Vault-13

SIMPLIFY EXCHANGE TRADED FUN SPYC

US EQT PLS CNVEX · ETP · CUSIP 82889N103

31 institutional holders +3 vs Q4 2025
1,695,1511.7m shares reported held*
$67.4mreported value*
5 new 6 added 15 reduced 3 sold out net sold ≈ $8.5m (-216.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($457.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.73.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 17Q4 22: 19Q1 23: 17Q2 23: 20Q3 23: 16Q4 23: 15Q1 24: 17Q2 24: 15Q3 24: 16Q4 24: 21Q1 25: 19Q2 25: 34Q3 25: 31Q4 25: 28Q1 26: 3131Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202217
Q4 202219
Q1 202317
Q2 202320
Q3 202316
Q4 202315
Q1 202417
Q2 202415
Q3 202416
Q4 202421
Q1 202519
Q2 202534
Q3 202531
Q4 202528
Q1 202631

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 8 bought or addedQ2 24: 8 cut or sold outQ3 24: 7 bought or addedQ3 24: 7 cut or sold outQ3 24Q4 24: 11 bought or addedQ4 24: 8 cut or sold outQ1 25: 9 bought or addedQ1 25: 10 cut or sold outQ1 25Q2 25: 22 bought or addedQ2 25: 8 cut or sold outQ3 25: 13 bought or addedQ3 25: 15 cut or sold outQ3 25Q4 25: 11 bought or addedQ4 25: 15 cut or sold outQ1 26: 11 bought or addedQ1 26: 18 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 202488
Q3 202477
Q4 2024118
Q1 2025910
Q2 2025228
Q3 20251315
Q4 20251115
Q1 20261118

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 25 calls: $2.2mQ2 25 puts: $0Q2 25P/C 0.00Q3 25 calls: $1.2mQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $700.6kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $0Q1 26 puts: $0Q1 26P/C —
Numbers
QuarterCallsPutsP/C
Q2 2025$2.2m$00.00
Q3 2025$1.2m$00.00
Q4 2025$700.6k$00.00
Q1 2026$0$0—

Biggest buyers

AE Wealth Management LLC Added +53,150+53.1k
EVOLUTION WEALTH MANAGEMENT INC. Added +27,738+27.7k
Elevated Capital Advisors, LLC New +12,883+12.9k
OLD MISSION CAPITAL LLC New +11,282+11.3k
ENTREWEALTH, LLC Added +9,746+9.7k
Capital Group Private Client Services, Inc. New +6,540+6.5k
UBS Group AG New +488+488
LPL Financial LLC Added +129+129
ASSETMARK, INC Added +125+125
OSAIC HOLDINGS, INC. New +17+17

Biggest sellers

Austin Wealth Management, LLC Reduced -237,511-237.5k
Lloyd Advisory Services, LLC. Reduced -38,793-38.8k
Integrated Wealth Concepts LLC Reduced -30,859-30.9k
CWM, LLC Reduced -11,259-11.3k
LifeWealth Investments, LLC Sold out -5,698-5.7k
MERCER GLOBAL ADVISORS INC /ADV Reduced -5,329-5.3k
Integrated Wealth Management Sold out -4,818-4.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -1,889-1.9k
B.O.S.S. Retirement Advisors, LLC Reduced -1,041-1.0k
HOWARD BAILEY SECURITIES, LLC Reduced -410-410

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Austin Wealth Management, LLC 6.04% of their portfolio Austin, TX 667,270667.3k $26.6m $26.6m 6.04% Reduced -237.5k -237,511
2 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 293,039293.0k $11.6m $11.6m 0.09% Reduced -30.9k -30,859
3 ENTREWEALTH, LLC 4.20% of their portfolio AUSTIN, TX 237,502237.5k $9.4m $9.4m 4.20% Added +9.7k +9,746
4 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 182,401182.4k $7.2m $7.2m 0.04% Added +53.1k +53,150
5 EVOLUTION WEALTH MANAGEMENT INC. 2.96% of their portfolio FORT MYERS, FL 102,699102.7k $4.1m $4.1m 2.96% Added +27.7k +27,738
6 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 68,46368.5k $2.7m $2.7m 0.00% Reduced -1.9k -1,889
7 Financial Enhancement Group LLC 0.18% of their portfolio ANDERSON, IN 33,79133.8k $1.5m $1.5m 0.18% Reduced -58 -58
8 Noble Wealth Management PBC 0.29% of their portfolio GREENWOOD VILLAGE, CO 14,51914.5k $573.1k $573.1k 0.29% Reduced -100 -100
9 Elevated Capital Advisors, LLC 0.13% of their portfolio SANDY, UT 12,88312.9k $508.5k $508.5k 0.13% New
10 Fiduciary Alliance LLC 0.03% of their portfolio GREENVILLE, SC 12,70012.7k $540.1k $540.1k 0.03% Reduced -93 -93
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,32811.3k $447.1k $447.1k 0.00% Added +129 +129
12 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 11,28211.3k $445.3k $445.3k 0.01% New
13 B.O.S.S. Retirement Advisors, LLC 0.14% of their portfolio Lehi, UT 11,26911.3k $444.8k $444.8k 0.14% Reduced -1.0k -1,041
14 HOWARD BAILEY SECURITIES, LLC 0.17% of their portfolio FORT WAYNE, IN 10,63610.6k $419.8k $419.8k 0.17% Reduced -410 -410
15 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,54110.5k $416.1k $416.1k 0.00% Reduced -5.3k -5,329
16 Capital Group Private Client Services, Inc. 0.00% of their portfolio Los Angeles, CA 6,5406.5k $258.1k $258.1k 0.00% New
17 Modern Wealth Management, LLC 0.00% of their portfolio KANSAS CITY, MO 5,5565.6k $220.8k $220.8k 0.00% Unchanged
18 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,6763.7k $145.1k $145.1k 0.00% Reduced -11.3k -11,259
19 BlackRock, Inc. 0.00% of their portfolio New York, NY 3,1323.1k $123.6k $123.6k 0.00% Unchanged
20 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 2,5582.6k $101.0k $101.0k 0.00% Added +5 +5
21 Lloyd Advisory Services, LLC. 0.02% of their portfolio SUWANEE, GA 1,6301.6k $64.3k $64.3k 0.02% Reduced -38.8k -38,793
22 Kingdom Financial Group LLC. 0.02% of their portfolio PEORIA, AZ 1,6301.6k $64.3k $64.3k 0.02% Reduced -208 -208
23 Quest 10 Wealth Builders, Inc. 0.02% of their portfolio Fuquay-Varina, VA 505505 $19.9k $19.9k 0.02% Reduced -15 -15
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 488488 $19.3k $19.3k 0.00% New
25 Networth Advisors, LLC 0.01% of their portfolio CANONSBURG, PA 453453 $17.9k $17.9k 0.01% Reduced -37 -37
26 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 134134 $5.3k $5.3k 0.00% Added +125 +125
27 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4242 $1.7k $1.7k 0.00% Unchanged
28 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3535 $1.4k $1.4k 0.00% Unchanged
29 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 1717 $1.0k $1.0k 0.00% Not comparable
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1717 $670 $670 0.00% New
31 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $47 $47 0.00% Reduced -150 -150