Vault-13

SIMPLIFY EXCHANGE TRADED FUN SPD

US EQT PLS DWNSD · ETP · CUSIP 82889N202

35 institutional holders -5 vs Q2 2024
1,595,5221.6m shares reported held*
$53.2mreported value*
3 new 9 added 13 reduced 9 sold out net sold ≈ $20.1m (-592.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.31. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 53Q4 22: 45Q1 23: 40Q2 23: 39Q3 23: 39Q4 23: 36Q1 24: 30Q2 24: 40Q3 24: 3535Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202253
Q4 202245
Q1 202340
Q2 202339
Q3 202339
Q4 202336
Q1 202430
Q2 202440
Q3 202435

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 20 bought or addedQ4 22: 34 cut or sold outQ1 23: 12 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 26 cut or sold outQ3 23: 18 bought or addedQ3 23: 22 cut or sold outQ3 23Q4 23: 16 bought or addedQ4 23: 27 cut or sold outQ1 24: 12 bought or addedQ1 24: 23 cut or sold outQ1 24Q2 24: 18 bought or addedQ2 24: 15 cut or sold outQ3 24: 12 bought or addedQ3 24: 22 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222034
Q1 20231223
Q2 20231126
Q3 20231822
Q4 20231627
Q1 20241223
Q2 20241815
Q3 20241222

Biggest buyers

HighTower Advisors, LLC Added +213,705+213.7k
Ethos Financial Group, LLC New +62,287+62.3k
Ironsides Asset Advisors, LLC Added +17,800+17.8k
Almanack Investment Partners, LLC. Added +15,590+15.6k
AE Wealth Management LLC Added +11,054+11.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +8,327+8.3k
Authentikos Wealth Advisory, LLC New +7,800+7.8k
Financial Enhancement Group LLC Added +7,002+7.0k
Elevated Capital Advisors, LLC Added +6,414+6.4k
LPL Financial LLC Added +777+777

Biggest sellers

Sollinda Capital Management LLC Sold out -489,457-489.5k
AXXCESS WEALTH MANAGEMENT, LLC Sold out -388,428-388.4k
WOLVERINE TRADING, LLC Sold out -16,133-16.1k
UBS Group AG Sold out -12,676-12.7k
Bison Wealth, LLC Reduced -11,980-12.0k
JANE STREET GROUP, LLC Sold out -7,817-7.8k
Ridgepath Capital Management LLC Sold out -6,583-6.6k
OLD MISSION CAPITAL LLC Reduced -3,277-3.3k
Austin Wealth Management, LLC Reduced -2,848-2.8k
CITADEL ADVISORS LLC Reduced -2,499-2.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 479,052479.1k $16.0m $16.0m 0.02% Added +213.7k +213,705
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 247,853247.9k $8.3m $8.3m 0.02% Reduced -367 -367
3 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 150,170150.2k $5.0m $5.0m 0.05% Added +11.1k +11,054
4 Almanack Investment Partners, LLC. 0.72% of their portfolio WAYNE, PA 136,118136.1k $4.6m $4.6m 0.72% Added +15.6k +15,590
5 Austin Wealth Management, LLC 0.82% of their portfolio Austin, TX 112,777112.8k $3.7m $3.7m 0.82% Reduced -2.8k -2,848
6 Ethos Financial Group, LLC 0.34% of their portfolio KING OF PRUSSIA, PA 62,28762.3k $2.1m $2.1m 0.34% New
7 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 62,24362.2k $2.1m $2.1m 0.00% Added +8.3k +8,327
8 Ironsides Asset Advisors, LLC 0.59% of their portfolio ROCKY MOUNT, NC 61,08361.1k $2.0m $2.0m 0.59% Added +17.8k +17,800
9 Lloyd Advisory Services, LLC. 0.83% of their portfolio SUWANEE, GA 51,29651.3k $1.7m $1.7m 0.83% Reduced -50 -50
10 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 41,49341.5k $1.4m $1.4m 0.01% Unchanged
11 Bison Wealth, LLC 0.19% of their portfolio Atlanta, GA 36,52436.5k $1.2m $1.2m 0.19% Reduced -12.0k -11,980
12 Financial Enhancement Group LLC 0.13% of their portfolio ANDERSON, IN 26,36826.4k $675.0k $675.0k 0.13% Added +7.0k +7,002
13 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 16,97817.0k $568.3k $568.3k 0.01% Reduced -3.3k -3,277
14 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,06415.1k $504.2k $504.2k 0.00% Reduced -2.5k -2,499
15 HOWARD BAILEY SECURITIES, LLC 0.18% of their portfolio FORT WAYNE, IN 14,17514.2k $474.5k $474.5k 0.18% First filing
16 Elevated Capital Advisors, LLC 0.12% of their portfolio SANDY, UT 13,98914.0k $468.2k $468.2k 0.12% Added +6.4k +6,414
17 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,69312.7k $424.8k $424.8k 0.00% Added +777 +777
18 Great Lakes Retirement, Inc. 0.05% of their portfolio SANDUSKY, OH 10,67910.7k $357.4k $357.4k 0.05% Reduced -247 -247
19 INSIGNEO ADVISORY SERVICES, LLC 0.03% of their portfolio MIAMI, FL 9,9039.9k $331.5k $331.5k 0.03% Unchanged
20 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 8,7868.8k $294.1k $294.1k 0.01% Reduced -320 -320
21 Authentikos Wealth Advisory, LLC 0.25% of their portfolio MORGAN HILL, CA 7,8007.8k $261.1k $261.1k 0.25% New
22 Kathmere Capital Management, LLC 0.02% of their portfolio WAYNE, PA 7,6767.7k $256.9k $256.9k 0.02% Reduced -25 -25
23 Pathway Financial Advisors LLC 0.06% of their portfolio SOUTH BURLINGTON, VT 7,1157.1k $238.1k $238.1k 0.06% Unchanged
24 CWM, LLC 0.00% of their portfolio OMAHA, NE 882882 $30.0k $30.0k 0.00% Reduced -133 -133
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 712712 $23.0k $23.0k 0.00% Added +12 +12
26 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 579579 $19.4k $19.4k 0.00% Unchanged
27 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 381381 $12.8k $12.8k 0.00% Reduced -1 -1
28 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 231231 $7.7k $7.7k 0.00% Unchanged
29 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 185185 $6.2k $6.2k 0.00% Reduced -19 -19
30 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 153153 $5.1k $5.1k 0.00% Unchanged
31 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 146146 $4.9k $4.9k 0.00% Reduced -145 -145
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7474 $2.5k $2.5k 0.00% Unchanged
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3333 $1.1k $1.1k 0.00% New
34 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 2424 $815 $815 0.00% Unchanged
35 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged