Vault-13

SIMPLIFY EXCHANGE TRADED FUN SPD

US EQT PLS DWNSD · ETP · CUSIP 82889N202

41 institutional holders -6 vs Q4 2024
1,793,9191.8m shares reported held*
$56.0mreported value*
10 new 13 added 8 reduced 15 sold out net sold ≈ $39.4m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.23. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 53Q4 22: 45Q1 23: 40Q2 23: 39Q3 23: 39Q4 23: 36Q1 24: 30Q2 24: 40Q3 24: 35Q4 24: 47Q1 25: 4141Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202253
Q4 202245
Q1 202340
Q2 202339
Q3 202339
Q4 202336
Q1 202430
Q2 202440
Q3 202435
Q4 202447
Q1 202541

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 11 bought or addedQ2 23: 26 cut or sold outQ3 23: 18 bought or addedQ3 23: 22 cut or sold outQ3 23Q4 23: 16 bought or addedQ4 23: 27 cut or sold outQ1 24: 12 bought or addedQ1 24: 23 cut or sold outQ1 24Q2 24: 18 bought or addedQ2 24: 15 cut or sold outQ3 24: 12 bought or addedQ3 24: 22 cut or sold outQ3 24Q4 24: 21 bought or addedQ4 24: 18 cut or sold outQ1 25: 23 bought or addedQ1 25: 23 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20231126
Q3 20231822
Q4 20231627
Q1 20241223
Q2 20241815
Q3 20241222
Q4 20242118
Q1 20252323

Biggest buyers

Authentikos Wealth Advisory, LLC Added +219,117+219.1k
Park Edge Advisors, LLC New +49,618+49.6k
Compound Planning, Inc. Added +16,276+16.3k
JANE STREET GROUP, LLC Added +13,543+13.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +9,631+9.6k
Alpha Cubed Investments, LLC New +8,843+8.8k
Dynamic Advisor Solutions LLC New +8,786+8.8k
Bison Wealth, LLC New +8,493+8.5k
WOLVERINE TRADING, LLC New +6,575+6.6k
Ethos Financial Group, LLC Added +6,537+6.5k

Biggest sellers

Sollinda Capital Management LLC Reduced -576,781-576.8k
AXXCESS WEALTH MANAGEMENT, LLC Sold out -284,816-284.8k
Ridgepath Capital Management LLC Sold out -284,816-284.8k
AE Wealth Management LLC Reduced -144,905-144.9k
Almanack Investment Partners, LLC. Sold out -142,651-142.7k
HighTower Advisors, LLC Reduced -59,291-59.3k
Lloyd Advisory Services, LLC. Sold out -48,636-48.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -36,217-36.2k
B.O.S.S. Retirement Advisors, LLC Sold out -25,687-25.7k
OLD MISSION CAPITAL LLC Sold out -18,194-18.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 468,920468.9k $14.5m $14.5m 0.02% Reduced -59.3k -59,291
2 Authentikos Wealth Advisory, LLC 5.48% of their portfolio MORGAN HILL, CA 226,796226.8k $7.0m $7.0m 5.48% Added +219.1k +219,117
3 Ethos Financial Group, LLC 0.66% of their portfolio KING OF PRUSSIA, PA 218,903218.9k $6.9m $6.9m 0.66% Added +6.5k +6,537
4 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 211,420211.4k $6.5m $6.5m 0.01% Reduced -36.2k -36,217
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 119,276119.3k $3.7m $3.7m 0.01% Added +5.5k +5,518
6 Austin Wealth Management, LLC 0.68% of their portfolio Austin, TX 98,90298.9k $3.4m $3.4m 0.68% Reduced -6.7k -6,689
7 Ironsides Asset Advisors, LLC 0.75% of their portfolio ROCKY MOUNT, NC 82,73382.7k $2.6m $2.6m 0.75% Added +3.6k +3,600
8 Compound Planning, Inc. 0.09% of their portfolio NEW YORK, NY 61,59961.6k $1.9m $1.9m 0.09% Added +16.3k +16,276
9 Park Edge Advisors, LLC 0.43% of their portfolio Cleveland, OH 49,61849.6k $1.5m $1.5m 0.43% New
10 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 41,49341.5k $1.3m $1.3m 0.01% Unchanged
11 Sollinda Capital Management LLC 0.19% of their portfolio HICKORY, NC 22,26322.3k $688.6k $688.6k 0.19% Reduced -576.8k -576,781
12 Fiduciary Alliance LLC 0.07% of their portfolio GREENVILLE, SC 21,82921.8k $675.2k $675.2k 0.07% Reduced -675 -675
13 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,96721.0k $648.5k $648.5k 0.00% Added +13.5k +13,543
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 20,17520.2k $624.0k $624.0k 0.00% Added +1.9k +1,926
15 Elevated Capital Advisors, LLC 0.16% of their portfolio SANDY, UT 18,34118.3k $567.3k $567.3k 0.16% Added +620 +620
16 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,46617.5k $540.3k $540.3k 0.00% Added +2.8k +2,756
17 INSIGNEO ADVISORY SERVICES, LLC 0.05% of their portfolio MIAMI, FL 16,27316.3k $503.4k $503.4k 0.05% Unchanged
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,6319.6k $297.9k $297.9k 0.00% New
19 Alpha Cubed Investments, LLC 0.01% of their portfolio COSTA MESA, CA 8,8438.8k $273.5k $273.5k 0.01% New
20 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 8,7868.8k $271.8k $271.8k 0.01% New
21 Bison Wealth, LLC 0.03% of their portfolio ATLANTA, GA 8,4938.5k $294.5k $294.5k 0.03% New
22 Kathmere Capital Management, LLC 0.02% of their portfolio WAYNE, PA 7,6767.7k $237.4k $237.4k 0.02% Unchanged
23 Pathway Financial Advisors LLC 0.04% of their portfolio SOUTH BURLINGTON, VT 7,1157.1k $220.1k $220.1k 0.04% Unchanged
24 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 6,5756.6k $202.8k $202.8k 0.01% New
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,9275.9k $183.3k $183.3k 0.00% Added +5.9k +5,868
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,0133.0k $93.2k $93.2k 0.00% New
27 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,7242.7k $84.2k $84.2k 0.00% Reduced -144.9k -144,905
28 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,1842.2k $67.8k $67.8k 0.00% Unchanged
29 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,7071.7k $52.8k $52.8k 0.00% Added +1.1k +1,093
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,0251.0k $31.7k $31.7k 0.00% Added +450 +450
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,0141.0k $32.0k $32.0k 0.00% Added +314 +314
32 CWM, LLC 0.00% of their portfolio OMAHA, NE 781781 $24.0k $24.0k 0.00% Unchanged
33 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 650650 $19.3k $19.3k 0.00% New
34 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 380380 $11.0k $11.0k 0.00% New
35 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 231231 $7.1k $7.1k 0.00% Unchanged
36 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 147147 $4.5k $4.5k 0.00% Unchanged
37 Lord & Richards Wealth Management, LLC 0.00% of their portfolio HIGHLANDS RANCH, CO 2929 $897 $897 0.00% New
38 Park Square Financial Group, LLC 0.00% of their portfolio ROSWELL, GA 1212 $371 $371 0.00% Reduced -144 -144
39 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $53 $53 0.00% Reduced -380 -380
40 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 11 $33 $33 0.00% Unchanged
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged