Vault-13

SIMPLIFY EXCHANGE TRADED FUN MTBA

MBS ETF · ETP · CUSIP 82889N525 · ISIN US82889N5251

146 institutional holders -8 vs Q1 2025
17,833,07317.8m shares reported held*
$893.1mreported value*
20 new 63 added 41 reduced 27 sold out net sold ≈ $238.6m (-4.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($560.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.08.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q4 23: 27Q1 24: 48Q2 24: 69Q3 24: 113Q4 24: 146Q1 25: 154Q2 25: 146146Q4 23Q2 24Q4 24Q2 25
Numbers
QuarterHolders
Q4 202327
Q1 202448
Q2 202469
Q3 2024113
Q4 2024146
Q1 2025154
Q2 2025146

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 24: 40 bought or addedQ1 24: 8 cut or sold outQ1 24Q2 24: 56 bought or addedQ2 24: 14 cut or sold outQ2 24Q3 24: 93 bought or addedQ3 24: 19 cut or sold outQ3 24Q4 24: 96 bought or addedQ4 24: 36 cut or sold outQ4 24Q1 25: 104 bought or addedQ1 25: 51 cut or sold outQ1 25Q2 25: 83 bought or addedQ2 25: 68 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024408
Q2 20245614
Q3 20249319
Q4 20249636
Q1 202510451
Q2 20258368

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $5.0mQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $0Q1 25 puts: $0Q1 25P/C —Q2 25 calls: $0Q2 25 puts: $0Q2 25P/C —
Numbers
QuarterCallsPutsP/C
Q3 2024$0$0—
Q4 2024$5.0m$00.00
Q1 2025$0$0—
Q2 2025$0$0—

Biggest buyers

ROYAL BANK OF CANADA Added +268,215+268.2k
Bank of New York Mellon Corp New +265,089+265.1k
WELLS FARGO & COMPANY/MN Added +258,397+258.4k
True Wealth Design, LLC New +202,742+202.7k
LPL Financial LLC Added +195,541+195.5k
Horizon Investments, LLC Added +180,819+180.8k
Aprio Wealth Management, LLC Added +89,638+89.6k
MML INVESTORS SERVICES, LLC Added +79,232+79.2k
JANE STREET GROUP, LLC Added +68,776+68.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +64,529+64.5k

Biggest sellers

SEI INVESTMENTS CO Sold out -2,914,552-2.9m
Municipal Employees' Retirement System of Michigan Sold out -2,378,493-2.4m
Mill Creek Capital Advisors, LLC Reduced -714,351-714.4k
Hilton Capital Management, LLC Reduced -255,081-255.1k
LHM, INC. Sold out -151,300-151.3k
PEAK FINANCIAL ADVISORS LLC Reduced -87,276-87.3k
Whalen Wealth Management Inc. Sold out -79,548-79.5k
TRUIST FINANCIAL CORP Reduced -71,717-71.7k
AE Wealth Management LLC Reduced -69,337-69.3k
CITADEL ADVISORS LLC Reduced -53,911-53.9k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,976,0922.0m $99.0m $99.0m 0.03% Added +46.4k +46,350
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,809,3041.8m $90.6m $90.6m 0.02% Added +258.4k +258,397
3 MML INVESTORS SERVICES, LLC 0.22% of their portfolio SPRINGFIELD, MA 1,508,4481.5m $75.6m $75.6m 0.22% Added +79.2k +79,232
4 EVERGREEN CAPITAL MANAGEMENT LLC 1.62% of their portfolio Bellevue, WA 1,073,5021.1m $53.8m $53.8m 1.62% Added +14.6k +14,635
5 Hilton Capital Management, LLC 3.58% of their portfolio Garden City, NY 895,924895.9k $44.9m $44.9m 3.58% Reduced -255.1k -255,081
6 Watchman Group, Inc. 9.70% of their portfolio PLANO, TX 742,514742.5k $37.2m $37.2m 9.70% Added +36.7k +36,746
7 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 6.09% of their portfolio NEWPORT BEACH, CA 551,375551.4k $27.6m $27.6m 6.09% Reduced -20.0k -20,046
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 502,326502.3k $25.2m $25.2m 0.00% Added +268.2k +268,215
9 Aprio Wealth Management, LLC 2.18% of their portfolio ATLANTA, GA 385,686385.7k $19.3m $19.3m 2.18% Added +89.6k +89,638
10 Tortoise Investment Management, LLC 1.64% of their portfolio WHITE PLAINS, NY 343,462343.5k $17.2m $17.2m 1.64% Added +11.0k +10,961
11 CI INVESTMENTS INC. 0.06% of their portfolio TORONTO, Z4 330,515330.5k $16.6m $16.6m 0.06% Added +59.1k +59,075
12 BAR HARBOR WEALTH MANAGEMENT 0.96% of their portfolio CONCORD, NH 297,952298.0k $14.9m $14.9m 0.96% Added +19.1k +19,101
13 Morling Financial Advisors, LLC 4.84% of their portfolio FREMONT, CA 295,026295.0k $14.8m $14.8m 4.84% Reduced -5.4k -5,377
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 292,944292.9k $14.7m $14.7m 0.00% Added +195.5k +195,541
15 PEAK FINANCIAL ADVISORS LLC 7.23% of their portfolio DENVER, CO 281,957282.0k $14.1m $14.1m 7.23% Reduced -87.3k -87,276
16 Convergence Financial, LLC 2.38% of their portfolio COLUMBIA, MO 276,099276.1k $13.8m $13.8m 2.38% Added +22.8k +22,761
17 Horizon Investments, LLC 0.22% of their portfolio Charlotte, NC 274,362274.4k $13.7m $13.7m 0.22% Added +180.8k +180,819
18 Pekin Hardy Strauss, Inc. 1.56% of their portfolio CHICAGO, IL 274,063274.1k $13.7m $13.7m 1.56% Added +56.2k +56,238
19 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 265,089265.1k $13.3m $13.3m 0.00% New
20 Proficio Capital Partners LLC 0.82% of their portfolio NEWTON, MA 264,512264.5k $13.2m $13.2m 0.82% Added +2.6k +2,630
21 Edge Wealth Management LLC 2.54% of their portfolio NEW YORK, NY 263,171263.2k $13.2m $13.2m 2.54% Added +36.1k +36,057
22 HUTCHINSON CAPITAL MANAGEMENT/CA 2.33% of their portfolio SAN RAFAEL, CA 255,224255.2k $12.8m $12.8m 2.33% Added +59.2k +59,177
23 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 248,545248.5k $12.4m $12.4m 0.02% Reduced -31.6k -31,589
24 Heck Capital Advisors, LLC 0.99% of their portfolio Rhinelander, WI 230,380230.4k $11.5m $11.5m 0.99% Added +6.6k +6,620
25 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 218,226218.2k $10.9m $10.9m 0.01% Added +64.5k +64,529
26 L2 Asset Management, LLC 1.76% of their portfolio Wayland, MA 215,050215.1k $10.8m $10.8m 1.76% Added +23.3k +23,336
27 True Wealth Design, LLC 3.58% of their portfolio AKRON, OH 202,742202.7k $10.2m $10.2m 3.58% New
28 Family Manage LLC 1.51% of their portfolio NEW YORK, NY 199,123199.1k $10.0m $10.0m 1.51% Reduced -6.6k -6,579
29 Advocacy Wealth Management, LLC 0.52% of their portfolio ATLANTA, GA 170,642170.6k $8.5m $8.5m 0.52% Added +12.7k +12,666
30 Ethos Financial Group, LLC 0.66% of their portfolio KING OF PRUSSIA, PA 152,381152.4k $7.6m $7.6m 0.66% Reduced -2.6k -2,571
31 NWAM LLC 0.44% of their portfolio MERCER ISLAND, WA 151,988152.0k $7.6m $7.6m 0.44% Reduced -21.2k -21,174
32 FIRST AMERICAN TRUST, FSB 0.59% of their portfolio SANTA ANA, CA 147,963148.0k $7.4m $7.4m 0.59% Reduced -16.2k -16,212
33 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 135,674135.7k $6.8m $6.8m 0.04% Added +6.8k +6,831
34 COMPASS CAPITAL CORP /MA/ /ADV 3.07% of their portfolio BRAINTREE, MA 129,870129.9k $6.5m $6.5m 3.07% Reduced -3.2k -3,206
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 123,717123.7k $6.2m $6.2m 0.00% Added +5.6k +5,582
36 Priebe Wealth Holdings LLC 5.34% of their portfolio MAPLE GROVE, MN 123,100123.1k $6.2m $6.2m 5.34% Added +29.1k +29,100
37 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 118,332118.3k $5.9m $5.9m 0.02% Reduced -5.1k -5,129
38 LEUTHOLD GROUP, LLC 0.60% of their portfolio MINNEAPOLIS, MN 99,986100.0k $5.0m $5.0m 0.60% Reduced -23.9k -23,947
39 Park Edge Advisors, LLC 1.23% of their portfolio Cleveland, OH 95,79795.8k $4.8m $4.8m 1.23% Added +19.2k +19,161
40 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 93,27393.3k $4.7m $4.7m 0.03% Added +4.5k +4,510
41 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 80,96981.0k $4.1m $4.1m 0.01% Added +44.5k +44,510
42 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 79,54179.5k $4.0m $4.0m 0.01% Added +68.8k +68,776
43 Andina Capital Management, LLC 2.71% of their portfolio LOGAN, UT 77,33377.3k $3.9m $3.9m 2.71% Reduced -19.9k -19,916
44 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 76,69576.7k $3.8m $3.8m 0.00% Added +47.6k +47,595
45 Narwhal Capital Management 0.29% of their portfolio MARIETTA, GA 71,25071.2k $3.6m $3.6m 0.29% Added +12.9k +12,928
46 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 64,45464.5k $3.2m $3.2m 0.00% Reduced -71.7k -71,717
47 Calamos Advisors LLC 0.01% of their portfolio NAPERVILLE, IL 64,14464.1k $3.2m $3.2m 0.01% Added +32.0k +31,959
48 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 60,92260.9k $3.1m $3.1m 0.03% Reduced -35.0k -34,997
49 Breakwater Capital Group 0.48% of their portfolio PARAMUS, NJ 59,06959.1k $3.0m $3.0m 0.48% Added +25.6k +25,580
50 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 56,24956.2k $2.8m $2.8m 0.04% Reduced -17.4k -17,408
51 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 55,63855.6k $2.8m $2.8m 0.06% New
52 Seneca House Advisors 1.18% of their portfolio RICHMOND, VA 55,24155.2k $2.8m $2.8m 1.18% Reduced -18.0k -18,010
53 FIRST MANHATTAN CO. LLC. 0.01% of their portfolio NEW YORK, NY 50,00050.0k $2.5m $2.5m 0.01% Unchanged
54 PRIVATE CLIENT SERVICES, LLC 0.91% of their portfolio LOUISVILLE, KY 46,84646.8k $2.3m $2.3m 0.91% Reduced -2.5k -2,540
55 Anchor Investment Management, LLC 0.19% of their portfolio COLUMBIA, SC 42,21342.2k $2.1m $2.1m 0.19% Added +3.3k +3,324
56 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 40,45340.5k $2.0m $2.0m 0.03% Added +2.0k +2,046
57 Longview Financial Advisors, Inc. 1.66% of their portfolio HUNTSVILLE, AL 38,97639.0k $2.0m $2.0m 1.66% Added +845 +845
58 Beckerman Institutional, LLC 1.18% of their portfolio OCEAN GROVE, NJ 35,58035.6k $1.8m $1.8m 1.18% Added +1.9k +1,947
59 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 33,78433.8k $1.7m $1.7m 0.02% Reduced -289 -289
60 HARMONY ASSET MANAGEMENT LLC 0.62% of their portfolio SCOTTSDALE, AZ 32,95033.0k $1.7m $1.7m 0.62% Reduced -700 -700
61 WEDBUSH SECURITIES INC 0.06% of their portfolio PASADENA, CA 31,87931.9k $1.6m $1.6m 0.06% Added +8.9k +8,945
62 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 31,59531.6k $1.6m $1.6m 0.04% Added +1.8k +1,799
63 FIRST NATIONAL BANK SIOUX FALLS 0.54% of their portfolio SIOUX FALLS, SD 29,27329.3k $1.5m $1.5m 0.54% Added +10.5k +10,541
64 Patten Group, Inc. 0.29% of their portfolio CHATTANOOGA, TN 27,82127.8k $1.4m $1.4m 0.29% New
65 Mill Creek Capital Advisors, LLC 0.03% of their portfolio Conshohocken, PA 22,99023.0k $1.2m $1.2m 0.03% Reduced -714.4k -714,351
66 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 21,42321.4k $1.1m $1.1m 0.01% Reduced -541 -541
67 GK Wealth Management LLC 1.04% of their portfolio RENO, NV 20,86420.9k $1.0m $1.0m 1.04% Reduced -4.3k -4,292
68 Citizens National Bank Trust Department 0.21% of their portfolio MERIDIAN, MS 20,78920.8k $1.0m $1.0m 0.21% Added +5.1k +5,062
69 Alpine Bank Wealth Management 0.16% of their portfolio GRAND JUNCTION, CO 20,74820.7k $1.0m $1.0m 0.16% Reduced -7.9k -7,927
70 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,59119.6k $981.3k $981.3k 0.00% Reduced -2.1k -2,138
71 SMITH, MOORE & CO. 0.08% of their portfolio CLAYTON, MO 19,55319.6k $979.4k $979.4k 0.08% Added +1.3k +1,300
72 Nautilus Advisors LLC 0.69% of their portfolio La Jolla, CA 18,78118.8k $940.7k $940.7k 0.69% Reduced -3.5k -3,545
73 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 18,11318.1k $907.4k $907.4k 0.00% Added +343 +343
74 Ancora Advisors LLC 0.02% of their portfolio Cleveland, OH 17,00017.0k $851.5k $851.5k 0.02% Unchanged
75 Cambridge Advisors Inc. 0.17% of their portfolio OMAHA, NE 16,40916.4k $821.9k $821.9k 0.17% Added +488 +488
76 Venturi Wealth Management, LLC 0.04% of their portfolio AUSTIN, TX 15,97416.0k $800.1k $800.1k 0.04% Reduced -359 -359
77 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 15,32915.3k $767.8k $767.8k 0.00% Added +859 +859
78 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,77514.8k $740.1k $740.1k 0.00% Reduced -7.1k -7,059
79 BOS Asset Management, LLC 0.24% of their portfolio SPRINGFIELD, IL 14,73014.7k $737.8k $737.8k 0.24% Unchanged
80 Cove Street Capital, LLC 1.07% of their portfolio El Segundo, CA 14,60014.6k $731.3k $731.3k 1.07% Unchanged
81 Tranquilli Financial Advisor LLC 0.42% of their portfolio Clinton, NJ 13,58513.6k $680.5k $680.5k 0.42% New
82 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 13,41213.4k $671.8k $671.8k 0.00% Added +1.4k +1,431
83 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 12,07112.1k $604.6k $604.6k 0.01% Added +8.0k +7,968
84 WHITEBOX ADVISORS LLC 0.02% of their portfolio MINNEAPOLIS, MN 11,30611.3k $566.3k $566.3k 0.02% Unchanged
85 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 11,10011.1k $556.0k $556.0k 0.00% Unchanged
86 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,94210.9k $548.1k $548.1k 0.00% Added +610 +610
87 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 10,13710.1k $507.8k $507.8k 0.00% Added +1.2k +1,152
88 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 9,98010.0k $499.9k $499.9k 0.00% Unchanged
89 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 9,7669.8k $489.2k $489.2k 0.00% Added +2.8k +2,847
90 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 9,4009.4k $470.9k $470.9k 0.02% New
91 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,2739.3k $464.5k $464.5k 0.00% Reduced -53.9k -53,911
92 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 9,0009.0k $450.8k $450.8k 0.01% New
93 MONTAG & CALDWELL, LLC 0.08% of their portfolio ATLANTA, GA 7,6117.6k $381.2k $381.2k 0.08% New
94 Ironsides Asset Advisors, LLC 0.11% of their portfolio ROCKY MOUNT, NC 7,2517.3k $363.2k $363.2k 0.11% Added +955 +955
95 Knights of Columbus Asset Advisors LLC 0.02% of their portfolio NEW HAVEN, CT 7,1757.2k $359.4k $359.4k 0.02% Unchanged
96 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 7,1467.1k $357.9k $357.9k 0.02% Added +481 +481
97 Sharp Wealth Advisory, LLC 0.23% of their portfolio HORSHAM, PA 7,0507.0k $353.1k $353.1k 0.23% Added +2.5k +2,550
98 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 6,6786.7k $334.5k $334.5k 0.00% Reduced -1.6k -1,551
99 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,4836.5k $324.7k $324.7k 0.00% Added +131 +131
100 Straight Path Wealth Management 0.11% of their portfolio Jenison, MI 6,4406.4k $322.6k $322.6k 0.11% Reduced -520 -520