Vault-13

SIMPLIFY EXCHANGE TRADED FUN QIS

MULTI QIS ALTERN · ETP · CUSIP 82889N533

9 institutional holders -1 vs Q3 2025
3,863,6403.9m shares reported held*
$57.3mreported value*
2 new 3 added 3 reduced 3 sold out net sold ≈ $13.8m (-931.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.84.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

01020Q3 23: 7Q4 23: 12Q1 24: 9Q2 24: 11Q3 24: 15Q4 24: 17Q1 25: 14Q2 25: 15Q3 25: 10Q4 25: 99Q3 23Q1 24Q3 24Q1 25Q3 25Q4 25
Numbers
QuarterHolders
Q3 20237
Q4 202312
Q1 20249
Q2 202411
Q3 202415
Q4 202417
Q1 202514
Q2 202515
Q3 202510
Q4 20259

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 24: 5 bought or addedQ1 24: 5 cut or sold outQ2 24: 4 bought or addedQ2 24: 5 cut or sold outQ2 24Q3 24: 6 bought or addedQ3 24: 7 cut or sold outQ4 24: 9 bought or addedQ4 24: 9 cut or sold outQ4 24Q1 25: 10 bought or addedQ1 25: 7 cut or sold outQ2 25: 7 bought or addedQ2 25: 6 cut or sold outQ2 25Q3 25: 7 bought or addedQ3 25: 6 cut or sold outQ4 25: 5 bought or addedQ4 25: 6 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 202455
Q2 202445
Q3 202467
Q4 202499
Q1 2025107
Q2 202576
Q3 202576
Q4 202556

Biggest buyers

JANE STREET GROUP, LLC New +15,156+15.2k
Kestra Advisory Services, LLC New +5,183+5.2k
ENVESTNET ASSET MANAGEMENT INC Added +156+156
OSAIC HOLDINGS, INC. Added +28+28
UBS Group AG Added +6+6

Biggest sellers

Simplify Asset Management Inc. Reduced -850,000-850.0k
OLD MISSION CAPITAL LLC Sold out -44,071-44.1k
Matrix Trust Co Reduced -26,792-26.8k
Altiora Financial Group, LLC Sold out -13,631-13.6k
DRIVE WEALTH MANAGEMENT, LLC Sold out -13,084-13.1k
Legacy Wealth Managment, LLC/ID Reduced -3,917-3.9k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Simplify Asset Management Inc. 0.92% of their portfolio Las Vegas, NV 3,777,6203.8m $56.1m $56.1m 0.92% Reduced -850.0k -850,000
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 29,80729.8k $442.4k $442.4k 0.00% Added +156 +156
3 Legacy Wealth Managment, LLC/ID 0.13% of their portfolio BOISE, ID 18,81918.8k $279.3k $279.3k 0.13% Reduced -3.9k -3,917
4 Matrix Trust Co 0.04% of their portfolio DENVER, CO 15,51815.5k $230.0k $230.0k 0.04% Reduced -26.8k -26,792
5 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,15615.2k $224.9k $224.9k 0.00% New
6 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,1835.2k $76.9k $76.9k 0.00% New
7 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,3561.4k $20.1k $20.1k 0.00% Added +28 +28
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 115115 $1.7k $1.7k 0.00% Unchanged
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 6666 $980 $980 0.00% Added +6 +6