Vault-13

SIMPLIFY EXCHANGE TRADED FUN SPUC

US EQT PLS UPSID · ETP · CUSIP 82889N301

11 institutional holders -11 vs Q2 2025
1,987,5692.0m shares reported held*
$99.8mreported value*
3 new 2 added 5 reduced 13 sold out net sold ≈ $24.1m (-480.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.20.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 10Q4 22: 8Q1 23: 6Q2 23: 9Q3 23: 10Q4 23: 7Q1 24: 8Q2 24: 7Q3 24: 7Q4 24: 6Q1 25: 11Q2 25: 22Q3 25: 1111Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 202210
Q4 20228
Q1 20236
Q2 20239
Q3 202310
Q4 20237
Q1 20248
Q2 20247
Q3 20247
Q4 20246
Q1 202511
Q2 202522
Q3 202511

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 23: 2 bought or addedQ4 23: 7 cut or sold outQ1 24: 2 bought or addedQ1 24: 5 cut or sold outQ1 24Q2 24: 4 bought or addedQ2 24: 4 cut or sold outQ3 24: 5 bought or addedQ3 24: 2 cut or sold outQ3 24Q4 24: 4 bought or addedQ4 24: 2 cut or sold outQ1 25: 7 bought or addedQ1 25: 1 cut or sold outQ1 25Q2 25: 15 bought or addedQ2 25: 7 cut or sold outQ3 25: 5 bought or addedQ3 25: 18 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 202327
Q1 202425
Q2 202444
Q3 202452
Q4 202442
Q1 202571
Q2 2025157
Q3 2025518

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +14,427+14.4k
MML INVESTORS SERVICES, LLC New +5,269+5.3k
BANK OF AMERICA CORP /DE/ New +3,228+3.2k
PRINCIPAL SECURITIES, INC. New +500+500
OSAIC HOLDINGS, INC. Added +159+159

Biggest sellers

Simplify Asset Management Inc. Reduced -278,866-278.9k
AE Wealth Management LLC Reduced -103,130-103.1k
Lloyd Advisory Services, LLC. Sold out -34,325-34.3k
B.O.S.S. Retirement Advisors, LLC Sold out -19,745-19.7k
CITADEL ADVISORS LLC Sold out -15,425-15.4k
Hilltop Holdings Inc. Reduced -13,231-13.2k
HOWARD BAILEY SECURITIES, LLC Sold out -10,837-10.8k
LifeWealth Investments, LLC Sold out -10,507-10.5k
OLD MISSION CAPITAL LLC Reduced -10,346-10.3k
Great Lakes Retirement, Inc. Sold out -6,692-6.7k

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Simplify Asset Management Inc. 1.66% of their portfolio Las Vegas, NV 1,634,8121.6m $82.1m $82.1m 1.66% Reduced -278.9k -278,866
2 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 213,093213.1k $10.7m $10.7m 0.01% Added +14.4k +14,427
3 Hilltop Holdings Inc. 0.26% of their portfolio DALLAS, TX 97,22997.2k $4.9m $4.9m 0.26% Reduced -13.2k -13,231
4 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 31,30831.3k $1.6m $1.6m 0.06% Reduced -10.3k -10,346
5 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,2695.3k $264.5k $264.5k 0.00% New
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,2283.2k $162.0k $162.0k 0.00% New
7 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 1,2371.2k $62.1k $62.1k 0.00% Reduced -103.1k -103,130
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 763763 $37.7k $37.7k 0.00% Added +159 +159
9 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 500500 $25.1k $25.1k 0.00% New
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 129129 $6.5k $6.5k 0.00% Reduced -35 -35
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $70 $70 0.00% Unchanged