Vault-13

SIMPLIFY EXCHANGE TRADED FUN SPD

US EQT PLS DWNSD · ETP · CUSIP 82889N202

40 institutional holders -4 vs Q2 2025
1,338,8341.3m shares reported held*
$52.9mreported value*
5 new 11 added 12 reduced 7 sold out net bought ≈ $3.9m (+95.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.49.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 53Q4 22: 45Q1 23: 40Q2 23: 39Q3 23: 39Q4 23: 36Q1 24: 30Q2 24: 40Q3 24: 35Q4 24: 47Q1 25: 41Q2 25: 44Q3 25: 4040Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 202253
Q4 202245
Q1 202340
Q2 202339
Q3 202339
Q4 202336
Q1 202430
Q2 202440
Q3 202435
Q4 202447
Q1 202541
Q2 202544
Q3 202540

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 16 bought or addedQ4 23: 27 cut or sold outQ1 24: 12 bought or addedQ1 24: 23 cut or sold outQ1 24Q2 24: 18 bought or addedQ2 24: 15 cut or sold outQ3 24: 12 bought or addedQ3 24: 22 cut or sold outQ3 24Q4 24: 21 bought or addedQ4 24: 18 cut or sold outQ1 25: 23 bought or addedQ1 25: 23 cut or sold outQ1 25Q2 25: 19 bought or addedQ2 25: 19 cut or sold outQ3 25: 16 bought or addedQ3 25: 19 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20231627
Q1 20241223
Q2 20241815
Q3 20241222
Q4 20242118
Q1 20252323
Q2 20251919
Q3 20251619

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +101,573+101.6k
CWM, LLC Added +29,643+29.6k
LPL Financial LLC Added +16,136+16.1k
CITADEL ADVISORS LLC New +11,740+11.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +11,531+11.5k
HighTower Advisors, LLC New +5,671+5.7k
EVOLUTION WEALTH MANAGEMENT INC. Added +5,307+5.3k
Great Lakes Retirement, Inc. New +5,235+5.2k
Ironsides Asset Advisors, LLC Added +2,517+2.5k
LifeWealth Investments, LLC Added +1,349+1.3k

Biggest sellers

OLD MISSION CAPITAL LLC Sold out -44,281-44.3k
Compound Planning, Inc. Reduced -18,666-18.7k
Sollinda Capital Management LLC Reduced -8,066-8.1k
Bison Wealth, LLC Sold out -7,894-7.9k
B.O.S.S. Retirement Advisors, LLC Reduced -3,624-3.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -2,600-2.6k
Elevated Capital Advisors, LLC Reduced -2,370-2.4k
Farther Finance Advisors, LLC Sold out -2,184-2.2k
Park Edge Advisors, LLC Reduced -1,801-1.8k
Authentikos Wealth Advisory, LLC Reduced -1,346-1.3k

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 245,555245.6k $9.7m $9.7m 0.01% Added +101.6k +101,573
2 Authentikos Wealth Advisory, LLC 5.07% of their portfolio MORGAN HILL, CA 194,241194.2k $7.7m $7.7m 5.07% Reduced -1.3k -1,346
3 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 184,940184.9k $7.3m $7.3m 0.05% Reduced -339 -339
4 EVOLUTION WEALTH MANAGEMENT INC. 4.06% of their portfolio FORT MYERS, FL 100,057100.1k $4.0m $4.0m 4.06% Added +5.3k +5,307
5 Ironsides Asset Advisors, LLC 0.87% of their portfolio ROCKY MOUNT, NC 85,83985.8k $3.4m $3.4m 0.87% Added +2.5k +2,517
6 Austin Wealth Management, LLC 0.33% of their portfolio Austin, TX 54,00654.0k $2.1m $2.1m 0.33% Reduced -750 -750
7 Lloyd Advisory Services, LLC. 0.83% of their portfolio SUWANEE, GA 44,69244.7k $1.8m $1.8m 0.83% Reduced -1.1k -1,092
8 Compound Planning, Inc. 0.05% of their portfolio NEW YORK, NY 42,69142.7k $1.7m $1.7m 0.05% Reduced -18.7k -18,666
9 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 41,49341.5k $1.6m $1.6m 0.01% Unchanged
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 40,25240.3k $1.6m $1.6m 0.00% Added +16.1k +16,136
11 B.O.S.S. Retirement Advisors, LLC 0.37% of their portfolio Lehi, UT 38,99439.0k $1.5m $1.5m 0.37% Reduced -3.6k -3,624
12 CWM, LLC 0.00% of their portfolio OMAHA, NE 30,48330.5k $1.2m $1.2m 0.00% Added +29.6k +29,643
13 Park Edge Advisors, LLC 0.27% of their portfolio Cleveland, OH 29,72129.7k $1.2m $1.2m 0.27% Reduced -1.8k -1,801
14 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 28,19728.2k $1.1m $1.1m 0.00% Reduced -2.6k -2,600
15 LifeWealth Investments, LLC 0.14% of their portfolio WINTER GARDEN, FL 23,56023.6k $930.9k $930.9k 0.14% Added +1.3k +1,349
16 HOWARD BAILEY SECURITIES, LLC 0.23% of their portfolio FORT WAYNE, IN 20,33620.3k $803.5k $803.5k 0.23% Added +463 +463
17 Fiduciary Alliance LLC 0.05% of their portfolio GREENVILLE, SC 18,98919.0k $750.3k $750.3k 0.05% Added +2 +2
18 INSIGNEO ADVISORY SERVICES, LLC 0.05% of their portfolio MIAMI, FL 16,22016.2k $640.9k $640.9k 0.05% Reduced -53 -53
19 Elevated Capital Advisors, LLC 0.16% of their portfolio SANDY, UT 15,97116.0k $631.0k $631.0k 0.16% Reduced -2.4k -2,370
20 Sollinda Capital Management LLC 0.15% of their portfolio HICKORY, NC 14,19714.2k $560.9k $560.9k 0.15% Reduced -8.1k -8,066
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,74011.7k $463.8k $463.8k 0.00% New
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,53111.5k $455.6k $455.6k 0.00% New
23 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 8,5738.6k $338.7k $338.7k 0.01% Unchanged
24 Kathmere Capital Management, LLC 0.02% of their portfolio WAYNE, PA 7,6767.7k $303.3k $303.3k 0.02% Unchanged
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,3537.4k $282.9k $282.9k 0.00% Added +135 +135
26 Pathway Financial Advisors LLC 0.04% of their portfolio SOUTH BURLINGTON, VT 7,1157.1k $281.1k $281.1k 0.04% Unchanged
27 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,6715.7k $224.0k $224.0k 0.00% New
28 Great Lakes Retirement, Inc. 0.02% of their portfolio SANDUSKY, OH 5,2355.2k $206.8k $206.8k 0.02% New
29 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 745745 $29.4k $29.4k 0.00% Added +744 +744
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 700700 $28.0k $28.0k 0.00% Reduced -700 -700
31 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 650650 $25.7k $25.7k 0.00% Unchanged
32 Quest 10 Wealth Builders, Inc. 0.02% of their portfolio Fuquay-Varina, VA 583583 $23.0k $23.0k 0.02% Added +15 +15
33 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 380380 $15.0k $15.0k 0.00% Unchanged
34 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 231231 $9.1k $9.1k 0.00% Unchanged
35 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 147147 $5.8k $5.8k 0.00% Unchanged
36 Decker Retirement Planning Inc. 0.00% of their portfolio LEVI, UT 8181 $3.2k $3.2k 0.00% Unchanged
37 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 4646 $1.8k $1.8k 0.00% Unchanged
38 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4444 $1.7k $1.7k 0.00% New
39 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 88 $318 $318 0.00% Unchanged
40 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 11 $38 $38 0.00% Unchanged