Vault-13

SIMPLIFY EXCHANGE TRADED FUN CRDT

SIMPLIFY OPPORT · ETP · CUSIP 82889N558

24 institutional holders +1 vs Q2 2025
2,873,2122.9m shares reported held*
$68.0mreported value*
7 new 10 added 6 reduced 5 sold out net bought ≈ $9.4m (+395.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.66.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q2 23: 3Q3 23: 4Q4 23: 4Q1 24: 5Q2 24: 5Q3 24: 5Q4 24: 7Q1 25: 22Q2 25: 23Q3 25: 2424Q2 23Q4 23Q2 24Q4 24Q2 25Q3 25
Numbers
QuarterHolders
Q2 20233
Q3 20234
Q4 20234
Q1 20245
Q2 20245
Q3 20245
Q4 20247
Q1 202522
Q2 202523
Q3 202524

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 23: 2 bought or addedQ4 23: 1 cut or sold outQ1 24: 3 bought or addedQ1 24: 2 cut or sold outQ1 24Q2 24: 3 bought or addedQ2 24: 2 cut or sold outQ3 24: 3 bought or addedQ3 24: 3 cut or sold outQ3 24Q4 24: 5 bought or addedQ4 24: 2 cut or sold outQ1 25: 19 bought or addedQ1 25: 3 cut or sold outQ1 25Q2 25: 12 bought or addedQ2 25: 13 cut or sold outQ3 25: 17 bought or addedQ3 25: 11 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 202321
Q1 202432
Q2 202432
Q3 202433
Q4 202452
Q1 2025193
Q2 20251213
Q3 20251711

Biggest buyers

Continuum Advisory, LLC New +423,609+423.6k
JPMORGAN CHASE & CO New +125,624+125.6k
JANE STREET GROUP, LLC Added +45,089+45.1k
Mid-American Wealth Advisory Group, Inc. Added +25,281+25.3k
Sunbelt Securities, Inc. Added +25,216+25.2k
FLOW TRADERS U.S. LLC New +16,333+16.3k
Wealthcare Advisory Partners LLC Added +14,176+14.2k
Trajan Wealth LLC New +10,741+10.7k
Authentikos Wealth Advisory, LLC Added +9,768+9.8k
3EDGE Asset Management, LP New +9,220+9.2k

Biggest sellers

NorthCoast Asset Management LLC Reduced -245,566-245.6k
Stratos Wealth Advisors, LLC Sold out -27,240-27.2k
Steward Partners Investment Advisory, LLC Reduced -16,523-16.5k
INDEPENDENT FINANCIAL GROUP, LLC Sold out -15,633-15.6k
UBS Group AG Reduced -5,902-5.9k
AE Wealth Management LLC Reduced -1,685-1.7k
CITADEL ADVISORS LLC Reduced -1,166-1.2k
CWM, LLC Sold out -1,021-1.0k
Great Lakes Retirement, Inc. Reduced -878-878
Park Square Financial Group, LLC Sold out -237-237

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NorthCoast Asset Management LLC 0.08% of their portfolio STAMFORD, CT 872,251872.3k $20.6m $20.6m 0.08% Reduced -245.6k -245,566
2 Ascension Capital Advisors, Inc. 5.66% of their portfolio Houston, TX 614,990615.0k $14.6m $14.6m 5.66% Added +4.2k +4,210
3 Continuum Advisory, LLC 1.06% of their portfolio EAGLE, ID 423,609423.6k $10.0m $10.0m 1.06% New
4 Authentikos Wealth Advisory, LLC 3.05% of their portfolio MORGAN HILL, CA 195,072195.1k $4.6m $4.6m 3.05% Added +9.8k +9,768
5 Mid-American Wealth Advisory Group, Inc. 1.97% of their portfolio KANSAS CITY, MO 186,315186.3k $4.4m $4.4m 1.97% Added +25.3k +25,281
6 Wealthcare Advisory Partners LLC 0.06% of their portfolio WEST CHESTER, PA 128,507128.5k $3.0m $3.0m 0.06% Added +14.2k +14,176
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 125,624125.6k $3.0m $3.0m 0.00% New
8 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 55,09355.1k $1.3m $1.3m 0.00% Added +45.1k +45,089
9 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 52,86652.9k $1.3m $1.3m 0.01% Reduced -16.5k -16,523
10 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 50,07150.1k $1.2m $1.2m 0.01% Reduced -1.7k -1,685
11 Sunbelt Securities, Inc. 0.05% of their portfolio HOUSTON, TX 33,16133.2k $784.6k $784.6k 0.05% Added +25.2k +25,216
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 25,10225.1k $593.9k $593.9k 0.00% Added +51 +51
13 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 22,13022.1k $523.6k $523.6k 0.01% Unchanged
14 NAPA WEALTH MANAGEMENT 0.23% of their portfolio Napa, CA 20,91520.9k $494.8k $494.8k 0.23% Added +1.9k +1,943
15 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 16,33316.3k $386.0k $386.0k 0.02% New
16 Great Lakes Retirement, Inc. 0.04% of their portfolio SANDUSKY, OH 13,90513.9k $329.0k $329.0k 0.04% Reduced -878 -878
17 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,97713.0k $307.0k $307.0k 0.00% Reduced -1.2k -1,166
18 Trajan Wealth LLC 0.01% of their portfolio SCOTTSDALE, AZ 10,74110.7k $254.1k $254.1k 0.01% New
19 3EDGE Asset Management, LP 0.01% of their portfolio Naples, FL 9,2209.2k $218.1k $218.1k 0.01% New
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,9462.9k $69.7k $69.7k 0.00% Added +26 +26
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 944944 $22.3k $22.3k 0.00% Reduced -5.9k -5,902
22 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 218218 $5.2k $5.2k 0.00% New
23 Quest 10 Wealth Builders, Inc. 0.00% of their portfolio Fuquay-Varina, VA 124124 $2.9k $2.9k 0.00% Added +49 +49
24 EVOLUTION WEALTH MANAGEMENT INC. 0.00% of their portfolio FORT MYERS, FL 9898 $2.3k $2.3k 0.00% New