Vault-13

SIMPLIFY EXCHANGE TRADED FUN QIS

MULTI QIS ALTERN · ETP · CUSIP 82889N533

14 institutional holders -3 vs Q4 2024
4,342,5574.3m shares reported held*
$100.6mreported value*
3 new 7 added 2 reduced 5 sold out net sold ≈ $1.2m (-53.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.17.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

01020Q3 23: 7Q4 23: 12Q1 24: 9Q2 24: 11Q3 24: 15Q4 24: 17Q1 25: 1414Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 20237
Q4 202312
Q1 20249
Q2 202411
Q3 202415
Q4 202417
Q1 202514

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 23: 7 bought or addedQ4 23: 3 cut or sold outQ4 23Q1 24: 5 bought or addedQ1 24: 5 cut or sold outQ1 24Q2 24: 4 bought or addedQ2 24: 5 cut or sold outQ2 24Q3 24: 6 bought or addedQ3 24: 7 cut or sold outQ3 24Q4 24: 9 bought or addedQ4 24: 9 cut or sold outQ4 24Q1 25: 10 bought or addedQ1 25: 7 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q4 202373
Q1 202455
Q2 202445
Q3 202467
Q4 202499
Q1 2025107

Biggest buyers

Simplify Asset Management Inc. Added +3,879,067+3.9m
Financial Enhancement Group LLC Added +29,510+29.5k
ENVESTNET ASSET MANAGEMENT INC New +27,647+27.6k
Altiora Financial Group, LLC New +26,196+26.2k
JANE STREET GROUP, LLC Added +12,113+12.1k
Matrix Trust Co Added +11,990+12.0k
Twelve Points Wealth Management LLC Added +10,269+10.3k
Kestra Advisory Services, LLC Added +6,635+6.6k
OSAIC HOLDINGS, INC. Added +1,038+1.0k
BANK OF MONTREAL /CAN/ New +45+45

Biggest sellers

KIM, LLC Sold out -4,000,000-4.0m
Richard P Slaughter Associates Inc Sold out -21,200-21.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -18,418-18.4k
AVANTAX ADVISORY SERVICES, INC. Sold out -10,473-10.5k
Legacy Wealth Managment, LLC/ID Reduced -6,266-6.3k
Collaborative Wealth Managment Inc. Reduced -924-924
CWM, LLC Sold out -378-378

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Simplify Asset Management Inc. 4.38% of their portfolio Las Vegas, NV 4,041,3604.0m $93.8m $93.8m 4.38% Added +3.9m +3,879,067
2 Financial Enhancement Group LLC 0.27% of their portfolio ANDERSON, IN 83,93083.9k $1.8m $1.8m 0.27% Added +29.5k +29,510
3 Matrix Trust Co 0.17% of their portfolio DENVER, CO 44,43744.4k $1.0m $1.0m 0.17% Added +12.0k +11,990
4 Twelve Points Wealth Management LLC 0.26% of their portfolio CONCORD, MA 41,70841.7k $968.1k $968.1k 0.26% Added +10.3k +10,269
5 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 28,08828.1k $652.0k $652.0k 0.00% Added +12.1k +12,113
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 27,64727.6k $641.7k $641.7k 0.00% New
7 Altiora Financial Group, LLC 0.13% of their portfolio LEBANON, OH 26,19626.2k $608.0k $608.0k 0.13% New
8 Legacy Wealth Managment, LLC/ID 0.31% of their portfolio BOISE, ID 18,47118.5k $428.7k $428.7k 0.31% Reduced -6.3k -6,266
9 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 18,34218.3k $425.7k $425.7k 0.00% Added +6.6k +6,635
10 Collaborative Wealth Managment Inc. 0.12% of their portfolio LAKE MARY, FL 10,92010.9k $253.5k $253.5k 0.12% Reduced -924 -924
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,2981.3k $30.1k $30.1k 0.00% Added +1.0k +1,038
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 115115 $2.7k $2.7k 0.00% Unchanged
13 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 4545 $1.0k $1.0k 0.00% New
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged