Vault-13

SIMPLIFY EXCHANGE TRADED FUN SBAR

BARRIER INCOME · ETP · CUSIP 82889N335

57 institutional holders +11 vs Q4 2025
6,783,6416.8m shares reported held*
$167.1mreported value*
16 new 29 added 8 reduced 4 sold out net bought ≈ $59.4m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($52.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.64.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q2 25: 9Q3 25: 35Q4 25: 46Q1 26: 5757Q2 25Q3 25Q4 25Q1 26
Numbers
QuarterHolders
Q2 20259
Q3 202535
Q4 202546
Q1 202657

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 25: 32 bought or addedQ3 25: 1 cut or sold outQ3 25Q4 25: 37 bought or addedQ4 25: 10 cut or sold outQ4 25Q1 26: 45 bought or addedQ1 26: 12 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q3 2025321
Q4 20253710
Q1 20264512

Biggest buyers

PRINCIPAL SECURITIES, INC. Added +472,907+472.9k
Prime Capital Investment Advisors, LLC New +247,287+247.3k
ENVESTNET ASSET MANAGEMENT INC Added +208,534+208.5k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Added +174,255+174.3k
Global View Capital Management LLC New +163,714+163.7k
AE Wealth Management LLC Added +155,356+155.4k
RiverTree Advisors, LLC New +126,641+126.6k
Elevated Capital Advisors, LLC Added +102,471+102.5k
Tradition Wealth Management, LLC New +93,884+93.9k
PRIVATE CLIENT SERVICES, LLC New +82,340+82.3k

Biggest sellers

POM Investment Strategies, LLC Reduced -124,535-124.5k
CacheTech Inc. Sold out -37,302-37.3k
Owen LaRue, LLC Reduced -25,570-25.6k
OLD MISSION CAPITAL LLC Sold out -12,682-12.7k
Lloyd Advisory Services, LLC. Sold out -8,971-9.0k
Mosley Wealth Management Reduced -5,518-5.5k
Cetera Investment Advisers Reduced -3,872-3.9k
Noble Wealth Management PBC Reduced -3,644-3.6k
Beacon Capital Management, LLC Reduced -1,974-2.0k
Steward Partners Investment Advisory, LLC Reduced -900-900

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 950,000950.0k $23.3m $23.3m 0.00% Unchanged
2 PRINCIPAL SECURITIES, INC. 0.33% of their portfolio DES MOINES, IA 910,332910.3k $22.3m $22.3m 0.33% Added +472.9k +472,907
3 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 591,003591.0k $14.5m $14.5m 0.08% Added +155.4k +155,356
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 451,171451.2k $11.1m $11.1m 0.00% Added +208.5k +208,534
5 Mid-American Wealth Advisory Group, Inc. 4.32% of their portfolio KANSAS CITY, MO 390,670390.7k $10.2m $10.2m 4.32% Unchanged
6 CreativeOne Wealth, LLC 0.18% of their portfolio OVERLAND PARK, KS 323,140323.1k $7.9m $7.9m 0.18% Added +54.9k +54,892
7 Elevated Capital Advisors, LLC 1.78% of their portfolio SANDY, UT 287,955288.0k $7.1m $7.1m 1.78% Added +102.5k +102,471
8 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.12% of their portfolio LEAWOOD, KS 271,391271.4k $6.7m $6.7m 1.12% Added +174.3k +174,255
9 Prime Capital Investment Advisors, LLC 0.07% of their portfolio OVERLAND PARK, KS 247,287247.3k $6.1m $6.1m 0.07% New
10 Brookstone Capital Management 0.06% of their portfolio WHEATON, IL 202,103202.1k $5.0m $5.0m 0.06% Added +37.4k +37,428
11 Global View Capital Management LLC 1.07% of their portfolio WAUKESHA, WI 163,714163.7k $4.0m $4.0m 1.07% New
12 Key Capital Management, INC 2.53% of their portfolio HENDERSONVILLE, TN 37075, TN 155,904155.9k $3.8m $3.8m 2.53% Added +70.6k +70,553
13 Strategic Blueprint, LLC 0.21% of their portfolio ATLANTA, GA 146,263146.3k $3.6m $3.6m 0.21% Added +58.5k +58,497
14 RiverTree Advisors, LLC 1.97% of their portfolio WINTER PARK, FL 126,641126.6k $3.1m $3.1m 1.97% New
15 HOWARD BAILEY SECURITIES, LLC 1.18% of their portfolio FORT WAYNE, IN 116,907116.9k $2.9m $2.9m 1.18% Added +48.8k +48,761
16 Brookwood Investment Group LLC 0.35% of their portfolio PHOENIX, AZ 111,070111.1k $2.7m $2.7m 0.35% Added +40.6k +40,630
17 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 107,526107.5k $2.6m $2.6m 0.02% Added +52.7k +52,663
18 Tradition Wealth Management, LLC 0.16% of their portfolio EDINA, MN 93,88493.9k $2.3m $2.3m 0.16% New
19 B.O.S.S. Retirement Advisors, LLC 0.68% of their portfolio Lehi, UT 90,97091.0k $2.2m $2.2m 0.68% Added +35.2k +35,161
20 PRIVATE CLIENT SERVICES, LLC 0.60% of their portfolio LOUISVILLE, KY 82,34082.3k $2.0m $2.0m 0.60% New
21 Park Edge Advisors, LLC 0.46% of their portfolio Cleveland, OH 81,48781.5k $2.0m $2.0m 0.46% Added +16.8k +16,808
22 FSA Advisors, Inc. 1.30% of their portfolio TROY, MI 80,53680.5k $2.0m $2.0m 1.30% Added +29.7k +29,731
23 Networth Advisors, LLC 1.21% of their portfolio CANONSBURG, PA 69,72469.7k $1.7m $1.7m 1.21% Added +16.2k +16,151
24 Beacon Capital Management, LLC 0.28% of their portfolio FRANKLIN, TN 64,90564.9k $1.6m $1.6m 0.28% Reduced -2.0k -1,974
25 Altiora Financial Group, LLC 0.26% of their portfolio LEBANON, OH 63,28963.3k $1.6m $1.6m 0.26% New
26 Authentikos Wealth Advisory, LLC 0.98% of their portfolio MORGAN HILL, CA 59,44959.4k $1.5m $1.5m 0.98% Added +18.0k +18,017
27 Professional Financial Advisors, LLC 0.29% of their portfolio NORTH PLATTE, NE 57,57657.6k $1.4m $1.4m 0.29% New
28 Blackston Financial Advisory Group, LLC 0.73% of their portfolio THE VILLAGES, FL 47,18147.2k $1.2m $1.2m 0.73% Added +21.1k +21,111
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 46,65046.6k $1.1m $1.1m 0.00% Reduced -3.9k -3,872
30 IAMS WEALTH MANAGEMENT, LLC 0.38% of their portfolio OMAHA, NE 44,62944.6k $1.1m $1.1m 0.38% New
31 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 44,02144.0k $1.1m $1.1m 0.01% Added +1.5k +1,537
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 38,23138.2k $938.2k $938.2k 0.00% New
33 Millington Financial Advisors, LLC 0.40% of their portfolio NAPERVILLE, IL 37,24437.2k $948.2k $948.2k 0.40% Added +11.6k +11,604
34 Owen LaRue, LLC 0.31% of their portfolio ELIZABETHTOWN, KY 33,39933.4k $819.6k $819.6k 0.31% Reduced -25.6k -25,570
35 WealthCare Asset Management, LLC 0.69% of their portfolio SPRINGFIELD, MO 26,31126.3k $645.7k $645.7k 0.69% New
36 Triad Wealth Partners, LLC 0.03% of their portfolio LAWRENCE, KS 17,85117.9k $438.1k $438.1k 0.03% Added +2.5k +2,475
37 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 16,95617.0k $416.1k $416.1k 0.01% New
38 Mosley Wealth Management 0.16% of their portfolio ANAHEIM, CA 13,52413.5k $355.1k $355.1k 0.16% Reduced -5.5k -5,518
39 ISLAY CAPITAL MANAGEMENT, LLC 0.17% of their portfolio Lubbock, TX 13,27513.3k $325.8k $325.8k 0.17% Added +9.0k +9,000
40 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 12,78912.8k $313.8k $313.8k 0.00% Added +1.4k +1,355
41 CAP Partners, LLC 0.16% of their portfolio FRANKLIN, TN 11,62611.6k $285.3k $285.3k 0.16% New
42 EVOLUTION WEALTH MANAGEMENT INC. 0.20% of their portfolio FORT MYERS, FL 11,20711.2k $275.0k $275.0k 0.20% Added +3.1k +3,147
43 Decker Retirement Planning Inc. 0.12% of their portfolio LEVI, UT 10,46210.5k $256.7k $256.7k 0.12% Added +3.3k +3,309
44 Crusonia Wealth Advisors LLC 0.05% of their portfolio DENVER, CO 10,09410.1k $247.7k $247.7k 0.05% New
45 Legacy Wealth Managment, LLC/ID 0.12% of their portfolio BOISE, ID 9,7779.8k $239.9k $239.9k 0.12% Added +1.5k +1,489
46 Noble Wealth Management PBC 0.12% of their portfolio GREENWOOD VILLAGE, CO 9,6069.6k $235.7k $235.7k 0.12% Reduced -3.6k -3,644
47 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 9,0269.0k $221.0k $221.0k 0.00% New
48 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 8,8838.9k $218.0k $218.0k 0.02% Added +4.2k +4,184
49 POM Investment Strategies, LLC 0.22% of their portfolio RALEIGH, NC 7,0557.1k $173.1k $173.1k 0.22% Reduced -124.5k -124,535
50 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,0974.1k $101.0k $101.0k 0.00% Added +97 +97
51 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,6813.7k $90.3k $90.3k 0.00% New
52 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 550550 $13.5k $13.5k 0.00% Reduced -900 -900
53 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 352352 $8.6k $8.6k 0.00% Reduced -605 -605
54 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 4242 $1.0k $1.0k 0.00% Added +1 +1
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3232 $785 $785 0.00% Unchanged
56 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22 $39 $39 0.00% Unchanged
57 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22 $57 $57 0.00% New