Vault-13

SIMPLIFY EXCHANGE TRADED FUN HIGH

ENHANCED INM ETF · ETP · CUSIP 82889N632

87 institutional holders +3 vs Q2 2024
8,642,5538.6m shares reported held*
$202.7mreported value*
16 new 34 added 29 reduced 17 sold out net sold ≈ $19.0m (-809.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($294.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.45.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 5Q1 23: 3Q2 23: 9Q3 23: 20Q4 23: 60Q1 24: 77Q2 24: 84Q3 24: 8787Q4 22Q2 23Q4 23Q2 24Q3 24
Numbers
QuarterHolders
Q4 20225
Q1 20233
Q2 20239
Q3 202320
Q4 202360
Q1 202477
Q2 202484
Q3 202487

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 2 bought or addedQ1 23: 2 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 1 cut or sold outQ3 23: 17 bought or addedQ3 23: 5 cut or sold outQ3 23Q4 23: 52 bought or addedQ4 23: 8 cut or sold outQ1 24: 51 bought or addedQ1 24: 28 cut or sold outQ1 24Q2 24: 51 bought or addedQ2 24: 34 cut or sold outQ3 24: 50 bought or addedQ3 24: 46 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q1 202322
Q2 202381
Q3 2023175
Q4 2023528
Q1 20245128
Q2 20245134
Q3 20245046

Biggest buyers

3EDGE Asset Management, LP Added +142,332+142.3k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC New +122,496+122.5k
PRINCIPAL SECURITIES, INC. Added +93,672+93.7k
NAPA WEALTH MANAGEMENT New +89,133+89.1k
JANE STREET GROUP, LLC Added +79,440+79.4k
ENVESTNET ASSET MANAGEMENT INC Added +68,677+68.7k
CreativeOne Wealth, LLC Added +63,681+63.7k
Private Advisor Group, LLC Added +53,176+53.2k
Inspire Advisors, LLC New +46,413+46.4k
OSAIC HOLDINGS, INC. Added +41,840+41.8k

Biggest sellers

Richard P Slaughter Associates Inc Reduced -592,866-592.9k
PEAK FINANCIAL ADVISORS LLC Sold out -256,871-256.9k
WealthPLAN Partners, LLC Reduced -214,666-214.7k
WealthPlan Investment Management, LLC Reduced -162,776-162.8k
FLAGSHIP HARBOR ADVISORS, LLC Reduced -119,374-119.4k
UBS Group AG Reduced -102,999-103.0k
CITIZENS FINANCIAL GROUP INC/RI Sold out -91,145-91.1k
Wealthcare Advisory Partners LLC Sold out -89,732-89.7k
Continuum Advisory, LLC Sold out -56,291-56.3k
Stegent Equity Advisors, Inc. Reduced -44,718-44.7k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Private Advisor Group, LLC 0.16% of their portfolio MORRISTOWN, NJ 1,088,3731.1m $25.5m $25.5m 0.16% Added +53.2k +53,176
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 750,797750.8k $17.6m $17.6m 0.00% Reduced -103.0k -102,999
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 694,946694.9k $16.3m $16.3m 0.00% Reduced -24.2k -24,191
4 WealthPlan Investment Management, LLC 1.29% of their portfolio OMAHA, NE 542,236542.2k $12.7m $12.7m 1.29% Reduced -162.8k -162,776
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 541,891541.9k $12.7m $12.7m 0.00% Added +68.7k +68,677
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 439,341439.3k $10.3m $10.3m 0.00% Reduced -21.2k -21,193
7 3EDGE Asset Management, LP 0.58% of their portfolio Naples, FL 351,246351.2k $8.2m $8.2m 0.58% Added +142.3k +142,332
8 Astor Investment Management LLC 3.86% of their portfolio CHICAGO, IL 343,987344.0k $8.1m $8.1m 3.86% Reduced -19.9k -19,859
9 PRINCIPAL SECURITIES, INC. 0.16% of their portfolio DES MOINES, IA 282,114282.1k $6.6m $6.6m 0.16% Added +93.7k +93,672
10 ARQ WEALTH ADVISORS, LLC 2.00% of their portfolio SCOTTSDALE, AZ 225,300225.3k $5.3m $5.3m 2.00% Added +7.8k +7,753
11 JT Stratford LLC 0.82% of their portfolio GAINESVILLE, GA 205,702205.7k $4.8m $4.8m 0.82% Added +6.3k +6,294
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 198,971199.0k $4.7m $4.7m 0.01% Added +41.8k +41,840
13 WealthPLAN Partners, LLC 0.53% of their portfolio OMAHA, NE 167,527167.5k $3.9m $3.9m 0.53% Reduced -214.7k -214,666
14 BlackDiamond Wealth Management, LLC 2.19% of their portfolio NEW YORK, NY 153,690153.7k $3.6m $3.6m 2.19% Added +25.2k +25,240
15 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 139,200139.2k $3.3m $3.3m 0.03% Added +2.6k +2,636
16 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 139,200139.2k $3.3m $3.3m 0.03% Added +2.6k +2,636
17 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 136,863136.9k $3.2m $3.2m 0.01% Added +79.4k +79,440
18 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 125,329125.3k $2.9m $2.9m 0.00% Reduced -3.5k -3,549
19 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.87% of their portfolio LEAWOOD, KS 122,496122.5k $2.9m $2.9m 0.87% New
20 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 116,903116.9k $2.7m $2.7m 0.02% Reduced -9.2k -9,158
21 Stegent Equity Advisors, Inc. 3.03% of their portfolio HOUSTON, TX 116,903116.9k $2.7m $2.7m 3.03% Reduced -44.7k -44,718
22 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 108,553108.6k $2.5m $2.5m 0.03% Added +483 +483
23 FLOW TRADERS U.S. LLC 0.11% of their portfolio NEW YORK, NY 94,70294.7k $2.2m $2.2m 0.11% Reduced -31.7k -31,749
24 Legacy Capital Group California, Inc. 0.71% of their portfolio LOS GATOS, CA 90,98491.0k $2.1m $2.1m 0.71% Added +3.4k +3,406
25 Pekin Hardy Strauss, Inc. 0.27% of their portfolio CHICAGO, IL 90,42090.4k $2.1m $2.1m 0.27% Added +7.8k +7,763
26 NAPA WEALTH MANAGEMENT 0.99% of their portfolio Napa, CA 89,13389.1k $2.1m $2.1m 0.99% New
27 CreativeOne Wealth, LLC 0.06% of their portfolio OVERLAND PARK, KS 78,29478.3k $1.8m $1.8m 0.06% Added +63.7k +63,681
28 Accurate Wealth Management, LLC 0.35% of their portfolio WESLEY CHAPEL, FL 74,10974.1k $1.7m $1.7m 0.35% Added +26.2k +26,242
29 Mid-American Wealth Advisory Group, Inc. 0.95% of their portfolio KANSAS CITY, MO 64,62364.6k $1.5m $1.5m 0.95% Added +26.3k +26,294
30 Legacy Investment Solutions, LLC 0.80% of their portfolio BOISE, ID 55,65155.7k $1.3m $1.3m 0.80% First filing
31 Legacy Wealth Managment, LLC/ID 0.80% of their portfolio BOISE, ID 55,65155.7k $1.3m $1.3m 0.80% First filing
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 54,78154.8k $1.3m $1.3m 0.00% Added +30.2k +30,229
33 Andina Capital Management, LLC 0.97% of their portfolio LOGAN, UT 54,42454.4k $1.3m $1.3m 0.97% Added +6.3k +6,304
34 Encompass More Asset Management 0.48% of their portfolio Danville, CA 53,71553.7k $1.3m $1.3m 0.48% Added +8.6k +8,614
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 47,87347.9k $1.1m $1.1m 0.00% Added +32.7k +32,693
36 Inspire Advisors, LLC 0.13% of their portfolio Meridian, ID 46,41346.4k $1.1m $1.1m 0.13% New
37 Narus Financial Partners, LLC 0.35% of their portfolio SALT LAKE CITY, UT 41,80741.8k $980.2k $980.2k 0.35% Reduced -21.4k -21,429
38 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 38,73238.7k $908.1k $908.1k 0.00% New
39 SEAVIEW INVESTMENT MANAGERS LLC 0.25% of their portfolio MIAMI, FL 36,07136.1k $845.7k $845.7k 0.25% Reduced -2.9k -2,927
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 33,23933.2k $778.0k $778.0k 0.00% Added +1.8k +1,823
41 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 29,30229.3k $687.0k $687.0k 0.02% Reduced -1.3k -1,336
42 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 29,28429.3k $686.6k $686.6k 0.02% New
43 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 27,29527.3k $640.0k $640.0k 0.06% Reduced -2.5k -2,545
44 Redhawk Wealth Advisors, Inc. 0.09% of their portfolio MINNEAPOLIS, MN 27,03927.0k $633.9k $633.9k 0.09% Added +10.6k +10,593
45 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 26,61526.6k $624.0k $624.0k 0.03% Reduced -119.4k -119,374
46 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 25,37425.4k $594.9k $594.9k 0.01% New
47 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 23,17223.2k $543.3k $543.3k 0.00% New
48 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 21,84221.8k $513.5k $513.5k 0.01% New
49 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 20,66220.7k $484.4k $484.4k 0.01% Added +832 +832
50 Legacy Capital Wealth Partners, LLC 0.09% of their portfolio LITTLE ROCK, AR 18,68818.7k $438.1k $438.1k 0.09% Added +1.0k +1,040
51 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 18,47618.5k $433.2k $433.2k 0.01% Added +9.0k +8,999
52 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 16,16316.2k $378.9k $378.9k 0.00% Added +3.3k +3,304
53 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,14515.1k $355.1k $355.1k 0.00% Reduced -4.4k -4,418
54 Richard P Slaughter Associates Inc 0.08% of their portfolio AUSTIN, TX 14,92314.9k $349.9k $349.9k 0.08% Reduced -592.9k -592,866
55 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,48914.5k $340.0k $340.0k 0.00% Reduced -2.4k -2,362
56 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 14,13414.1k $331.4k $331.4k 0.02% Added +2.0k +2,036
57 Fortis Capital Advisors, LLC 0.11% of their portfolio PRAIRIE VILLAGE, KS 14,11614.1k $331.0k $331.0k 0.11% Added +2.0k +2,018
58 New Century Financial Group, LLC 0.12% of their portfolio PRINCETON, NJ 13,73513.7k $322.0k $322.0k 0.12% New
59 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 12,92212.9k $303.0k $303.0k 0.00% New
60 CPA Asset Management Group, LLC 0.15% of their portfolio WEST PALM BEACH, FL 12,88412.9k $302.1k $302.1k 0.15% Reduced -6.4k -6,443
61 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 12,13512.1k $294.9k $294.9k 0.01% Unchanged
62 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 10,87310.9k $254.9k $254.9k 0.00% Added +100 +100
63 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 10,79310.8k $254.3k $254.3k 0.01% Added +269 +269
64 Financial Sense Advisors, Inc. 0.07% of their portfolio SAN DIEGO, CA 10,75010.8k $252.0k $252.0k 0.07% Reduced -21.7k -21,669
65 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 10,63710.6k $249.4k $249.4k 0.00% Reduced -792 -792
66 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 10,32310.3k $242.0k $242.0k 0.01% Added +10.1k +10,071
67 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 10,12210.1k $237.3k $237.3k 0.01% Reduced -439 -439
68 PANORAMIC INVESTMENT ADVISORS, LLC 0.16% of their portfolio DENVER, CO 10,05010.1k $235.6k $235.6k 0.16% First filing
69 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 9,4159.4k $220.7k $220.7k 0.01% Added +1.9k +1,942
70 FOURPATH CAPITAL MANAGEMENT, LLC 0.04% of their portfolio OKLAHOMA CITY, OK 9,1419.1k $214.3k $214.3k 0.04% Reduced -32 -32
71 Family Investment Center, Inc. 0.05% of their portfolio Saint Joseph, MO 8,7688.8k $205.6k $205.6k 0.05% New
72 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,7508.8k $205.0k $205.0k 0.00% New
73 HOWARD BAILEY SECURITIES, LLC 0.08% of their portfolio FORT WAYNE, IN 8,7408.7k $204.9k $204.9k 0.08% First filing
74 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 8,6988.7k $203.9k $203.9k 0.01% Reduced -5.0k -4,993
75 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 8,6868.7k $203.5k $203.5k 0.01% New
76 Raleigh Capital Management Inc. 0.06% of their portfolio CARY, NC 6,7656.8k $158.6k $158.6k 0.06% Reduced -354 -354
77 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 4,5004.5k $106.0k $106.0k 0.00% New
78 Parkside Financial Bank & Trust 0.01% of their portfolio SAINT LOUIS, MO 3,1963.2k $74.9k $74.9k 0.01% Reduced -851 -851
79 Peterson Financial Group, Inc. 0.10% of their portfolio DES MOINES, IA 1,1361.1k $26.6k $26.6k 0.10% New
80 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,0491.0k $25.0k $25.0k 0.00% New
81 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 599599 $14.0k $14.0k 0.00% Reduced -15.4k -15,368
82 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 428428 $10.0k $10.0k 0.00% Unchanged
83 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 383383 $9.0k $9.0k 0.00% Reduced -932 -932
84 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 167167 $3.9k $3.9k 0.00% Added +6 +6
85 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 133133 $3.1k $3.1k 0.00% Unchanged
86 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $46 $46 0.00% Reduced -215 -215
87 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged