Vault-13

SIMPLIFY EXCHANGE TRADED FUN HIGH

ENHANCED INM ETF · ETP · CUSIP 82889N632

60 institutional holders -31 vs Q4 2024
5,071,1655.1m shares reported held*
$111.9mreported value*
9 new 16 added 28 reduced 39 sold out net sold ≈ $54.3m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($24 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.07.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 5Q1 23: 3Q2 23: 9Q3 23: 20Q4 23: 60Q1 24: 77Q2 24: 84Q3 24: 87Q4 24: 91Q1 25: 6060Q4 22Q2 23Q4 23Q2 24Q4 24Q1 25
Numbers
QuarterHolders
Q4 20225
Q1 20233
Q2 20239
Q3 202320
Q4 202360
Q1 202477
Q2 202484
Q3 202487
Q4 202491
Q1 202560

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 8 bought or addedQ2 23: 1 cut or sold outQ3 23: 17 bought or addedQ3 23: 5 cut or sold outQ3 23Q4 23: 52 bought or addedQ4 23: 8 cut or sold outQ1 24: 51 bought or addedQ1 24: 28 cut or sold outQ1 24Q2 24: 51 bought or addedQ2 24: 34 cut or sold outQ3 24: 50 bought or addedQ3 24: 46 cut or sold outQ3 24Q4 24: 43 bought or addedQ4 24: 51 cut or sold outQ1 25: 25 bought or addedQ1 25: 67 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202381
Q3 2023175
Q4 2023528
Q1 20245128
Q2 20245134
Q3 20245046
Q4 20244351
Q1 20252567

Biggest buyers

POM Investment Strategies, LLC New +186,966+187.0k
Beacon Capital Management, LLC Added +171,020+171.0k
Elevated Capital Advisors, LLC Added +131,007+131.0k
HOWARD BAILEY SECURITIES, LLC New +87,352+87.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +81,926+81.9k
Authentikos Wealth Advisory, LLC New +65,407+65.4k
AE Wealth Management LLC Added +46,594+46.6k
Mid-American Wealth Advisory Group, Inc. Added +31,129+31.1k
OSAIC HOLDINGS, INC. Added +22,794+22.8k
FSA Advisors, Inc. Added +17,646+17.6k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -676,701-676.7k
Astor Investment Management LLC Sold out -350,313-350.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -300,443-300.4k
JT Stratford LLC Sold out -203,174-203.2k
Orion Porfolio Solutions, LLC Sold out -138,997-139.0k
ARQ WEALTH ADVISORS, LLC Sold out -135,695-135.7k
BlackDiamond Wealth Management, LLC Reduced -131,853-131.9k
UBS Group AG Reduced -123,831-123.8k
LPL Financial LLC Reduced -117,112-117.1k
Wealthcare Advisory Partners LLC Sold out -113,603-113.6k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.11% of their portfolio TOPEKA, KS 620,100620.1k $13.6m $13.6m 0.11% Added +46.6k +46,594
2 WealthPlan Investment Management, LLC 1.05% of their portfolio OMAHA, NE 486,242486.2k $10.7m $10.7m 1.05% Reduced -11.8k -11,849
3 Beacon Capital Management, LLC 1.40% of their portfolio FRANKLIN, TN 472,647472.6k $10.4m $10.4m 1.40% Added +171.0k +171,020
4 PRINCIPAL SECURITIES, INC. 0.17% of their portfolio DES MOINES, IA 327,452327.5k $7.5m $7.5m 0.17% Unchanged
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 279,881279.9k $6.1m $6.1m 0.00% Reduced -123.8k -123,831
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 243,253243.3k $5.3m $5.3m 0.00% Reduced -117.1k -117,112
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 213,846213.8k $4.7m $4.7m 0.00% Reduced -300.4k -300,443
8 POM Investment Strategies, LLC 4.80% of their portfolio RALEIGH, NC 186,966187.0k $4.1m $4.1m 4.80% New
9 Elevated Capital Advisors, LLC 1.03% of their portfolio SANDY, UT 167,504167.5k $3.7m $3.7m 1.03% Added +131.0k +131,007
10 WealthPLAN Partners, LLC 0.50% of their portfolio OMAHA, NE 160,649160.6k $3.5m $3.5m 0.50% Added +4.3k +4,335
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 151,077151.1k $3.3m $3.3m 0.01% Added +22.8k +22,794
12 Legacy Wealth Managment, LLC/ID 2.24% of their portfolio BOISE, ID 140,494140.5k $3.1m $3.1m 2.24% Reduced -37.8k -37,831
13 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 138,997139.0k $3.2m $3.2m 0.02% Unchanged
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 137,685137.7k $3.0m $3.0m 0.00% Added +81.9k +81,926
15 Mid-American Wealth Advisory Group, Inc. 1.57% of their portfolio KANSAS CITY, MO 133,211133.2k $2.9m $2.9m 1.57% Added +31.1k +31,129
16 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.69% of their portfolio LEAWOOD, KS 117,631117.6k $2.6m $2.6m 0.69% Added +64 +64
17 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 107,195107.2k $2.4m $2.4m 0.01% Reduced -29.3k -29,278
18 Stegent Equity Advisors, Inc. 2.20% of their portfolio HOUSTON, TX 99,07799.1k $2.2m $2.2m 2.20% Reduced -4.4k -4,403
19 HOWARD BAILEY SECURITIES, LLC 0.64% of their portfolio FORT WAYNE, IN 87,35287.4k $1.9m $1.9m 0.64% New
20 NAPA WEALTH MANAGEMENT 0.88% of their portfolio Napa, CA 70,88270.9k $1.6m $1.6m 0.88% Reduced -8.2k -8,231
21 Encompass More Asset Management 0.44% of their portfolio Danville, CA 66,66566.7k $1.5m $1.5m 0.44% Added +7.5k +7,491
22 Authentikos Wealth Advisory, LLC 1.12% of their portfolio MORGAN HILL, CA 65,40765.4k $1.4m $1.4m 1.12% New
23 TME FINANCIAL, INC. 1.25% of their portfolio Huntington Beach, CA 65,34765.3k $1.4m $1.4m 1.25% Reduced -7.1k -7,128
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 59,24959.2k $1.3m $1.3m 0.00% Reduced -27.6k -27,618
25 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 50,69250.7k $1.1m $1.1m 0.01% Reduced -6.4k -6,368
26 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 45,93845.9k $1.0m $1.0m 0.03% Reduced -22.2k -22,198
27 FSA Advisors, Inc. 0.70% of their portfolio TROY, MI 40,37940.4k $885.9k $885.9k 0.70% Added +17.6k +17,646
28 SEAVIEW INVESTMENT MANAGERS LLC 0.16% of their portfolio MIAMI, FL 30,65630.7k $672.6k $672.6k 0.16% Reduced -2.2k -2,239
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 29,10529.1k $638.6k $638.6k 0.00% Reduced -16.3k -16,337
30 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 21,01221.0k $461.0k $461.0k 0.01% Reduced -73 -73
31 Pekin Hardy Strauss, Inc. 0.05% of their portfolio CHICAGO, IL 20,62520.6k $452.5k $452.5k 0.05% Reduced -8.2k -8,155
32 Redhawk Wealth Advisors, Inc. 0.06% of their portfolio MINNEAPOLIS, MN 20,20220.2k $443.2k $443.2k 0.06% Reduced -8.5k -8,489
33 COMPASS CAPITAL CORP /MA/ /ADV 0.23% of their portfolio BRAINTREE, MA 18,54318.5k $429.6k $429.6k 0.23% Reduced -1.7k -1,675
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,90017.9k $392.7k $392.7k 0.00% Reduced -54.8k -54,842
35 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 17,42217.4k $382.2k $382.2k 0.01% Reduced -21.8k -21,765
36 Brookwood Investment Group LLC 0.06% of their portfolio PHOENIX, AZ 15,70415.7k $344.5k $344.5k 0.06% First filing
37 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,64614.6k $321.3k $321.3k 0.00% Reduced -21.1k -21,125
38 B.O.S.S. Retirement Advisors, LLC 0.09% of their portfolio Lehi, UT 13,64813.6k $299.4k $299.4k 0.09% Added +2.4k +2,372
39 Inspire Advisors, LLC 0.03% of their portfolio Meridian, ID 13,58813.6k $298.1k $298.1k 0.03% Added +578 +578
40 Arax Advisory Partners 0.02% of their portfolio NEW YORK, NY 12,72112.7k $279.1k $279.1k 0.02% Reduced -11.8k -11,789
41 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 10,99811.0k $241.3k $241.3k 0.01% Added +1.1k +1,144
42 Financial Sense Advisors, Inc. 0.07% of their portfolio SAN DIEGO, CA 10,75010.8k $235.9k $235.9k 0.07% Unchanged
43 PANORAMIC INVESTMENT ADVISORS, LLC 0.16% of their portfolio DENVER, CO 10,55010.6k $231.5k $231.5k 0.16% Unchanged
44 Decker Retirement Planning Inc. 0.13% of their portfolio LEVI, UT 9,7629.8k $214.2k $214.2k 0.13% Added +7.2k +7,188
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,1749.2k $201.0k $201.0k 0.00% Added +30 +30
46 BlackDiamond Wealth Management, LLC 0.15% of their portfolio NEW YORK, NY 9,1709.2k $217.1k $217.1k 0.15% Reduced -131.9k -131,853
47 Transce3nd, LLC 0.07% of their portfolio BUDA, TX 6,8506.8k $150.3k $150.3k 0.07% New
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,5326.5k $143.3k $143.3k 0.00% New
49 Whipplewood Advisors, LLC 0.13% of their portfolio LITTLETON, CO 4,9615.0k $230.1k $230.1k 0.13% Reduced -5.5k -5,526
50 Parkside Financial Bank & Trust 0.01% of their portfolio SAINT LOUIS, MO 3,2153.2k $70.5k $70.5k 0.01% Reduced -1.5k -1,471
51 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 2,2232.2k $48.8k $48.8k 0.00% New
52 Luminist Capital LLC 0.05% of their portfolio GRAND RAPIDS, MI 2,0352.0k $44.9k $44.9k 0.05% Added +62 +62
53 Park Square Financial Group, LLC 0.03% of their portfolio ROSWELL, GA 1,7201.7k $37.7k $37.7k 0.03% New
54 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 987987 $21.7k $21.7k 0.00% Reduced -7.6k -7,632
55 Kiker Wealth Management, LLC 0.00% of their portfolio JASPER, GA 228228 $5.0k $5.0k 0.00% New
56 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 217217 $4.8k $4.8k 0.00% Reduced -676.7k -676,701
57 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 133133 $2.9k $2.9k 0.00% Unchanged
58 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 7070 $1.5k $1.5k 0.00% New
59 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $32 $32 0.00% Reduced -7 -7
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged