Vault-13

SIMPLIFY EXCHANGE TRADED FUN SPUC

US EQT PLS UPSID · ETP · CUSIP 82889N301

17 institutional holders +6 vs Q3 2025
2,040,9512.0m shares reported held*
$95.1mreported value*
9 new 4 added 2 reduced 4 sold out net bought ≈ $2.5m (+53.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.60.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 10Q4 22: 8Q1 23: 6Q2 23: 9Q3 23: 10Q4 23: 7Q1 24: 8Q2 24: 7Q3 24: 7Q4 24: 6Q1 25: 11Q2 25: 22Q3 25: 11Q4 25: 1717Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202210
Q4 20228
Q1 20236
Q2 20239
Q3 202310
Q4 20237
Q1 20248
Q2 20247
Q3 20247
Q4 20246
Q1 202511
Q2 202522
Q3 202511
Q4 202517

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 24: 2 bought or addedQ1 24: 5 cut or sold outQ2 24: 4 bought or addedQ2 24: 4 cut or sold outQ2 24Q3 24: 5 bought or addedQ3 24: 2 cut or sold outQ4 24: 4 bought or addedQ4 24: 2 cut or sold outQ4 24Q1 25: 7 bought or addedQ1 25: 1 cut or sold outQ2 25: 15 bought or addedQ2 25: 7 cut or sold outQ2 25Q3 25: 5 bought or addedQ3 25: 18 cut or sold outQ4 25: 13 bought or addedQ4 25: 6 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 202425
Q2 202444
Q3 202452
Q4 202442
Q1 202571
Q2 2025157
Q3 2025518
Q4 2025136

Biggest buyers

AE Wealth Management LLC Added +91,869+91.9k
Lloyd Advisory Services, LLC. New +34,276+34.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +14,014+14.0k
B.O.S.S. Retirement Advisors, LLC New +10,276+10.3k
HOWARD BAILEY SECURITIES, LLC New +9,106+9.1k
Great Lakes Retirement, Inc. New +5,379+5.4k
LifeWealth Investments, LLC New +4,705+4.7k
Kestra Advisory Services, LLC New +1,855+1.9k
Kingdom Financial Group LLC. New +1,835+1.8k
OSAIC HOLDINGS, INC. Added +488+488

Biggest sellers

Hilltop Holdings Inc. Sold out -97,229-97.2k
OLD MISSION CAPITAL LLC Reduced -20,461-20.5k
BANK OF AMERICA CORP /DE/ Reduced -3,182-3.2k
PRINCIPAL SECURITIES, INC. Sold out -500-500
UBS Group AG Sold out -129-129
MORGAN STANLEY Sold out -1-1

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Simplify Asset Management Inc. 1.25% of their portfolio Las Vegas, NV 1,634,8121.6m $76.2m $76.2m 1.25% Unchanged
2 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 227,107227.1k $10.6m $10.6m 0.01% Added +14.0k +14,014
3 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 93,10693.1k $4.3m $4.3m 0.02% Added +91.9k +91,869
4 Lloyd Advisory Services, LLC. 0.62% of their portfolio SUWANEE, GA 34,27634.3k $1.6m $1.6m 0.62% New
5 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 10,84710.8k $505.4k $505.4k 0.02% Reduced -20.5k -20,461
6 B.O.S.S. Retirement Advisors, LLC 0.15% of their portfolio Lehi, UT 10,27610.3k $478.8k $478.8k 0.15% New
7 HOWARD BAILEY SECURITIES, LLC 0.17% of their portfolio FORT WAYNE, IN 9,1069.1k $424.3k $424.3k 0.17% New
8 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,7365.7k $267.3k $267.3k 0.00% Added +467 +467
9 Great Lakes Retirement, Inc. 0.03% of their portfolio SANDUSKY, OH 5,3795.4k $250.6k $250.6k 0.03% New
10 LifeWealth Investments, LLC 0.07% of their portfolio WINTER GARDEN, FL 4,7054.7k $219.2k $219.2k 0.07% New
11 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 1,8551.9k $86.4k $86.4k 0.00% New
12 Kingdom Financial Group LLC. 0.03% of their portfolio PEORIA, AZ 1,8351.8k $85.5k $85.5k 0.03% New
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,2511.3k $58.3k $58.3k 0.00% Added +488 +488
14 Quest 10 Wealth Builders, Inc. 0.02% of their portfolio Fuquay-Varina, VA 428428 $19.9k $19.9k 0.02% New
15 Networth Advisors, LLC 0.01% of their portfolio CANONSBURG, PA 391391 $18.2k $18.2k 0.01% First filing
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4646 $2.1k $2.1k 0.00% Reduced -3.2k -3,182
17 Noble Wealth Management PBC 0.00% of their portfolio GREENWOOD VILLAGE, CO 1818 $839 $839 0.00% New