Vault-13

SIMPLIFY EXCHANGE TRADED FUN HIGH

ENHANCED INM ETF · ETP · CUSIP 82889N632

60 institutional holders +40 vs Q3 2023
5,317,3605.3m shares reported held*
$129.8mreported value*
41 new 11 added 3 reduced 5 sold out net bought ≈ $95.5m (+3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.42.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q4 22: 5Q1 23: 3Q2 23: 9Q3 23: 20Q4 23: 6060Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q4 20225
Q1 20233
Q2 20239
Q3 202320
Q4 202360

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 2 bought or addedQ1 23: 2 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 1 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 5 cut or sold outQ3 23Q4 23: 52 bought or addedQ4 23: 8 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q1 202322
Q2 202381
Q3 2023175
Q4 2023528

Biggest buyers

WELLS FARGO & COMPANY/MN New +787,261+787.3k
Private Advisor Group, LLC New +732,944+732.9k
Astor Investment Management LLC New +426,297+426.3k
ENVESTNET ASSET MANAGEMENT INC New +363,845+363.8k
OSAIC HOLDINGS, INC. Added +242,479+242.5k
AE Wealth Management LLC New +169,318+169.3k
FLAGSHIP HARBOR ADVISORS, LLC New +140,031+140.0k
Orion Porfolio Solutions, LLC New +132,238+132.2k
Orion Portfolio Solutions, LLC New +132,238+132.2k
Atria Investments, Inc New +105,537+105.5k

Biggest sellers

OLD MISSION CAPITAL LLC Sold out -112,332-112.3k
3EDGE Asset Management, LP Reduced -88,568-88.6k
Worth Asset Management, LLC Reduced -42,364-42.4k
Ocean Park Asset Management, LLC Sold out -31,200-31.2k
PEAK FINANCIAL ADVISORS LLC Reduced -29,553-29.6k
Matrix Trust Co Sold out -544-544
BANK OF AMERICA CORP /DE/ Sold out -427-427
FMR LLC Sold out -1-1

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 787,261787.3k $19.3m $19.3m 0.01% New
2 Private Advisor Group, LLC 0.14% of their portfolio MORRISTOWN, NJ 732,944732.9k $18.0m $18.0m 0.14% New
3 PEAK FINANCIAL ADVISORS LLC 7.50% of their portfolio DENVER, CO 457,094457.1k $11.2m $11.2m 7.50% Reduced -29.6k -29,553
4 Astor Investment Management LLC 4.01% of their portfolio CHICAGO, IL 426,297426.3k $10.5m $10.5m 4.01% New
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 363,845363.8k $8.9m $8.9m 0.00% New
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 263,931263.9k $6.5m $6.5m 0.01% Added +242.5k +242,479
7 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 169,318169.3k $4.1m $4.1m 0.02% New
8 FLAGSHIP HARBOR ADVISORS, LLC 0.25% of their portfolio BOSTON, MA 140,031140.0k $3.4m $3.4m 0.25% New
9 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 134,043134.0k $3.3m $3.3m 0.00% Added +84.0k +84,027
10 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 132,238132.2k $3.2m $3.2m 0.04% New
11 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 132,238132.2k $3.2m $3.2m 0.04% New
12 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 128,409128.4k $3.2m $3.2m 0.01% Added +1.1k +1,117
13 3EDGE Asset Management, LP 0.24% of their portfolio Naples, FL 126,358126.4k $3.1m $3.1m 0.24% Reduced -88.6k -88,568
14 Simplify Asset Management Inc. 0.46% of their portfolio Las Vegas, NV 120,364120.4k $3.0m $3.0m 0.46% Added +103.9k +103,893
15 Propel Bio Management, LLC 2.45% of their portfolio Los Angeles, CA 120,221120.2k $3.0m $3.0m 2.45% First filing
16 BlackDiamond Wealth Management, LLC 2.01% of their portfolio NEW YORK, NY 111,821111.8k $2.7m $2.7m 2.01% Added +43.0k +43,036
17 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 105,537105.5k $2.6m $2.6m 0.04% New
18 Legacy Capital Group California, Inc. 0.86% of their portfolio LOS GATOS, CA 90,79490.8k $2.2m $2.2m 0.86% New
19 Prosperity Wealth Management, Inc. 1.22% of their portfolio San Ramon, CA 76,08176.1k $1.9m $1.9m 1.22% New
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 70,74070.7k $1.7m $1.7m 0.00% New
21 CITIZENS FINANCIAL GROUP INC/RI 0.06% of their portfolio PROVIDENCE, RI 69,68569.7k $1.7m $1.7m 0.06% Added +21.3k +21,345
22 Continuum Advisory, LLC 0.20% of their portfolio EAGLE, ID 55,87055.9k $1.4m $1.4m 0.20% Added +16.9k +16,890
23 Pekin Hardy Strauss, Inc. 0.20% of their portfolio CHICAGO, IL 54,45254.5k $1.3m $1.3m 0.20% Added +27.3k +27,302
24 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 51,73251.7k $1.3m $1.3m 0.05% New
25 Narus Financial Partners, LLC 0.58% of their portfolio SALT LAKE CITY, UT 48,83548.8k $1.2m $1.2m 0.58% New
26 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 44,81644.8k $344.4k $344.4k 0.03% New
27 Encompass More Asset Management 1.06% of their portfolio Danville, CA 38,30238.3k $940.7k $940.7k 1.06% First filing
28 Elevated Capital Advisors, LLC 0.28% of their portfolio SANDY, UT 36,22836.2k $889.8k $889.8k 0.28% New
29 Arax Advisory Partners 0.09% of their portfolio NEW YORK, NY 32,99633.0k $810.4k $810.4k 0.09% Added +10.4k +10,394
30 Worth Asset Management, LLC 0.57% of their portfolio DALLAS, TX 32,49732.5k $798.1k $798.1k 0.57% Reduced -42.4k -42,364
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 24,64224.6k $604.0k $604.0k 0.00% New
32 Outlook Wealth Advisors, LLC 0.19% of their portfolio SHENANDOAH, TX 22,37922.4k $549.6k $549.6k 0.19% New
33 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 22,12522.1k $543.4k $543.4k 0.03% New
34 Legacy Capital Wealth Partners, LLC 0.13% of their portfolio LITTLE ROCK, AR 18,19018.2k $446.8k $446.8k 0.13% New
35 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 17,93017.9k $440.4k $440.4k 0.00% New
36 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 17,91617.9k $440.0k $440.0k 0.02% First filing
37 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,84717.8k $438.0k $438.0k 0.00% New
38 AlphaMark Advisors, LLC 0.17% of their portfolio FT. WRIGHT, KY 17,77317.8k $436.0k $436.0k 0.17% Added +9.3k +9,322
39 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,03716.0k $393.9k $393.9k 0.00% New
40 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 15,70615.7k $386.0k $386.0k 0.01% New
41 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 14,73214.7k $361.8k $361.8k 0.00% New
42 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 12,02012.0k $295.2k $295.2k 0.01% New
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,97511.0k $269.5k $269.5k 0.00% New
44 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 10,95411.0k $269.0k $269.0k 0.01% New
45 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 10,17810.2k $250.0k $250.0k 0.02% New
46 FOURPATH CAPITAL MANAGEMENT, LLC 0.15% of their portfolio OKLAHOMA CITY, OK 9,2519.3k $227.2k $227.2k 0.15% New
47 Richard P Slaughter Associates Inc 0.05% of their portfolio AUSTIN, TX 8,2018.2k $201.4k $201.4k 0.05% New
48 Raleigh Capital Management Inc. 0.09% of their portfolio CARY, NC 8,0968.1k $198.8k $198.8k 0.09% New
49 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 7,7667.8k $191.0k $191.0k 0.02% New
50 Fortitude Family Office, LLC 0.09% of their portfolio SCOTTSDALE, AZ 4,9064.9k $120.5k $120.5k 0.09% First filing
51 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,2254.2k $103.8k $103.8k 0.00% New
52 New Millennium Group LLC 0.03% of their portfolio SANDY, UT 1,3491.3k $33.1k $33.1k 0.03% New
53 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 428428 $10.5k $10.5k 0.00% New
54 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 409409 $10.0k $10.0k 0.00% Added +209 +209
55 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 339339 $8.3k $8.3k 0.00% New
56 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 154154 $3.8k $3.8k 0.00% New
57 Heck Capital Advisors, LLC 0.00% of their portfolio Rhinelander, WI 5151 $1.3k $1.3k 0.00% New
58 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 4040 $990 $990 0.00% New
59 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 44 $108 $108 0.00% New
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged