Vault-13

SIMPLIFY EXCHANGE TRADED FUN SPYC

US EQT PLS CNVEX · ETP · CUSIP 82889N103

28 institutional holders -3 vs Q3 2025
1,911,3451.9m shares reported held*
$82.1mreported value*
2 new 9 added 9 reduced 6 sold out net bought ≈ $1.5m (+35.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($501.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.98. Options: 1 managers hold calls ($700.6k notional), 0 hold puts (—).

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 17Q4 22: 19Q1 23: 17Q2 23: 20Q3 23: 16Q4 23: 15Q1 24: 17Q2 24: 15Q3 24: 16Q4 24: 21Q1 25: 19Q2 25: 34Q3 25: 31Q4 25: 2828Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202217
Q4 202219
Q1 202317
Q2 202320
Q3 202316
Q4 202315
Q1 202417
Q2 202415
Q3 202416
Q4 202421
Q1 202519
Q2 202534
Q3 202531
Q4 202528

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 24: 10 bought or addedQ1 24: 8 cut or sold outQ2 24: 8 bought or addedQ2 24: 8 cut or sold outQ2 24Q3 24: 7 bought or addedQ3 24: 7 cut or sold outQ4 24: 11 bought or addedQ4 24: 8 cut or sold outQ4 24Q1 25: 9 bought or addedQ1 25: 10 cut or sold outQ2 25: 22 bought or addedQ2 25: 8 cut or sold outQ2 25Q3 25: 13 bought or addedQ3 25: 15 cut or sold outQ4 25: 11 bought or addedQ4 25: 15 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024108
Q2 202488
Q3 202477
Q4 2024118
Q1 2025910
Q2 2025228
Q3 20251315
Q4 20251115

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 25 calls: $247.8kQ1 25 puts: $0Q1 25P/C 0.00Q2 25 calls: $2.2mQ2 25 puts: $0Q2 25P/C 0.00Q3 25 calls: $1.2mQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $700.6kQ4 25 puts: $0Q4 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2025$247.8k$00.00
Q2 2025$2.2m$00.00
Q3 2025$1.2m$00.00
Q4 2025$700.6k$00.00

Biggest buyers

Integrated Wealth Concepts LLC Added +73,490+73.5k
Austin Wealth Management, LLC Added +50,063+50.1k
AE Wealth Management LLC Added +13,432+13.4k
ENTREWEALTH, LLC Added +9,131+9.1k
EVOLUTION WEALTH MANAGEMENT INC. Added +5,020+5.0k
Lloyd Advisory Services, LLC. Added +2,460+2.5k
Kingdom Financial Group LLC. New +1,838+1.8k
Aptus Capital Advisors, LLC Added +873+873
Financial Enhancement Group LLC Added +438+438
Quest 10 Wealth Builders, Inc. Added +15+15

Biggest sellers

LPL Financial LLC Reduced -74,993-75.0k
CITADEL ADVISORS LLC Sold out -10,668-10.7k
B.O.S.S. Retirement Advisors, LLC Reduced -8,161-8.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -6,803-6.8k
LifeWealth Investments, LLC Reduced -6,674-6.7k
Cetera Investment Advisers Sold out -4,935-4.9k
MERCER GLOBAL ADVISORS INC /ADV Reduced -3,262-3.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -1,707-1.7k
HOWARD BAILEY SECURITIES, LLC Reduced -1,471-1.5k
CWM, LLC Reduced -1,161-1.2k

Biggest calls

GROUP ONE TRADING LLC Reduced $700.6k39.9k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Austin Wealth Management, LLC 5.78% of their portfolio Austin, TX 904,781904.8k $39.1m $39.1m 5.78% Added +50.1k +50,063
2 Integrated Wealth Concepts LLC 0.16% of their portfolio WALTHAM, MA 323,898323.9k $13.8m $13.8m 0.16% Added +73.5k +73,490
3 ENTREWEALTH, LLC 4.39% of their portfolio AUSTIN, TX 227,756227.8k $9.7m $9.7m 4.39% Added +9.1k +9,131
4 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 129,251129.3k $5.5m $5.5m 0.03% Added +13.4k +13,432
5 EVOLUTION WEALTH MANAGEMENT INC. 2.65% of their portfolio FORT MYERS, FL 74,96175.0k $3.2m $3.2m 2.65% Added +5.0k +5,020
6 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 70,35270.4k $3.0m $3.0m 0.00% Reduced -1.7k -1,707
7 Lloyd Advisory Services, LLC. 0.67% of their portfolio SUWANEE, GA 40,42340.4k $1.7m $1.7m 0.67% Added +2.5k +2,460
8 Financial Enhancement Group LLC 0.19% of their portfolio ANDERSON, IN 33,84933.8k $1.4m $1.4m 0.19% Added +438 +438
9 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 15,87015.9k $678.3k $678.3k 0.00% Reduced -3.3k -3,262
10 CWM, LLC 0.00% of their portfolio OMAHA, NE 14,93514.9k $638.0k $638.0k 0.00% Reduced -1.2k -1,161
11 Noble Wealth Management PBC 0.31% of their portfolio GREENWOOD VILLAGE, CO 14,61914.6k $624.9k $624.9k 0.31% Reduced -70 -70
12 Fiduciary Alliance LLC 0.04% of their portfolio GREENVILLE, SC 12,79312.8k $546.8k $546.8k 0.04% Reduced -503 -503
13 B.O.S.S. Retirement Advisors, LLC 0.17% of their portfolio Lehi, UT 12,31012.3k $526.2k $526.2k 0.17% Reduced -8.2k -8,161
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,19911.2k $478.7k $478.7k 0.00% Reduced -75.0k -74,993
15 HOWARD BAILEY SECURITIES, LLC 0.19% of their portfolio FORT WAYNE, IN 11,04611.0k $472.2k $472.2k 0.19% Reduced -1.5k -1,471
16 LifeWealth Investments, LLC 0.08% of their portfolio WINTER GARDEN, FL 5,6985.7k $243.6k $243.6k 0.08% Reduced -6.7k -6,674
17 Modern Wealth Management, LLC 0.00% of their portfolio KANSAS CITY, MO 5,5565.6k $237.5k $237.5k 0.00% Unchanged
18 Integrated Wealth Management 0.23% of their portfolio UNIONTOWN, OH 4,8184.8k $206.0k $206.0k 0.23% First filing
19 BlackRock, Inc. 0.00% of their portfolio New York, NY 3,1323.1k $133.9k $133.9k 0.00% Unchanged
20 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 2,5532.6k $109.1k $109.1k 0.00% Added +873 +873
21 Kingdom Financial Group LLC. 0.02% of their portfolio PEORIA, AZ 1,8381.8k $78.6k $78.6k 0.02% New
22 Quest 10 Wealth Builders, Inc. 0.02% of their portfolio Fuquay-Varina, VA 520520 $22.2k $22.2k 0.02% Added +15 +15
23 Networth Advisors, LLC 0.02% of their portfolio CANONSBURG, PA 490490 $21.0k $21.0k 0.02% First filing
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 200200 $9.0k $9.0k 0.00% Unchanged
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 151151 $6.5k $6.5k 0.00% Unchanged
26 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4242 $1.8k $1.8k 0.00% Unchanged
27 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3535 $1.5k $1.5k 0.00% Unchanged
28 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 99 $385 $385 0.00% New