Vault-13

SIMPLIFY EXCHANGE TRADED FUN SPD

US EQT PLS DWNSD · ETP · CUSIP 82889N202

44 institutional holders +4 vs Q3 2025
1,853,6691.9m shares reported held*
$72.8mreported value*
5 new 10 added 14 reduced 5 sold out net bought ≈ $13.4m (+342.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($69.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.28.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 53Q4 22: 45Q1 23: 40Q2 23: 39Q3 23: 39Q4 23: 36Q1 24: 30Q2 24: 40Q3 24: 35Q4 24: 47Q1 25: 41Q2 25: 44Q3 25: 40Q4 25: 4444Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202253
Q4 202245
Q1 202340
Q2 202339
Q3 202339
Q4 202336
Q1 202430
Q2 202440
Q3 202435
Q4 202447
Q1 202541
Q2 202544
Q3 202540
Q4 202544

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 24: 12 bought or addedQ1 24: 23 cut or sold outQ2 24: 18 bought or addedQ2 24: 15 cut or sold outQ2 24Q3 24: 12 bought or addedQ3 24: 22 cut or sold outQ4 24: 21 bought or addedQ4 24: 18 cut or sold outQ4 24Q1 25: 23 bought or addedQ1 25: 23 cut or sold outQ2 25: 19 bought or addedQ2 25: 19 cut or sold outQ2 25Q3 25: 16 bought or addedQ3 25: 19 cut or sold outQ4 25: 15 bought or addedQ4 25: 19 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20241223
Q2 20241815
Q3 20241222
Q4 20242118
Q1 20252323
Q2 20251919
Q3 20251619
Q4 20251519

Biggest buyers

LPL Financial LLC Added +344,548+344.5k
GTS SECURITIES LLC New +24,985+25.0k
Ironsides Asset Advisors, LLC Added +18,772+18.8k
EVOLUTION WEALTH MANAGEMENT INC. Added +14,749+14.7k
CWM, LLC Added +13,103+13.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +9,923+9.9k
Lloyd Advisory Services, LLC. Added +2,953+3.0k
Kingdom Financial Group LLC. New +2,120+2.1k
Fiduciary Alliance LLC Added +263+263
MORGAN STANLEY Added +102+102

Biggest sellers

B.O.S.S. Retirement Advisors, LLC Reduced -14,655-14.7k
LifeWealth Investments, LLC Reduced -12,583-12.6k
CITADEL ADVISORS LLC Sold out -11,740-11.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -11,531-11.5k
Compound Planning, Inc. Reduced -8,132-8.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -6,470-6.5k
Austin Wealth Management, LLC Reduced -6,072-6.1k
Great Lakes Retirement, Inc. Sold out -5,235-5.2k
Authentikos Wealth Advisory, LLC Reduced -3,616-3.6k
AE Wealth Management LLC Reduced -2,660-2.7k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 384,800384.8k $15.1m $15.1m 0.00% Added +344.5k +344,548
2 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 255,478255.5k $10.0m $10.0m 0.01% Added +9.9k +9,923
3 Authentikos Wealth Advisory, LLC 4.95% of their portfolio MORGAN HILL, CA 190,625190.6k $7.5m $7.5m 4.95% Reduced -3.6k -3,616
4 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 182,280182.3k $7.2m $7.2m 0.04% Reduced -2.7k -2,660
5 Independent Wealth Advisors LLC 5.87% of their portfolio CARY, NC 143,271143.3k $5.6m $5.6m 5.87% First filing
6 EVOLUTION WEALTH MANAGEMENT INC. 3.73% of their portfolio FORT MYERS, FL 114,806114.8k $4.5m $4.5m 3.73% Added +14.7k +14,749
7 Ironsides Asset Advisors, LLC 1.04% of their portfolio ROCKY MOUNT, NC 104,611104.6k $4.1m $4.1m 1.04% Added +18.8k +18,772
8 Austin Wealth Management, LLC 0.28% of their portfolio Austin, TX 47,93447.9k $1.9m $1.9m 0.28% Reduced -6.1k -6,072
9 Lloyd Advisory Services, LLC. 0.73% of their portfolio SUWANEE, GA 47,64547.6k $1.9m $1.9m 0.73% Added +3.0k +2,953
10 CWM, LLC 0.00% of their portfolio OMAHA, NE 43,58643.6k $1.7m $1.7m 0.00% Added +13.1k +13,103
11 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 41,49341.5k $1.6m $1.6m 0.01% Unchanged
12 Compound Planning, Inc. 0.04% of their portfolio NEW YORK, NY 34,55934.6k $1.4m $1.4m 0.04% Reduced -8.1k -8,132
13 Park Edge Advisors, LLC 0.26% of their portfolio Cleveland, OH 29,03129.0k $1.1m $1.1m 0.26% Reduced -690 -690
14 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 24,98525.0k $980.9k $980.9k 0.03% New
15 B.O.S.S. Retirement Advisors, LLC 0.30% of their portfolio Lehi, UT 24,33924.3k $955.5k $955.5k 0.30% Reduced -14.7k -14,655
16 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,72721.7k $868.4k $868.4k 0.00% Reduced -6.5k -6,470
17 Fiduciary Alliance LLC 0.05% of their portfolio GREENVILLE, SC 19,25219.3k $755.8k $755.8k 0.05% Added +263 +263
18 HOWARD BAILEY SECURITIES, LLC 0.28% of their portfolio FORT WAYNE, IN 17,91917.9k $703.5k $703.5k 0.28% Reduced -2.4k -2,417
19 INSIGNEO ADVISORY SERVICES, LLC 0.05% of their portfolio MIAMI, FL 16,22016.2k $636.8k $636.8k 0.05% Unchanged
20 Elevated Capital Advisors, LLC 0.14% of their portfolio SANDY, UT 15,30415.3k $600.8k $600.8k 0.14% Reduced -667 -667
21 Sollinda Capital Management LLC 0.14% of their portfolio HICKORY, NC 14,19714.2k $557.4k $557.4k 0.14% Unchanged
22 McCartney Wealth Management LLC 0.43% of their portfolio CLAYTON, MO 12,70812.7k $498.9k $498.9k 0.43% First filing
23 LifeWealth Investments, LLC 0.14% of their portfolio WINTER GARDEN, FL 10,97711.0k $430.9k $430.9k 0.14% Reduced -12.6k -12,583
24 Integrated Wealth Management 0.40% of their portfolio UNIONTOWN, OH 9,0409.0k $354.9k $354.9k 0.40% First filing
25 Centennial Advisors, LLC 0.42% of their portfolio AUSTIN, TX 8,2638.3k $324.4k $324.4k 0.42% First filing
26 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 8,1668.2k $320.6k $320.6k 0.01% Reduced -407 -407
27 Kathmere Capital Management, LLC 0.02% of their portfolio WAYNE, PA 7,6767.7k $301.3k $301.3k 0.02% Unchanged
28 Pathway Financial Advisors LLC 0.04% of their portfolio SOUTH BURLINGTON, VT 7,0907.1k $283.4k $283.4k 0.04% Reduced -25 -25
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,8685.9k $230.4k $230.4k 0.00% Reduced -1.5k -1,485
30 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,1195.1k $201.0k $201.0k 0.00% Reduced -552 -552
31 Kingdom Financial Group LLC. 0.03% of their portfolio PEORIA, AZ 2,1202.1k $83.2k $83.2k 0.03% New
32 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 847847 $33.3k $33.3k 0.00% Added +102 +102
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 700700 $27.0k $27.0k 0.00% Unchanged
34 Networth Advisors, LLC 0.02% of their portfolio CANONSBURG, PA 695695 $27.3k $27.3k 0.02% First filing
35 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 650650 $25.5k $25.5k 0.00% Unchanged
36 Quest 10 Wealth Builders, Inc. 0.02% of their portfolio Fuquay-Varina, VA 598598 $23.5k $23.5k 0.02% Added +15 +15
37 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 380380 $14.9k $14.9k 0.00% Unchanged
38 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 231231 $9.1k $9.1k 0.00% Unchanged
39 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 148148 $5.8k $5.8k 0.00% Added +1 +1
40 Noble Wealth Management PBC 0.00% of their portfolio GREENWOOD VILLAGE, CO 5555 $2.2k $2.2k 0.00% New
41 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4444 $1.7k $1.7k 0.00% Unchanged
42 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 99 $353 $353 0.00% New
43 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 33 $118 $118 0.00% New
44 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 11 $37 $37 0.00% Unchanged