Vault-13

SIMPLIFY EXCHANGE TRADED FUN HIGH

ENHANCED INM ETF · ETP · CUSIP 82889N632

52 institutional holders -6 vs Q2 2025
5,174,2725.2m shares reported held*
$119.5mreported value*
8 new 25 added 15 reduced 12 sold out net bought ≈ $5.8m (+250.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($250 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.09.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 5Q1 23: 3Q2 23: 9Q3 23: 20Q4 23: 60Q1 24: 77Q2 24: 84Q3 24: 87Q4 24: 91Q1 25: 60Q2 25: 58Q3 25: 5252Q4 22Q3 23Q2 24Q1 25Q3 25
Numbers
QuarterHolders
Q4 20225
Q1 20233
Q2 20239
Q3 202320
Q4 202360
Q1 202477
Q2 202484
Q3 202487
Q4 202491
Q1 202560
Q2 202558
Q3 202552

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 23: 52 bought or addedQ4 23: 8 cut or sold outQ1 24: 51 bought or addedQ1 24: 28 cut or sold outQ1 24Q2 24: 51 bought or addedQ2 24: 34 cut or sold outQ3 24: 50 bought or addedQ3 24: 46 cut or sold outQ3 24Q4 24: 43 bought or addedQ4 24: 51 cut or sold outQ1 25: 25 bought or addedQ1 25: 67 cut or sold outQ1 25Q2 25: 33 bought or addedQ2 25: 29 cut or sold outQ3 25: 33 bought or addedQ3 25: 27 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 2023528
Q1 20245128
Q2 20245134
Q3 20245046
Q4 20244351
Q1 20252567
Q2 20253329
Q3 20253327

Biggest buyers

Elevated Capital Advisors, LLC Added +180,791+180.8k
POM Investment Strategies, LLC Added +98,457+98.5k
PRINCIPAL SECURITIES, INC. Added +57,620+57.6k
OLD MISSION CAPITAL LLC New +54,625+54.6k
Summit Financial, LLC New +36,798+36.8k
LPL Financial LLC Added +34,595+34.6k
IEQ CAPITAL, LLC New +31,925+31.9k
Arax Advisory Partners Added +24,205+24.2k
CreativeOne Wealth, LLC New +23,967+24.0k
ENVESTNET ASSET MANAGEMENT INC Added +22,996+23.0k

Biggest sellers

FIG FINANCIAL ADVISORY SERVICES INC /ADV Sold out -99,679-99.7k
Legacy Wealth Managment, LLC/ID Reduced -98,758-98.8k
FSA Advisors, Inc. Sold out -88,640-88.6k
UBS Group AG Reduced -54,773-54.8k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -39,746-39.7k
COMPASS CAPITAL CORP /MA/ /ADV Sold out -17,798-17.8k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Reduced -15,757-15.8k
Park Square Financial Group, LLC Sold out -12,332-12.3k
Cornerstone Wealth Management, LLC Sold out -8,429-8.4k
ROYAL BANK OF CANADA Reduced -7,937-7.9k

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 845,912845.9k $19.5m $19.5m 0.12% Added +17.8k +17,755
2 WealthPlan Investment Management, LLC 0.86% of their portfolio OMAHA, NE 559,666559.7k $12.9m $12.9m 0.86% Added +3.6k +3,617
3 Beacon Capital Management, LLC 1.76% of their portfolio FRANKLIN, TN 535,511535.5k $12.4m $12.4m 1.76% Reduced -7.8k -7,843
4 PRINCIPAL SECURITIES, INC. 0.20% of their portfolio DES MOINES, IA 520,839520.8k $12.0m $12.0m 0.20% Added +57.6k +57,620
5 Elevated Capital Advisors, LLC 2.00% of their portfolio SANDY, UT 348,295348.3k $8.0m $8.0m 2.00% Added +180.8k +180,791
6 POM Investment Strategies, LLC 3.92% of their portfolio RALEIGH, NC 312,417312.4k $7.2m $7.2m 3.92% Added +98.5k +98,457
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 287,722287.7k $6.6m $6.6m 0.00% Added +34.6k +34,595
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 242,057242.1k $5.6m $5.6m 0.00% Added +23.0k +22,996
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 159,169159.2k $3.7m $3.7m 0.01% Added +1.3k +1,348
10 HOWARD BAILEY SECURITIES, LLC 0.77% of their portfolio FORT WAYNE, IN 117,895117.9k $2.7m $2.7m 0.77% Added +20.7k +20,723
11 WealthPLAN Partners, LLC 0.37% of their portfolio OMAHA, NE 107,873107.9k $2.5m $2.5m 0.37% Added +667 +667
12 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.44% of their portfolio LEAWOOD, KS 98,19798.2k $2.3m $2.3m 0.44% Reduced -15.8k -15,757
13 Stegent Equity Advisors, Inc. 1.79% of their portfolio HOUSTON, TX 95,32495.3k $2.2m $2.2m 1.79% Reduced -409 -409
14 Encompass More Asset Management 0.39% of their portfolio Danville, CA 88,42788.4k $2.0m $2.0m 0.39% Added +20.7k +20,748
15 Legacy Wealth Managment, LLC/ID 0.87% of their portfolio BOISE, ID 83,00483.0k $1.9m $1.9m 0.87% Reduced -98.8k -98,758
16 Authentikos Wealth Advisory, LLC 1.22% of their portfolio MORGAN HILL, CA 79,78379.8k $1.8m $1.8m 1.22% Added +5.5k +5,453
17 NAPA WEALTH MANAGEMENT 0.82% of their portfolio Napa, CA 75,93775.9k $1.8m $1.8m 0.82% Added +13.4k +13,387
18 TME FINANCIAL, INC. 1.16% of their portfolio Huntington Beach, CA 66,85266.9k $1.5m $1.5m 1.16% Added +6.0k +6,019
19 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 54,62554.6k $1.3m $1.3m 0.05% New
20 B.O.S.S. Retirement Advisors, LLC 0.27% of their portfolio Lehi, UT 49,49949.5k $1.1m $1.1m 0.27% Added +13.4k +13,386
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 39,58839.6k $914.1k $914.1k 0.00% Added +16.8k +16,836
22 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 39,55639.6k $913.3k $913.3k 0.01% Reduced -4.1k -4,074
23 Blackston Financial Advisory Group, LLC 0.54% of their portfolio THE VILLAGES, FL 39,20539.2k $905.2k $905.2k 0.54% Added +12.7k +12,658
24 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 36,79836.8k $849.7k $849.7k 0.01% New
25 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 31,92531.9k $737.1k $737.1k 0.00% New
26 Redhawk Wealth Advisors, Inc. 0.09% of their portfolio MINNEAPOLIS, MN 31,88331.9k $736.2k $736.2k 0.09% Added +11.4k +11,390
27 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 27,89327.9k $620.0k $620.0k 0.01% Added +24.2k +24,205
28 Decker Retirement Planning Inc. 0.35% of their portfolio LEVI, UT 27,47927.5k $634.5k $634.5k 0.35% Added +644 +644
29 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 23,96724.0k $553.4k $553.4k 0.01% New
30 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 18,02218.0k $416.1k $416.1k 0.02% Added +4.8k +4,848
31 J HAGAN CAPITAL, INC. 0.25% of their portfolio LOUISVILLE, KY 17,97918.0k $415.1k $415.1k 0.25% Added +3.1k +3,130
32 Pekin Hardy Strauss, Inc. 0.04% of their portfolio CHICAGO, IL 16,32516.3k $376.9k $376.9k 0.04% Reduced -1.9k -1,915
33 Guerra Advisors Inc 0.12% of their portfolio MIAMI, FL 13,81313.8k $318.9k $318.9k 0.12% Reduced -664 -664
34 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 12,03312.0k $277.8k $277.8k 0.00% Reduced -1.0k -1,019
35 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 11,74611.7k $271.2k $271.2k 0.01% Added +139 +139
36 PANORAMIC INVESTMENT ADVISORS, LLC 0.15% of their portfolio DENVER, CO 11,30011.3k $260.9k $260.9k 0.15% Unchanged
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,31910.3k $238.0k $238.0k 0.00% Reduced -7.9k -7,937
38 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 8,9799.0k $207.3k $207.3k 0.00% New
39 BlackDiamond Wealth Management, LLC 0.11% of their portfolio NEW YORK, NY 8,7888.8k $202.9k $202.9k 0.11% Added +36 +36
40 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,8345.8k $134.7k $134.7k 0.00% Reduced -54.8k -54,773
41 Whipplewood Advisors, LLC 0.04% of their portfolio LITTLETON, CO 2,9092.9k $67.2k $67.2k 0.04% Reduced -3.6k -3,626
42 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 2,7692.8k $63.9k $63.9k 0.00% Reduced -446 -446
43 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 2,3172.3k $53.5k $53.5k 0.00% Added +46 +46
44 Luminist Capital LLC 0.04% of their portfolio GRAND RAPIDS, MI 1,8831.9k $43.7k $43.7k 0.04% Reduced -31 -31
45 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,0371.0k $23.9k $23.9k 0.00% New
46 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 474474 $11.0k $11.0k 0.00% New
47 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 252252 $5.8k $5.8k 0.00% Reduced -735 -735
48 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 133133 $3.1k $3.1k 0.00% Unchanged
49 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 7070 $1.6k $1.6k 0.00% Unchanged
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $32 $32 0.00% Reduced -1 -1
51 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $27 $27 0.00% Unchanged
52 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 11 $21 $21 0.00% New