Vault-13

SIMPLIFY EXCHANGE TRADED FUN QIS

MULTI QIS ALTERN · ETP · CUSIP 82889N533

17 institutional holders +2 vs Q3 2024
4,420,4434.4m shares reported held*
$108.3mreported value*
5 new 4 added 6 reduced 3 sold out net bought ≈ $3.7m (+151.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.50.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 23: 7Q4 23: 12Q1 24: 9Q2 24: 11Q3 24: 15Q4 24: 1717Q3 23Q4 23Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 20237
Q4 202312
Q1 20249
Q2 202411
Q3 202415
Q4 202417

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 23: 7 bought or addedQ4 23: 3 cut or sold outQ4 23Q1 24: 5 bought or addedQ1 24: 5 cut or sold outQ1 24Q2 24: 4 bought or addedQ2 24: 5 cut or sold outQ2 24Q3 24: 6 bought or addedQ3 24: 7 cut or sold outQ3 24Q4 24: 9 bought or addedQ4 24: 9 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q4 202373
Q1 202455
Q2 202445
Q3 202467
Q4 202499

Biggest buyers

Simplify Asset Management Inc. Added +100,258+100.3k
Financial Enhancement Group LLC New +54,420+54.4k
Matrix Trust Co Added +27,987+28.0k
Twelve Points Wealth Management LLC Added +22,293+22.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +18,418+18.4k
Kestra Advisory Services, LLC New +11,707+11.7k
Collaborative Wealth Managment Inc. Added +883+883
CWM, LLC New +378+378
MORGAN STANLEY New +115+115

Biggest sellers

JANE STREET GROUP, LLC Reduced -33,702-33.7k
NAPA WEALTH MANAGEMENT Sold out -17,194-17.2k
OSAIC HOLDINGS, INC. Reduced -10,520-10.5k
Hobbs Group Advisors, LLC Sold out -7,274-7.3k
Richard P Slaughter Associates Inc Reduced -5,969-6.0k
AVANTAX ADVISORY SERVICES, INC. Reduced -4,721-4.7k
Legacy Investment Solutions, LLC Reduced -2,944-2.9k
Legacy Wealth Managment, LLC/ID Reduced -2,944-2.9k
UBS Group AG Sold out -19-19

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 KIM, LLC 13.89% of their portfolio WICHITA, KS 4,000,0004.0m $98.0m $98.0m 13.89% Unchanged
2 Simplify Asset Management Inc. 0.28% of their portfolio Las Vegas, NV 162,293162.3k $4.0m $4.0m 0.28% Added +100.3k +100,258
3 Financial Enhancement Group LLC 0.20% of their portfolio ANDERSON, IN 54,42054.4k $1.3m $1.3m 0.20% New
4 Matrix Trust Co 0.14% of their portfolio DENVER, CO 32,44732.4k $795.0k $795.0k 0.14% Added +28.0k +27,987
5 Twelve Points Wealth Management LLC 0.22% of their portfolio CONCORD, MA 31,43931.4k $770.2k $770.2k 0.22% Added +22.3k +22,293
6 Legacy Investment Solutions, LLC 0.40% of their portfolio BOISE, ID 24,73724.7k $605.8k $605.8k 0.40% Reduced -2.9k -2,944
7 Legacy Wealth Managment, LLC/ID 0.40% of their portfolio BOISE, ID 24,73724.7k $605.8k $605.8k 0.40% Reduced -2.9k -2,944
8 Richard P Slaughter Associates Inc 0.12% of their portfolio AUSTIN, TX 21,20021.2k $519.3k $519.3k 0.12% Reduced -6.0k -5,969
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,41818.4k $451.2k $451.2k 0.00% New
10 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,97516.0k $391.3k $391.3k 0.00% Reduced -33.7k -33,702
11 Collaborative Wealth Managment Inc. 0.13% of their portfolio LAKE MARY, FL 11,84411.8k $290.1k $290.1k 0.13% Added +883 +883
12 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,70711.7k $286.8k $286.8k 0.00% New
13 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 10,47310.5k $256.5k $256.5k 0.00% Reduced -4.7k -4,721
14 CWM, LLC 0.00% of their portfolio OMAHA, NE 378378 $9.0k $9.0k 0.00% New
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 260260 $6.4k $6.4k 0.00% Reduced -10.5k -10,520
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 115115 $2.8k $2.8k 0.00% New
17 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged