Vault-13

SIMPLIFY EXCHANGE TRADED FUN SBAR

BARRIER INCOME · ETP · CUSIP 82889N335

46 institutional holders +11 vs Q3 2025
4,381,7574.4m shares reported held*
$114.6mreported value*
13 new 24 added 6 reduced 4 sold out net bought ≈ $47.8m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($41.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.16.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q2 25: 9Q3 25: 35Q4 25: 4646Q2 25Q3 25Q4 25
Numbers
QuarterHolders
Q2 20259
Q3 202535
Q4 202546

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 25: 32 bought or addedQ3 25: 1 cut or sold outQ3 25Q4 25: 37 bought or addedQ4 25: 10 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q3 2025321
Q4 20253710

Biggest buyers

BANK OF AMERICA CORP /DE/ New +950,000+950.0k
PRINCIPAL SECURITIES, INC. Added +349,743+349.7k
ENVESTNET ASSET MANAGEMENT INC Added +182,266+182.3k
CreativeOne Wealth, LLC Added +111,224+111.2k
Brookstone Capital Management Added +109,909+109.9k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC New +97,136+97.1k
Park Edge Advisors, LLC New +64,679+64.7k
Mid-American Wealth Advisory Group, Inc. Added +60,345+60.3k
Owen LaRue, LLC New +58,969+59.0k
AE Wealth Management LLC Added +50,928+50.9k

Biggest sellers

Simplify Asset Management Inc. Sold out -273,188-273.2k
Beacon Capital Management, LLC Reduced -184,773-184.8k
OLD MISSION CAPITAL LLC Reduced -65,931-65.9k
JANE STREET GROUP, LLC Sold out -30,858-30.9k
COMPASS CAPITAL CORP /MA/ /ADV Sold out -21,320-21.3k
EVOLUTION WEALTH MANAGEMENT INC. Reduced -9,345-9.3k
Decker Retirement Planning Inc. Reduced -5,042-5.0k
POM Investment Strategies, LLC Reduced -4,555-4.6k
Legacy Wealth Managment, LLC/ID Reduced -1,578-1.6k
Global Retirement Partners, LLC Sold out -27-27

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 950,000950.0k $24.9m $24.9m 0.00% New
2 PRINCIPAL SECURITIES, INC. 0.18% of their portfolio DES MOINES, IA 437,425437.4k $11.4m $11.4m 0.18% Added +349.7k +349,743
3 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 435,647435.6k $11.4m $11.4m 0.07% Added +50.9k +50,928
4 Mid-American Wealth Advisory Group, Inc. 4.32% of their portfolio KANSAS CITY, MO 390,670390.7k $10.2m $10.2m 4.32% Added +60.3k +60,345
5 CreativeOne Wealth, LLC 0.17% of their portfolio OVERLAND PARK, KS 268,248268.2k $7.0m $7.0m 0.17% Added +111.2k +111,224
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 242,637242.6k $6.3m $6.3m 0.00% Added +182.3k +182,266
7 Elevated Capital Advisors, LLC 1.13% of their portfolio SANDY, UT 185,484185.5k $4.9m $4.9m 1.13% Added +34.8k +34,785
8 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 164,675164.7k $4.3m $4.3m 0.05% Added +109.9k +109,909
9 POM Investment Strategies, LLC 1.77% of their portfolio RALEIGH, NC 131,590131.6k $3.4m $3.4m 1.77% Reduced -4.6k -4,555
10 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.46% of their portfolio LEAWOOD, KS 97,13697.1k $2.5m $2.5m 0.46% New
11 Strategic Blueprint, LLC 0.14% of their portfolio ATLANTA, GA 87,76687.8k $2.3m $2.3m 0.14% Added +41.0k +41,022
12 Key Capital Management, INC 2.21% of their portfolio HENDERSONVILLE, TN 37075, TN 85,35185.4k $2.2m $2.2m 2.21% First filing
13 Brookwood Investment Group LLC 0.22% of their portfolio PHOENIX, AZ 70,44070.4k $1.8m $1.8m 0.22% Added +15.5k +15,495
14 HOWARD BAILEY SECURITIES, LLC 0.70% of their portfolio FORT WAYNE, IN 68,14668.1k $1.8m $1.8m 0.70% Added +10.0k +10,030
15 Beacon Capital Management, LLC 0.27% of their portfolio FRANKLIN, TN 66,87966.9k $1.7m $1.7m 0.27% Reduced -184.8k -184,773
16 Park Edge Advisors, LLC 0.38% of their portfolio Cleveland, OH 64,67964.7k $1.7m $1.7m 0.38% New
17 Owen LaRue, LLC 0.59% of their portfolio ELIZABETHTOWN, KY 58,96959.0k $1.5m $1.5m 0.59% New
18 B.O.S.S. Retirement Advisors, LLC 0.46% of their portfolio Lehi, UT 55,80955.8k $1.5m $1.5m 0.46% Added +34.6k +34,566
19 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 54,86354.9k $1.4m $1.4m 0.02% Added +21.4k +21,436
20 Networth Advisors, LLC 1.03% of their portfolio CANONSBURG, PA 53,57353.6k $1.4m $1.4m 1.03% First filing
21 FSA Advisors, Inc. 0.92% of their portfolio TROY, MI 50,80550.8k $1.3m $1.3m 0.92% New
22 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 50,52250.5k $1.3m $1.3m 0.00% Added +1.0k +1,015
23 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 42,48442.5k $1.1m $1.1m 0.01% New
24 Authentikos Wealth Advisory, LLC 0.72% of their portfolio MORGAN HILL, CA 41,43241.4k $1.1m $1.1m 0.72% Added +2.7k +2,748
25 CacheTech Inc. 0.18% of their portfolio LOGAN, UT 37,30237.3k $975.8k $975.8k 0.18% New
26 Blackston Financial Advisory Group, LLC 0.42% of their portfolio THE VILLAGES, FL 26,07026.1k $682.0k $682.0k 0.42% Added +9.1k +9,138
27 Millington Financial Advisors, LLC 0.29% of their portfolio NAPERVILLE, IL 25,64025.6k $665.3k $665.3k 0.29% New
28 Prosperity Wealth Management, Inc. 0.17% of their portfolio San Ramon, CA 19,32919.3k $505.6k $505.6k 0.17% New
29 Mosley Wealth Management 0.23% of their portfolio ANAHEIM, CA 19,04219.0k $498.9k $498.9k 0.23% First filing
30 Triad Wealth Partners, LLC 0.04% of their portfolio LAWRENCE, KS 15,37615.4k $402.2k $402.2k 0.04% Added +5.6k +5,579
31 Noble Wealth Management PBC 0.17% of their portfolio GREENWOOD VILLAGE, CO 13,25013.2k $346.6k $346.6k 0.17% Added +6.0k +5,950
32 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 12,68212.7k $331.8k $331.8k 0.01% Reduced -65.9k -65,931
33 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 11,43411.4k $299.1k $299.1k 0.00% New
34 Lloyd Advisory Services, LLC. 0.09% of their portfolio SUWANEE, GA 8,9719.0k $234.7k $234.7k 0.09% New
35 Legacy Wealth Managment, LLC/ID 0.10% of their portfolio BOISE, ID 8,2888.3k $216.8k $216.8k 0.10% Reduced -1.6k -1,578
36 EVOLUTION WEALTH MANAGEMENT INC. 0.17% of their portfolio FORT MYERS, FL 8,0608.1k $210.8k $210.8k 0.17% Reduced -9.3k -9,345
37 Decker Retirement Planning Inc. 0.09% of their portfolio LEVI, UT 7,1537.2k $187.1k $187.1k 0.09% Reduced -5.0k -5,042
38 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,6994.7k $122.9k $122.9k 0.01% Added +4.2k +4,194
39 ISLAY CAPITAL MANAGEMENT, LLC 0.07% of their portfolio Lubbock, TX 4,2754.3k $111.8k $111.8k 0.07% Added +1.5k +1,475
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,0004.0k $105.0k $105.0k 0.00% New
41 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,4501.4k $37.9k $37.9k 0.00% Added +850 +850
42 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 957957 $25.2k $25.2k 0.00% Added +748 +748
43 Anfield Capital Management, LLC 0.00% of their portfolio IRVINE, CA 4444 $1.2k $1.2k 0.00% Added +33 +33
44 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 4141 $1.1k $1.1k 0.00% Added +2 +2
45 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3232 $837 $837 0.00% New
46 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22 $48 $48 0.00% Added +1 +1