Vault-13

SIMPLIFY EXCHANGE TRADED FUN HIGH

ENHANCED INM ETF · ETP · CUSIP 82889N632

51 institutional holders -1 vs Q3 2025
3,974,7284.0m shares reported held*
$88.7mreported value*
5 new 11 added 24 reduced 7 sold out net sold ≈ $27.4m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($89.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.31.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 5Q1 23: 3Q2 23: 9Q3 23: 20Q4 23: 60Q1 24: 77Q2 24: 84Q3 24: 87Q4 24: 91Q1 25: 60Q2 25: 58Q3 25: 52Q4 25: 5151Q4 22Q3 23Q2 24Q1 25Q4 25
Numbers
QuarterHolders
Q4 20225
Q1 20233
Q2 20239
Q3 202320
Q4 202360
Q1 202477
Q2 202484
Q3 202487
Q4 202491
Q1 202560
Q2 202558
Q3 202552
Q4 202551

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 51 bought or addedQ1 24: 28 cut or sold outQ2 24: 51 bought or addedQ2 24: 34 cut or sold outQ2 24Q3 24: 50 bought or addedQ3 24: 46 cut or sold outQ4 24: 43 bought or addedQ4 24: 51 cut or sold outQ4 24Q1 25: 25 bought or addedQ1 25: 67 cut or sold outQ2 25: 33 bought or addedQ2 25: 29 cut or sold outQ2 25Q3 25: 33 bought or addedQ3 25: 27 cut or sold outQ4 25: 16 bought or addedQ4 25: 31 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20245128
Q2 20245134
Q3 20245046
Q4 20244351
Q1 20252567
Q2 20253329
Q3 20253327
Q4 20251631

Biggest buyers

Altiora Financial Group, LLC New +88,800+88.8k
PRINCIPAL SECURITIES, INC. Added +78,956+79.0k
Elevated Capital Advisors, LLC Added +72,510+72.5k
FSA Advisors, Inc. New +62,589+62.6k
ENVESTNET ASSET MANAGEMENT INC Added +46,405+46.4k
B.O.S.S. Retirement Advisors, LLC Added +17,125+17.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +11,671+11.7k
Lloyd Advisory Services, LLC. New +10,460+10.5k
LPL Financial LLC Added +8,121+8.1k
Foundations Investment Advisors, LLC Added +3,342+3.3k

Biggest sellers

Beacon Capital Management, LLC Reduced -453,057-453.1k
AE Wealth Management LLC Reduced -309,713-309.7k
WealthPlan Investment Management, LLC Reduced -205,885-205.9k
POM Investment Strategies, LLC Reduced -160,223-160.2k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Sold out -98,197-98.2k
OLD MISSION CAPITAL LLC Reduced -41,358-41.4k
CITADEL ADVISORS LLC Sold out -39,588-39.6k
HOWARD BAILEY SECURITIES, LLC Reduced -37,565-37.6k
Legacy Wealth Managment, LLC/ID Reduced -32,199-32.2k
Authentikos Wealth Advisory, LLC Reduced -31,473-31.5k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL SECURITIES, INC. 0.21% of their portfolio DES MOINES, IA 599,795599.8k $13.4m $13.4m 0.21% Added +79.0k +78,956
2 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 536,199536.2k $12.0m $12.0m 0.07% Reduced -309.7k -309,713
3 Elevated Capital Advisors, LLC 2.19% of their portfolio SANDY, UT 420,805420.8k $9.4m $9.4m 2.19% Added +72.5k +72,510
4 WealthPlan Investment Management, LLC 0.50% of their portfolio OMAHA, NE 353,781353.8k $7.9m $7.9m 0.50% Reduced -205.9k -205,885
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 295,843295.8k $6.6m $6.6m 0.00% Added +8.1k +8,121
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 288,462288.5k $6.4m $6.4m 0.00% Added +46.4k +46,405
7 POM Investment Strategies, LLC 1.75% of their portfolio RALEIGH, NC 152,194152.2k $3.4m $3.4m 1.75% Reduced -160.2k -160,223
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 136,196136.2k $3.0m $3.0m 0.00% Reduced -23.0k -22,973
9 Key Capital Management, INC 2.20% of their portfolio HENDERSONVILLE, TN 37075, TN 99,63199.6k $2.2m $2.2m 2.20% First filing
10 WealthPLAN Partners, LLC 0.31% of their portfolio OMAHA, NE 93,01493.0k $2.1m $2.1m 0.31% Reduced -14.9k -14,859
11 Encompass More Asset Management 0.37% of their portfolio Danville, CA 90,55490.6k $2.0m $2.0m 0.37% Added +2.1k +2,127
12 Altiora Financial Group, LLC 0.34% of their portfolio LEBANON, OH 88,80088.8k $2.0m $2.0m 0.34% New
13 Stegent Equity Advisors, Inc. 1.46% of their portfolio HOUSTON, TX 83,99184.0k $1.9m $1.9m 1.46% Reduced -11.3k -11,333
14 Beacon Capital Management, LLC 0.29% of their portfolio FRANKLIN, TN 82,45482.5k $1.8m $1.8m 0.29% Reduced -453.1k -453,057
15 HOWARD BAILEY SECURITIES, LLC 0.71% of their portfolio FORT WAYNE, IN 80,33080.3k $1.8m $1.8m 0.71% Reduced -37.6k -37,565
16 B.O.S.S. Retirement Advisors, LLC 0.47% of their portfolio Lehi, UT 66,62466.6k $1.5m $1.5m 0.47% Added +17.1k +17,125
17 FSA Advisors, Inc. 0.97% of their portfolio TROY, MI 62,58962.6k $1.4m $1.4m 0.97% New
18 Legacy Wealth Managment, LLC/ID 0.54% of their portfolio BOISE, ID 50,80550.8k $1.1m $1.1m 0.54% Reduced -32.2k -32,199
19 Authentikos Wealth Advisory, LLC 0.71% of their portfolio MORGAN HILL, CA 48,31048.3k $1.1m $1.1m 0.71% Reduced -31.5k -31,473
20 TME FINANCIAL, INC. 0.74% of their portfolio Huntington Beach, CA 47,06847.1k $1.1m $1.1m 0.74% Reduced -19.8k -19,784
21 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 35,26535.3k $786.8k $786.8k 0.01% Reduced -1.5k -1,533
22 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 31,92531.9k $712.2k $712.2k 0.00% Unchanged
23 Blackston Financial Advisory Group, LLC 0.41% of their portfolio THE VILLAGES, FL 30,17030.2k $673.1k $673.1k 0.41% Reduced -9.0k -9,035
24 Networth Advisors, LLC 0.35% of their portfolio CANONSBURG, PA 21,42021.4k $477.9k $477.9k 0.35% First filing
25 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 17,93117.9k $400.0k $400.0k 0.00% Reduced -21.6k -21,625
26 Redhawk Wealth Advisors, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 17,69717.7k $394.8k $394.8k 0.04% Reduced -14.2k -14,186
27 Integrated Advisors Network LLC 0.01% of their portfolio DALLAS, TX 14,83714.8k $331.0k $331.0k 0.01% Reduced -3.2k -3,185
28 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 13,26713.3k $296.0k $296.0k 0.01% Reduced -41.4k -41,358
29 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 12,32112.3k $274.9k $274.9k 0.00% Added +3.3k +3,342
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 12,22712.2k $273.0k $273.0k 0.00% Added +1.9k +1,908
31 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 12,05212.1k $268.9k $268.9k 0.00% Added +19 +19
32 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 11,74311.7k $262.0k $262.0k 0.01% Reduced -3 -3
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,67111.7k $260.4k $260.4k 0.00% New
34 Lloyd Advisory Services, LLC. 0.09% of their portfolio SUWANEE, GA 10,46010.5k $233.4k $233.4k 0.09% New
35 PANORAMIC INVESTMENT ADVISORS, LLC 0.13% of their portfolio DENVER, CO 10,35010.3k $230.9k $230.9k 0.13% Reduced -950 -950
36 Pekin Hardy Strauss, Inc. 0.02% of their portfolio CHICAGO, IL 9,6259.6k $214.7k $214.7k 0.02% Reduced -6.7k -6,700
37 Decker Retirement Planning Inc. 0.10% of their portfolio LEVI, UT 8,5668.6k $191.1k $191.1k 0.10% Reduced -18.9k -18,913
38 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 3,7553.8k $83.8k $83.8k 0.00% Reduced -24.1k -24,138
39 Whipplewood Advisors, LLC 0.04% of their portfolio LITTLETON, CO 2,9092.9k $64.9k $64.9k 0.04% Unchanged
40 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 2,7692.8k $61.8k $61.8k 0.00% Unchanged
41 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,7472.7k $61.3k $61.3k 0.00% New
42 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 2,3612.4k $52.7k $52.7k 0.00% Added +44 +44
43 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,1332.1k $47.6k $47.6k 0.00% Reduced -3.7k -3,701
44 Luminist Capital LLC 0.04% of their portfolio GRAND RAPIDS, MI 1,5391.5k $34.3k $34.3k 0.04% Reduced -344 -344
45 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 1,1251.1k $25.0k $25.0k 0.00% Added +651 +651
46 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 252252 $5.6k $5.6k 0.00% Unchanged
47 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 133133 $3.0k $3.0k 0.00% Unchanged
48 Signature Equity Partners, LLC 0.00% of their portfolio COLUMBUS, OH 1818 $396 $396 0.00% First filing
49 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $29 $29 0.00% Unchanged
50 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $33 $33 0.00% Unchanged
51 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 11 $21 $21 0.00% Unchanged