Vault-13

SIMPLIFY EXCHANGE TRADED FUN SPYC

US EQT PLS CNVEX · ETP · CUSIP 82889N103

31 institutional holders -3 vs Q2 2025
1,881,9721.9m shares reported held*
$80.5mreported value*
3 new 10 added 10 reduced 5 sold out net bought ≈ $8.3m (+193.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.76. Options: 1 managers hold calls ($1.2m notional), 0 hold puts (—).

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 17Q4 22: 19Q1 23: 17Q2 23: 20Q3 23: 16Q4 23: 15Q1 24: 17Q2 24: 15Q3 24: 16Q4 24: 21Q1 25: 19Q2 25: 34Q3 25: 3131Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 202217
Q4 202219
Q1 202317
Q2 202320
Q3 202316
Q4 202315
Q1 202417
Q2 202415
Q3 202416
Q4 202421
Q1 202519
Q2 202534
Q3 202531

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 9 bought or addedQ4 23: 8 cut or sold outQ1 24: 10 bought or addedQ1 24: 8 cut or sold outQ1 24Q2 24: 8 bought or addedQ2 24: 8 cut or sold outQ3 24: 7 bought or addedQ3 24: 7 cut or sold outQ3 24Q4 24: 11 bought or addedQ4 24: 8 cut or sold outQ1 25: 9 bought or addedQ1 25: 10 cut or sold outQ1 25Q2 25: 22 bought or addedQ2 25: 8 cut or sold outQ3 25: 13 bought or addedQ3 25: 15 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 202398
Q1 2024108
Q2 202488
Q3 202477
Q4 2024118
Q1 2025910
Q2 2025228
Q3 20251315

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 24 calls: $32.7kQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $247.8kQ1 25 puts: $0Q1 25P/C 0.00Q2 25 calls: $2.2mQ2 25 puts: $0Q2 25P/C 0.00Q3 25 calls: $1.2mQ3 25 puts: $0Q3 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2024$32.7k$00.00
Q1 2025$247.8k$00.00
Q2 2025$2.2m$00.00
Q3 2025$1.2m$00.00

Biggest buyers

LPL Financial LLC Added +73,919+73.9k
EVOLUTION WEALTH MANAGEMENT INC. Added +63,159+63.2k
Austin Wealth Management, LLC Added +30,314+30.3k
Integrated Wealth Concepts LLC Added +20,567+20.6k
ENTREWEALTH, LLC Added +20,159+20.2k
CWM, LLC Added +8,752+8.8k
Cetera Investment Advisers New +4,935+4.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +951+951
LifeWealth Investments, LLC Added +586+586
UBS Group AG New +548+548

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -14,285-14.3k
CITADEL ADVISORS LLC Reduced -4,892-4.9k
MERCER GLOBAL ADVISORS INC /ADV Reduced -2,686-2.7k
B.O.S.S. Retirement Advisors, LLC Reduced -2,015-2.0k
ROYAL BANK OF CANADA Reduced -1,350-1.4k
RAYMOND JAMES FINANCIAL INC Sold out -1,157-1.2k
Lloyd Advisory Services, LLC. Reduced -1,015-1.0k
AE Wealth Management LLC Reduced -773-773
WELLS FARGO & COMPANY/MN Sold out -668-668
Fiduciary Alliance LLC Reduced -472-472

Biggest calls

GROUP ONE TRADING LLC Reduced $1.2m65.1k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Austin Wealth Management, LLC 5.72% of their portfolio Austin, TX 854,718854.7k $36.4m $36.4m 5.72% Added +30.3k +30,314
2 Integrated Wealth Concepts LLC 0.10% of their portfolio WALTHAM, MA 250,408250.4k $10.7m $10.7m 0.10% Added +20.6k +20,567
3 ENTREWEALTH, LLC 4.82% of their portfolio AUSTIN, TX 218,625218.6k $9.4m $9.4m 4.82% Added +20.2k +20,159
4 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 115,819115.8k $5.0m $5.0m 0.03% Reduced -773 -773
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 86,19286.2k $3.7m $3.7m 0.00% Added +73.9k +73,919
6 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 72,05972.1k $3.1m $3.1m 0.00% Reduced -14.3k -14,285
7 EVOLUTION WEALTH MANAGEMENT INC. 3.08% of their portfolio FORT MYERS, FL 69,94169.9k $3.0m $3.0m 3.08% Added +63.2k +63,159
8 Lloyd Advisory Services, LLC. 0.77% of their portfolio SUWANEE, GA 37,96338.0k $1.6m $1.6m 0.77% Reduced -1.0k -1,015
9 Financial Enhancement Group LLC 0.19% of their portfolio ANDERSON, IN 33,41133.4k $1.4m $1.4m 0.19% Reduced -354 -354
10 B.O.S.S. Retirement Advisors, LLC 0.21% of their portfolio Lehi, UT 20,47120.5k $877.3k $877.3k 0.21% Reduced -2.0k -2,015
11 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 19,13219.1k $819.9k $819.9k 0.00% Reduced -2.7k -2,686
12 CWM, LLC 0.00% of their portfolio OMAHA, NE 16,09616.1k $690.0k $690.0k 0.00% Added +8.8k +8,752
13 Noble Wealth Management PBC 0.34% of their portfolio GREENWOOD VILLAGE, CO 14,68914.7k $629.5k $629.5k 0.34% First filing
14 Fiduciary Alliance LLC 0.04% of their portfolio GREENVILLE, SC 13,29613.3k $569.8k $569.8k 0.04% Reduced -472 -472
15 HOWARD BAILEY SECURITIES, LLC 0.15% of their portfolio FORT WAYNE, IN 12,51712.5k $536.5k $536.5k 0.15% Added +213 +213
16 LifeWealth Investments, LLC 0.08% of their portfolio WINTER GARDEN, FL 12,37212.4k $530.3k $530.3k 0.08% Added +586 +586
17 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,66810.7k $457.2k $457.2k 0.00% Reduced -4.9k -4,892
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 6,8036.8k $291.6k $291.6k 0.00% Added +951 +951
19 Modern Wealth Management, LLC 0.00% of their portfolio KANSAS CITY, MO 5,5565.6k $238.1k $238.1k 0.00% Unchanged
20 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 4,9354.9k $211.5k $211.5k 0.00% New
21 BlackRock, Inc. 0.00% of their portfolio New York, NY 3,1323.1k $134.2k $134.2k 0.00% Unchanged
22 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 1,6801.7k $72.0k $72.0k 0.00% Reduced -38 -38
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 548548 $23.5k $23.5k 0.00% New
24 Quest 10 Wealth Builders, Inc. 0.02% of their portfolio Fuquay-Varina, VA 505505 $21.6k $21.6k 0.02% Added +13 +13
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 200200 $9.0k $9.0k 0.00% Reduced -1.4k -1,350
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 151151 $6.5k $6.5k 0.00% Unchanged
27 Decker Retirement Planning Inc. 0.00% of their portfolio LEVI, UT 7474 $3.2k $3.2k 0.00% Unchanged
28 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4242 $1.8k $1.8k 0.00% New
29 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3535 $1.5k $1.5k 0.00% Unchanged
30 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 2222 $947 $947 0.00% Unchanged
31 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 77 $301 $301 0.00% Unchanged