Vault-13

SIMPLIFY EXCHANGE TRADED FUN SPD

US EQT PLS DWNSD · ETP · CUSIP 82889N202

40 institutional holders +10 vs Q1 2024
2,174,2322.2m shares reported held*
$70.3mreported value*
11 new 7 added 13 reduced 2 sold out net bought ≈ $14.6m (+450.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.33. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 53Q4 22: 45Q1 23: 40Q2 23: 39Q3 23: 39Q4 23: 36Q1 24: 30Q2 24: 4040Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202253
Q4 202245
Q1 202340
Q2 202339
Q3 202339
Q4 202336
Q1 202430
Q2 202440

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 20 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 12 bought or addedQ1 23: 23 cut or sold outQ2 23: 11 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 22 cut or sold outQ4 23: 16 bought or addedQ4 23: 27 cut or sold outQ4 23Q1 24: 12 bought or addedQ1 24: 23 cut or sold outQ2 24: 18 bought or addedQ2 24: 15 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222034
Q1 20231223
Q2 20231126
Q3 20231822
Q4 20231627
Q1 20241223
Q2 20241815

Biggest buyers

HighTower Advisors, LLC New +265,347+265.3k
Sollinda Capital Management LLC Added +103,542+103.5k
COMMONWEALTH EQUITY SERVICES, LLC New +53,916+53.9k
Lloyd Advisory Services, LLC. New +51,346+51.3k
CITADEL ADVISORS LLC New +17,563+17.6k
WOLVERINE TRADING, LLC New +16,133+16.1k
LPL Financial LLC New +11,916+11.9k
UBS Group AG Added +9,040+9.0k
OLD MISSION CAPITAL LLC Added +8,342+8.3k
JANE STREET GROUP, LLC New +7,817+7.8k

Biggest sellers

Capital Investment Advisory Services, LLC Sold out -43,563-43.6k
Dynamic Advisor Solutions LLC Reduced -19,314-19.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -13,137-13.1k
Almanack Investment Partners, LLC. Reduced -12,200-12.2k
INSIGNEO ADVISORY SERVICES, LLC Reduced -9,848-9.8k
Ridgepath Capital Management LLC Reduced -6,687-6.7k
AXXCESS WEALTH MANAGEMENT, LLC Reduced -1,850-1.9k
Great Lakes Retirement, Inc. Reduced -1,191-1.2k
Austin Wealth Management, LLC Reduced -1,168-1.2k
MORGAN STANLEY Reduced -761-761

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sollinda Capital Management LLC 4.82% of their portfolio HICKORY, NC 489,457489.5k $15.8m $15.8m 4.82% Added +103.5k +103,542
2 AXXCESS WEALTH MANAGEMENT, LLC 0.34% of their portfolio CARLSBAD, CA 388,428388.4k $12.6m $12.6m 0.34% Reduced -1.9k -1,850
3 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 265,347265.3k $8.6m $8.6m 0.01% New
4 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 248,220248.2k $8.0m $8.0m 0.02% Reduced -13.1k -13,137
5 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 139,116139.1k $4.5m $4.5m 0.04% Added +2.2k +2,207
6 Almanack Investment Partners, LLC. 0.66% of their portfolio WAYNE, PA 120,528120.5k $3.9m $3.9m 0.66% Reduced -12.2k -12,200
7 Austin Wealth Management, LLC 0.90% of their portfolio Austin, TX 115,625115.6k $3.8m $3.8m 0.90% Reduced -1.2k -1,168
8 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 53,91653.9k $1.7m $1.7m 0.00% New
9 Lloyd Advisory Services, LLC. 0.78% of their portfolio SUWANEE, GA 51,34651.3k $1.7m $1.7m 0.78% New
10 Bison Wealth, LLC 0.25% of their portfolio Atlanta, GA 48,50448.5k $1.5m $1.5m 0.25% Unchanged
11 Ironsides Asset Advisors, LLC 0.47% of their portfolio ROCKY MOUNT, NC 43,28343.3k $1.4m $1.4m 0.47% Added +4.5k +4,450
12 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 41,49341.5k $1.3m $1.3m 0.01% Unchanged
13 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 20,25520.3k $654.6k $654.6k 0.02% Added +8.3k +8,342
14 Financial Enhancement Group LLC 0.10% of their portfolio ANDERSON, IN 19,36619.4k $626.5k $626.5k 0.10% Added +2.2k +2,236
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,56317.6k $567.6k $567.6k 0.00% New
16 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 16,13316.1k $521.4k $521.4k 0.01% New
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 12,67612.7k $409.7k $409.7k 0.00% Added +9.0k +9,040
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,91611.9k $385.1k $385.1k 0.00% New
19 Great Lakes Retirement, Inc. 0.05% of their portfolio SANDUSKY, OH 10,92610.9k $353.1k $353.1k 0.05% Reduced -1.2k -1,191
20 INSIGNEO ADVISORY SERVICES, LLC 0.04% of their portfolio MIAMI, FL 9,9039.9k $318.6k $318.6k 0.04% Reduced -9.8k -9,848
21 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 9,1069.1k $294.3k $294.3k 0.01% Reduced -19.3k -19,314
22 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 7,8177.8k $252.6k $252.6k 0.00% New
23 Kathmere Capital Management, LLC 0.03% of their portfolio WAYNE, PA 7,7017.7k $248.9k $248.9k 0.03% Unchanged
24 Elevated Capital Advisors, LLC 0.07% of their portfolio SANDY, UT 7,5757.6k $244.8k $244.8k 0.07% New
25 Pathway Financial Advisors LLC 0.06% of their portfolio SOUTH BURLINGTON, VT 7,1157.1k $230.0k $230.0k 0.06% Unchanged
26 Ridgepath Capital Management LLC 0.21% of their portfolio Knoxville, TN 6,5836.6k $212.8k $212.8k 0.21% Reduced -6.7k -6,687
27 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,0151.0k $33.0k $33.0k 0.00% Added +6 +6
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 700700 $23.0k $23.0k 0.00% New
29 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 579579 $18.7k $18.7k 0.00% Unchanged
30 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 479479 $15.5k $15.5k 0.00% Reduced -277 -277
31 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 382382 $12.3k $12.3k 0.00% Reduced -761 -761
32 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 291291 $9.4k $9.4k 0.00% Reduced -676 -676
33 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 231231 $7.5k $7.5k 0.00% Unchanged
34 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 204204 $6.6k $6.6k 0.00% Reduced -15 -15
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 200200 $6.5k $6.5k 0.00% New
36 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 153153 $4.9k $4.9k 0.00% First filing
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7474 $2.4k $2.4k 0.00% Reduced -224 -224
38 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 2424 $785 $785 0.00% Unchanged
39 FMR LLC 0.00% of their portfolio BOSTON, MA 22 $65 $65 0.00% New
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged