Vault-13

SIMPLIFY EXCHANGE TRADED FUN SPD

US EQT PLS DWNSD · ETP · CUSIP 82889N202

47 institutional holders +12 vs Q3 2024
3,084,5753.1m shares reported held*
$103.0mreported value*
11 new 10 added 14 reduced 4 sold out net bought ≈ $49.9m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.40. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 53Q4 22: 45Q1 23: 40Q2 23: 39Q3 23: 39Q4 23: 36Q1 24: 30Q2 24: 40Q3 24: 35Q4 24: 4747Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202253
Q4 202245
Q1 202340
Q2 202339
Q3 202339
Q4 202336
Q1 202430
Q2 202440
Q3 202435
Q4 202447

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 12 bought or addedQ1 23: 23 cut or sold outQ2 23: 11 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 22 cut or sold outQ4 23: 16 bought or addedQ4 23: 27 cut or sold outQ4 23Q1 24: 12 bought or addedQ1 24: 23 cut or sold outQ2 24: 18 bought or addedQ2 24: 15 cut or sold outQ2 24Q3 24: 12 bought or addedQ3 24: 22 cut or sold outQ4 24: 21 bought or addedQ4 24: 18 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20231223
Q2 20231126
Q3 20231822
Q4 20231627
Q1 20241223
Q2 20241815
Q3 20241222
Q4 20242118

Biggest buyers

Sollinda Capital Management LLC New +599,044+599.0k
AXXCESS WEALTH MANAGEMENT, LLC New +284,816+284.8k
Ridgepath Capital Management LLC New +284,816+284.8k
Ethos Financial Group, LLC Added +150,079+150.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +51,515+51.5k
HighTower Advisors, LLC Added +49,159+49.2k
Compound Planning, Inc. New +45,323+45.3k
B.O.S.S. Retirement Advisors, LLC New +25,687+25.7k
Fiduciary Alliance LLC New +22,504+22.5k
Ironsides Asset Advisors, LLC Added +18,050+18.1k

Biggest sellers

Financial Enhancement Group LLC Sold out -26,368-26.4k
Bison Wealth, LLC Reduced -26,068-26.1k
Dynamic Advisor Solutions LLC Sold out -8,786-8.8k
Austin Wealth Management, LLC Reduced -7,186-7.2k
Lloyd Advisory Services, LLC. Reduced -2,660-2.7k
AE Wealth Management LLC Reduced -2,541-2.5k
HOWARD BAILEY SECURITIES, LLC Reduced -1,645-1.6k
Great Lakes Retirement, Inc. Reduced -620-620
CoreCap Advisors, LLC Sold out -579-579
CITADEL ADVISORS LLC Reduced -354-354

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sollinda Capital Management LLC 5.49% of their portfolio HICKORY, NC 599,044599.0k $20.0m $20.0m 5.49% New
2 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 528,211528.2k $17.6m $17.6m 0.02% Added +49.2k +49,159
3 AXXCESS WEALTH MANAGEMENT, LLC 0.24% of their portfolio CARLSBAD, CA 284,816284.8k $9.5m $9.5m 0.24% New
4 Ridgepath Capital Management LLC 4.38% of their portfolio Knoxville, TN 284,816284.8k $9.5m $9.5m 4.38% New
5 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 247,637247.6k $8.3m $8.3m 0.02% Reduced -216 -216
6 Ethos Financial Group, LLC 0.92% of their portfolio KING OF PRUSSIA, PA 212,366212.4k $7.1m $7.1m 0.92% Added +150.1k +150,079
7 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 147,629147.6k $4.9m $4.9m 0.04% Reduced -2.5k -2,541
8 Almanack Investment Partners, LLC. 0.73% of their portfolio WAYNE, PA 142,651142.7k $4.8m $4.8m 0.73% Added +6.5k +6,533
9 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 113,758113.8k $3.8m $3.8m 0.01% Added +51.5k +51,515
10 Austin Wealth Management, LLC 0.75% of their portfolio Austin, TX 105,591105.6k $3.6m $3.6m 0.75% Reduced -7.2k -7,186
11 Ironsides Asset Advisors, LLC 0.76% of their portfolio ROCKY MOUNT, NC 79,13379.1k $2.6m $2.6m 0.76% Added +18.1k +18,050
12 Lloyd Advisory Services, LLC. 0.77% of their portfolio SUWANEE, GA 48,63648.6k $1.6m $1.6m 0.77% Reduced -2.7k -2,660
13 Compound Planning, Inc. 0.08% of their portfolio NEW YORK, NY 45,32345.3k $1.5m $1.5m 0.08% New
14 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 41,49341.5k $1.4m $1.4m 0.01% Unchanged
15 B.O.S.S. Retirement Advisors, LLC 0.24% of their portfolio Lehi, UT 25,68725.7k $857.2k $857.2k 0.24% New
16 Fiduciary Alliance LLC 0.08% of their portfolio GREENVILLE, SC 22,50422.5k $751.0k $751.0k 0.08% New
17 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 18,24918.2k $609.0k $609.0k 0.00% Added +5.6k +5,556
18 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 18,19418.2k $607.2k $607.2k 0.01% Added +1.2k +1,216
19 Elevated Capital Advisors, LLC 0.16% of their portfolio SANDY, UT 17,72117.7k $591.4k $591.4k 0.16% Added +3.7k +3,732
20 INSIGNEO ADVISORY SERVICES, LLC 0.06% of their portfolio MIAMI, FL 16,27316.3k $543.1k $543.1k 0.06% Added +6.4k +6,370
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,71014.7k $490.9k $490.9k 0.00% Reduced -354 -354
22 HOWARD BAILEY SECURITIES, LLC 0.16% of their portfolio FORT WAYNE, IN 12,53012.5k $418.2k $418.2k 0.16% Reduced -1.6k -1,645
23 Bison Wealth, LLC 0.08% of their portfolio Atlanta, GA 10,45610.5k $348.9k $348.9k 0.08% Reduced -26.1k -26,068
24 Great Lakes Retirement, Inc. 0.04% of their portfolio SANDUSKY, OH 10,05910.1k $335.7k $335.7k 0.04% Reduced -620 -620
25 Authentikos Wealth Advisory, LLC 0.25% of their portfolio MORGAN HILL, CA 7,6797.7k $256.2k $256.2k 0.25% Reduced -121 -121
26 Kathmere Capital Management, LLC 0.02% of their portfolio WAYNE, PA 7,6767.7k $256.2k $256.2k 0.02% Unchanged
27 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 7,4247.4k $247.8k $247.8k 0.00% New
28 Pathway Financial Advisors LLC 0.05% of their portfolio SOUTH BURLINGTON, VT 7,1157.1k $237.4k $237.4k 0.05% Unchanged
29 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,1842.2k $72.9k $72.9k 0.00% New
30 CWM, LLC 0.00% of their portfolio OMAHA, NE 781781 $26.0k $26.0k 0.00% Reduced -101 -101
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 700700 $23.0k $23.0k 0.00% Reduced -12 -12
32 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 614614 $20.5k $20.5k 0.00% New
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 575575 $19.2k $19.2k 0.00% New
34 Transce3nd, LLC 0.01% of their portfolio BUDA, TX 506506 $16.9k $16.9k 0.01% First filing
35 Capital A Wealth Management, LLC 0.03% of their portfolio CRANBERRY TWP, PA 493493 $16.5k $16.5k 0.03% First filing
36 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 381381 $12.7k $12.7k 0.00% Unchanged
37 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 231231 $7.7k $7.7k 0.00% Unchanged
38 Park Square Financial Group, LLC 0.00% of their portfolio ROSWELL, GA 156156 $5.2k $5.2k 0.00% First filing
39 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 152152 $5.1k $5.1k 0.00% Reduced -1 -1
40 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 147147 $4.9k $4.9k 0.00% Added +1 +1
41 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 126126 $4.2k $4.2k 0.00% Reduced -59 -59
42 Quest 10 Wealth Builders, Inc. 0.00% of their portfolio Fuquay-Varina, VA 118118 $3.9k $3.9k 0.00% First filing
43 Decker Retirement Planning Inc. 0.00% of their portfolio LEVI, UT 6464 $2.1k $2.1k 0.00% First filing
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5959 $2.0k $2.0k 0.00% Reduced -15 -15
45 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 2424 $815 $815 0.00% Unchanged
46 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 11 $33 $33 0.00% New
47 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged