2,9092.9k $62.1k $62.1k 0.03% Unchanged
30 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 2,7962.8k $59.7k $59.7k 0.00% Added +27 +27
31 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 2,3972.4k $51.2k $51.2k 0.00% Added +36 +36
32 Luminist Capital LLC 0.04% of their portfolio GRAND RAPIDS, MI 1,5481.5k $33.0k $33.0k 0.04% Added +9 +9
33 Key Capital Management, INC 0.02% of their portfolio HENDERSONVILLE, TN 37075, TN 1,4811.5k $31.6k $31.6k 0.02% Reduced -98.2k -98,150
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,2781.3k $27.3k $27.3k 0.00% Reduced -855 -855
35 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 874874 $18.7k $18.7k 0.00% Reduced -1.9k -1,873
36 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 333333 $7.1k $7.1k 0.00% Added +81 +81
37 MOTCO 0.00% of their portfolio SAN ANTONIO, TX 287287 $6.1k $6.1k 0.00% New
38 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 133133 $2.8k $2.8k 0.00% Unchanged
39 BlackRock, Inc. 0.00% of their portfolio New York, NY 105105 $2.2k $2.2k 0.00% New
40 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $23 $23 0.00% Unchanged
41 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $31 $31 0.00% Unchanged
42 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 11 $20 $20 0.00% Unchanged