Vault-13

SIMPLIFY EXCHANGE TRADED FUN CRDT

SIMPLIFY OPPORT · ETP · CUSIP 82889N558

20 institutional holders -4 vs Q3 2025
1,706,6411.7m shares reported held*
$39.8mreported value*
4 new 6 added 9 reduced 8 sold out net sold ≈ $26.7m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.31.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q2 23: 3Q3 23: 4Q4 23: 4Q1 24: 5Q2 24: 5Q3 24: 5Q4 24: 7Q1 25: 22Q2 25: 23Q3 25: 24Q4 25: 2020Q2 23Q4 23Q2 24Q4 24Q2 25Q4 25
Numbers
QuarterHolders
Q2 20233
Q3 20234
Q4 20234
Q1 20245
Q2 20245
Q3 20245
Q4 20247
Q1 202522
Q2 202523
Q3 202524
Q4 202520

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 24: 3 bought or addedQ1 24: 2 cut or sold outQ2 24: 3 bought or addedQ2 24: 2 cut or sold outQ2 24Q3 24: 3 bought or addedQ3 24: 3 cut or sold outQ4 24: 5 bought or addedQ4 24: 2 cut or sold outQ4 24Q1 25: 19 bought or addedQ1 25: 3 cut or sold outQ2 25: 12 bought or addedQ2 25: 13 cut or sold outQ2 25Q3 25: 17 bought or addedQ3 25: 11 cut or sold outQ4 25: 10 bought or addedQ4 25: 17 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 202432
Q2 202432
Q3 202433
Q4 202452
Q1 2025193
Q2 20251213
Q3 20251711
Q4 20251017

Biggest buyers

Focus Partners Wealth New +276,354+276.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +29,707+29.7k
Ascension Capital Advisors, Inc. Added +20,924+20.9k
Mid-American Wealth Advisory Group, Inc. Added +14,789+14.8k
Lloyd Advisory Services, LLC. New +6,044+6.0k
Kingdom Financial Group LLC. New +2,387+2.4k
ENVESTNET ASSET MANAGEMENT INC Added +2,288+2.3k
PRINCIPAL SECURITIES, INC. Added +1,573+1.6k
AE Wealth Management LLC Added +735+735
OSAIC HOLDINGS, INC. Added +50+50

Biggest sellers

NorthCoast Asset Management LLC Sold out -872,251-872.3k
Authentikos Wealth Advisory, LLC Sold out -195,072-195.1k
Wealthcare Advisory Partners LLC Sold out -128,507-128.5k
JPMORGAN CHASE & CO Sold out -125,624-125.6k
Steward Partners Investment Advisory, LLC Reduced -51,308-51.3k
JANE STREET GROUP, LLC Reduced -37,712-37.7k
Continuum Advisory, LLC Reduced -37,365-37.4k
FLOW TRADERS U.S. LLC Sold out -16,333-16.3k
CITADEL ADVISORS LLC Sold out -12,977-13.0k
Sunbelt Securities, Inc. Reduced -11,290-11.3k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Ascension Capital Advisors, Inc. 5.09% of their portfolio Houston, TX 635,914635.9k $14.8m $14.8m 5.09% Added +20.9k +20,924
2 Continuum Advisory, LLC 0.90% of their portfolio EAGLE, ID 386,244386.2k $9.0m $9.0m 0.90% Reduced -37.4k -37,365
3 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 276,354276.4k $6.4m $6.4m 0.01% New
4 Mid-American Wealth Advisory Group, Inc. 1.98% of their portfolio KANSAS CITY, MO 201,104201.1k $4.7m $4.7m 1.98% Added +14.8k +14,789
5 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 50,80650.8k $1.2m $1.2m 0.01% Added +735 +735
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,70729.7k $692.5k $692.5k 0.00% New
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 27,39027.4k $638.5k $638.5k 0.00% Added +2.3k +2,288
8 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 23,70323.7k $552.5k $552.5k 0.01% Added +1.6k +1,573
9 Sunbelt Securities, Inc. 0.03% of their portfolio HOUSTON, TX 21,87121.9k $509.8k $509.8k 0.03% Reduced -11.3k -11,290
10 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,38117.4k $405.2k $405.2k 0.00% Reduced -37.7k -37,712
11 Great Lakes Retirement, Inc. 0.03% of their portfolio SANDUSKY, OH 13,20413.2k $307.8k $307.8k 0.03% Reduced -701 -701
12 Trajan Wealth LLC 0.01% of their portfolio SCOTTSDALE, AZ 9,1689.2k $213.7k $213.7k 0.01% Reduced -1.6k -1,573
13 Lloyd Advisory Services, LLC. 0.05% of their portfolio SUWANEE, GA 6,0446.0k $140.9k $140.9k 0.05% New
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,9963.0k $69.9k $69.9k 0.00% Added +50 +50
15 Kingdom Financial Group LLC. 0.02% of their portfolio PEORIA, AZ 2,3872.4k $55.6k $55.6k 0.02% New
16 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,5581.6k $36.3k $36.3k 0.00% Reduced -51.3k -51,308
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 300300 $7.0k $7.0k 0.00% Reduced -644 -644
18 Networth Advisors, LLC 0.00% of their portfolio CANONSBURG, PA 268268 $6.2k $6.2k 0.00% First filing
19 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 129129 $3.0k $3.0k 0.00% Reduced -89 -89
20 Quest 10 Wealth Builders, Inc. 0.00% of their portfolio Fuquay-Varina, VA 113113 $2.6k $2.6k 0.00% Reduced -11 -11