Vault-13

SIGMA LITHIUM CORPORATION SGML

COM · Common Stock · CUSIP 826599102 · ISIN CA8265991023

94 institutional holders -8 vs Q4 2025
33,902,35133.9m shares reported held*
30.4% of all shares outstanding*
$417.6mreported value*
15 new 36 added 26 reduced 22 sold out net sold ≈ $19.3m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 111.4m as of 2025-12-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $12.32. Options: 16 managers hold calls ($75.5m notional), 14 hold puts ($32.1m).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 54Q4 22: 77Q1 23: 93Q2 23: 94Q3 23: 104Q4 23: 114Q1 24: 101Q2 24: 96Q3 24: 87Q4 24: 104Q1 25: 94Q2 25: 104Q3 25: 104Q4 25: 102Q1 26: 9494Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202254
Q4 202277
Q1 202393
Q2 202394
Q3 2023104
Q4 2023114
Q1 2024101
Q2 202496
Q3 202487
Q4 2024104
Q1 202594
Q2 2025104
Q3 2025104
Q4 2025102
Q1 202694

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 44 bought or addedQ2 24: 56 cut or sold outQ3 24: 45 bought or addedQ3 24: 53 cut or sold outQ3 24Q4 24: 63 bought or addedQ4 24: 36 cut or sold outQ1 25: 40 bought or addedQ1 25: 49 cut or sold outQ1 25Q2 25: 65 bought or addedQ2 25: 36 cut or sold outQ3 25: 66 bought or addedQ3 25: 41 cut or sold outQ3 25Q4 25: 50 bought or addedQ4 25: 58 cut or sold outQ1 26: 51 bought or addedQ1 26: 48 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20244456
Q3 20244553
Q4 20246336
Q1 20254049
Q2 20256536
Q3 20256641
Q4 20255058
Q1 20265148

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ2 25 calls: $2.6mQ2 25 puts: $3.8mQ2 25P/C 1.48Q3 25 calls: $18.1mQ3 25 puts: $12.6mQ3 25P/C 0.70Q4 25 calls: $71.5mQ4 25 puts: $51.0mQ4 25P/C 0.71Q1 26 calls: $75.5mQ1 26 puts: $32.1mQ1 26P/C 0.42
Numbers
QuarterCallsPutsP/C
Q2 2025$2.6m$3.8m1.48
Q3 2025$18.1m$12.6m0.70
Q4 2025$71.5m$51.0m0.71
Q1 2026$75.5m$32.1m0.42

Biggest buyers

D. E. Shaw & Co., Inc. Added +1,440,361+1.4m
VAN ECK ASSOCIATES CORP Added +1,300,750+1.3m
JANE STREET GROUP, LLC Added +1,001,926+1.0m
BlackRock, Inc. Added +384,334+384.3k
Handelsbanken Fonder AB Added +326,994+327.0k
Ariose Capital Management Ltd New +310,076+310.1k
Itau Unibanco Holding S.A. New +306,267+306.3k
Balyasny Asset Management L.P. Added +259,541+259.5k
Dayah Capital LLC Added +255,501+255.5k
Point72 Asset Management, L.P. Added +243,274+243.3k

Biggest sellers

MORGAN STANLEY Reduced -2,100,031-2.1m
BNP PARIBAS ASSET MANAGEMENT Holding S.A. Reduced -1,343,882-1.3m
CITADEL ADVISORS LLC Reduced -1,329,039-1.3m
Encompass Capital Advisors LLC Sold out -1,248,175-1.2m
Electron Capital Partners, LLC Sold out -1,112,845-1.1m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -520,960-521.0k
NATIONAL BANK OF CANADA /FI/ Sold out -336,600-336.6k
UBS Group AG Reduced -225,785-225.8k
SIR Capital Management, L.P. Reduced -183,244-183.2k
Invesco Ltd. Reduced -182,911-182.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $24.7m2.0m shares
GROUP ONE TRADING LLC Added $16.3m1.3m shares
Dayah Capital LLC Reduced $6.8m550.0k shares
IMC-Chicago, LLC Added $6.4m515.6k shares
CITADEL ADVISORS LLC Added $4.9m395.4k shares
Caption Management, LLC Reduced $4.0m325.0k shares
JANE STREET GROUP, LLC Added $3.1m247.2k shares
SIMPLEX TRADING, LLC Reduced $2.0m160.0k shares
D. E. Shaw & Co., Inc. Reduced $1.9m150.0k shares
PEAK6 LLC New $1.7m136.0k shares

Biggest puts

GROUP ONE TRADING LLC Added $7.1m575.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.0m564.5k shares
IMC-Chicago, LLC Added $4.0m323.0k shares
CITADEL ADVISORS LLC Added $2.4m196.8k shares
SCOPIA CAPITAL MANAGEMENT LP Reduced $2.0m164.5k shares
UBS Group AG Added $1.8m142.4k shares
Walleye Capital LLC Reduced $1.5m125.3k shares
Lighthouse Investment Partners, LLC New $1.2m100.0k shares
SIMPLEX TRADING, LLC Added $1.2m97.1k shares
HRT FINANCIAL LP New $1.2m95.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
L1 Capital Pty Ltd 13G · institution new · filed 2026-10-07 10.2% new 11.5m≈ $145.8m 2026-10-07
VAN ECK ASSOCIATES CORP 13G · institution new · filed 2026-05-15 5.1% new 5.7m≈ $72.2m 2026-05-15

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VAN ECK ASSOCIATES CORP 0.05% of their portfolio NEW YORK, NY 5,683,1425.7m $70.1m $70.1m 0.05% Added +1.3m +1,300,750
2 Legal & General Group Plc 0.01% of their portfolio London, X0 2,739,8122.7m $33.8m $33.8m 0.01% Added +92.8k +92,808
3 Point72 Asset Management, L.P. 0.05% of their portfolio STAMFORD, CT 2,477,0082.5m $30.6m $30.6m 0.05% Added +243.3k +243,274
4 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,358,8522.4m $29.1m $29.1m 0.00% Added +384.3k +384,334
5 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 2,337,9132.3m $28.8m $28.8m 0.02% Added +1.4m +1,440,361
6 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.04% of their portfolio CAUSEWAY BAY, K3 2,175,9392.2m $26.1m $26.1m 0.04% Reduced -3.7k -3,681
7 Dayah Capital LLC 10.90% of their portfolio STAMFORD, CT 1,513,5781.5m $18.7m $18.7m 10.90% Added +255.5k +255,501
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,410,6541.4m $17.4m $17.4m 0.00% Reduced -2.1m -2,100,031
9 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 1,337,5261.3m $16.5m $16.5m 0.02% Added +1.0m +1,001,926
10 Handelsbanken Fonder AB 0.05% of their portfolio STOCKHOLM, V7 1,215,5381.2m $15.0m $15.0m 0.05% Added +327.0k +326,994
11 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 879,210879.2k $10.8m $10.8m 0.02% Added +259.5k +259,541
12 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 815,244815.2k $10.1m $10.1m 0.01% Reduced -1.3m -1,329,039
13 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 655,372655.4k $8.1m $8.1m 0.00% Reduced -182.9k -182,911
14 DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. 1.41% of their portfolio Singapore, U0 520,800520.8k $6.4m $6.4m 1.41% Added +172.0k +171,986
15 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 498,143498.1k $6.1m $6.1m 0.00% Reduced -13.8k -13,782
16 ALPS ADVISORS INC 0.02% of their portfolio Denver, CO 429,223429.2k $5.3m $5.3m 0.02% Added +134.1k +134,147
17 SIR Capital Management, L.P. 0.48% of their portfolio NEW YORK, NY 413,993414.0k $5.1m $5.1m 0.48% Reduced -183.2k -183,244
18 BW Gestao de Investimentos Ltda. 0.20% of their portfolio SAO PAULO, D5 372,952373.0k $4.6m $4.6m 0.20% Added +112.6k +112,616
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 328,988329.0k $4.1m $4.1m 0.01% Reduced -521.0k -520,960
20 Ariose Capital Management Ltd 2.57% of their portfolio CENTRAL, HONG KONG, K3 310,076310.1k $3.8m $3.8m 2.57% New
21 Itau Unibanco Holding S.A. 0.09% of their portfolio SAO PAULO, D5 306,267306.3k $3.8m $3.8m 0.09% New
22 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 297,978298.0k $3.7m $3.7m 0.00% Added +56.9k +56,851
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 288,418288.4k $3.6m $3.6m 0.00% Added +167.4k +167,443
24 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 280,948280.9k $3.5m $3.5m 0.00% Reduced -5.8k -5,798
25 Waratah Capital Advisors Ltd. 0.30% of their portfolio TORONTO, A6 269,114269.1k $3.3m $3.3m 0.30% Reduced -27.2k -27,216
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 267,702267.7k $3.3m $3.3m 0.00% Reduced -225.8k -225,785
27 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 261,195261.2k $3.2m $3.2m 0.00% Reduced -33.6k -33,639
28 Caitong International Asset Management Co., Ltd 0.58% of their portfolio HONG KONG, K3 254,027254.0k $3.1m $3.1m 0.58% Added +231.4k +231,405
29 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 248,316248.3k $3.1m $3.1m 0.01% Added +146.9k +146,903
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 242,990243.0k $3.0m $3.0m 0.00% Added +38.1k +38,141
31 Lighthouse Investment Partners, LLC 0.11% of their portfolio Palm Beach Gardens, FL 230,000230.0k $2.8m $2.8m 0.11% Added +36.7k +36,657
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 198,425198.4k $2.4m $2.4m 0.00% Reduced -112.7k -112,680
33 IMC-Chicago, LLC 0.03% of their portfolio CHICAGO, IL 184,838184.8k $2.3m $2.3m 0.03% Added +72.6k +72,642
34 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 158,498158.5k $2.0m $2.0m 0.02% Added +143.6k +143,598
35 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 147,079147.1k $1.8m $1.8m 0.00% Added +4.6k +4,600
36 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 138,544138.5k $1.7m $1.7m 0.00% Added +17.4k +17,400
37 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 132,855132.9k $1.6m $1.6m 0.00% New
38 XTX Topco Ltd 0.03% of their portfolio LONDON, X0 128,849128.8k $1.6m $1.6m 0.03% Added +118.0k +118,030
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 127,865127.9k $1.6m $1.6m 0.00% Reduced -61.1k -61,061
40 Cannell & Spears LLC 0.03% of their portfolio NEW YORK, NY 121,234121.2k $1.5m $1.5m 0.03% Unchanged
41 SIMPLEX TRADING, LLC 0.04% of their portfolio CHICAGO, IL 112,439112.4k $1.4m $1.4m 0.04% New
42 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 106,492106.5k $1.3m $1.3m 0.00% Added +1.4k +1,365
43 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 80,16380.2k $989.2k $989.2k 0.00% New
44 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 71,04771.0k $876.7k $876.7k 0.00% Reduced -29.0k -29,021
45 FNY Investment Advisers, LLC 0.38% of their portfolio NEW YORK, NY 69,52569.5k $857.0k $857.0k 0.38% Added +56.7k +56,694
46 Aberdeen Group plc 0.00% of their portfolio EDINBURGH, X0 64,77064.8k $799.3k $799.3k 0.00% Reduced -5.7k -5,695
47 Banque Cantonale Vaudoise 0.03% of their portfolio LAUSANNE, V8 55,14355.1k $679.0k $679.0k 0.03% Added +3.5k +3,489
48 Turim 21 Investimentos Ltda. 0.14% of their portfolio RIO DE JANEIRO, D5 45,00045.0k $555.3k $555.3k 0.14% Reduced -10.0k -10,000
49 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 44,85944.9k $553.6k $553.6k 0.00% Reduced -8.0k -8,020
50 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 44,60044.6k $550.4k $550.4k 0.00% Added +6.9k +6,932
51 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 44,33044.3k $541.7k $541.7k 0.00% Added +23.3k +23,260
52 Pinpoint Asset Management (Singapore) Pte. Ltd. 0.13% of their portfolio SINGAPORE, U0 43,62343.6k $538.3k $538.3k 0.13% Added +21.1k +21,125
53 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 43,06743.1k $531.4k $531.4k 0.00% Unchanged
54 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 32,86332.9k $405.5k $405.5k 0.00% Reduced -3.7k -3,678
55 Entropy Technologies, LP 0.02% of their portfolio NEW YORK, NY 31,34931.3k $386.8k $386.8k 0.02% Added +13.6k +13,649
56 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 29,39429.4k $362.7k $362.7k 0.00% New
57 Jump Financial, LLC 0.00% of their portfolio Chicago, IL 25,10425.1k $309.8k $309.8k 0.00% New
58 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 21,51021.5k $265.4k $265.4k 0.03% Added +11.3k +11,266
59 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 20,19320.2k $237.0k $237.0k 0.00% Added +14.6k +14,569
60 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 16,03016.0k $197.8k $197.8k 0.00% New
61 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 15,37215.4k $202.8k $202.8k 0.00% Unchanged
62 Inscription Capital, LLC 0.02% of their portfolio HOUSTON, TX 15,00015.0k $185.1k $185.1k 0.02% Unchanged
63 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 14,57314.6k $179.8k $179.8k 0.00% Reduced -6.5k -6,454
64 Black Maple Capital Management LP 0.14% of their portfolio MILWAUKEE, WI 14,28614.3k $176.3k $176.3k 0.14% Unchanged
65 Bayesian Capital Management, LP 0.20% of their portfolio Brooklyn, NY 13,10013.1k $161.7k $161.7k 0.20% New
66 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 11,00011.0k $135.7k $135.7k 0.00% New
67 Amundi 0.00% of their portfolio Paris, I0 10,64410.6k $131.3k $131.3k 0.00% Reduced -992 -992
68 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 10,20010.2k $125.9k $125.9k 0.00% Reduced -100 -100
69 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 10,00010.0k $123.4k $123.4k 0.00% Reduced -1.3m -1,343,882
70 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 7,7807.8k $96.0k $96.0k 0.00% Added +157 +157
71 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,4704.5k $55.2k $55.2k 0.00% Added +3.0k +3,000
72 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,2753.3k $40.0k $40.0k 0.00% Added +457 +457
73 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,5582.6k $30.5k $30.5k 0.00% Reduced -47 -47
74 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 2,1132.1k $26.1k $26.1k 0.00% Reduced -16.0k -16,044
75 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 1,5841.6k $19.5k $19.5k 0.00% Reduced -1.4k -1,353
76 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 1,2011.2k $14.8k $14.8k 0.00% Unchanged
77 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 691691 $8.5k $8.5k 0.00% New
78 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 500500 $6.2k $6.2k 0.00% Unchanged
79 Rosenberg Matthew Hamilton 0.00% of their portfolio GRAND JUNCTION, CO 454454 $5.6k $5.6k 0.00% Unchanged
80 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 401401 $4.9k $4.9k 0.00% Unchanged
81 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 400400 $4.9k $4.9k 0.00% Unchanged
82 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 335335 $4.1k $4.1k 0.00% Reduced -200 -200
83 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 300300 $3.7k $3.7k 0.00% Added +50 +50
84 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 300300 $3.7k $3.7k 0.00% Unchanged
85 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 271271 $2.8k $2.8k 0.00% Unchanged
86 FARMERS & MERCHANTS INVESTMENTS INC 0.00% of their portfolio LINCOLN, NE 250250 $3.1k $3.1k 0.00% Unchanged
87 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 203203 $2.5k $2.5k 0.00% Unchanged
88 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 203203 $2.4k $2.4k 0.00% Unchanged
89 FLAX POND CAPITAL, LLC 0.00% of their portfolio MERION STATION, PA 100100 $1.2k $1.2k 0.00% New
90 Cornerstone Financial Management LLC 0.00% of their portfolio BURLINGTON, MA 8585 $1.0k $1.0k 0.00% Unchanged
91 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 5454 $666 $666 0.00% New
92 Investors Portfolio Services LLC 0.00% of their portfolio PUYALLUP, WA 2525 $479 $479 0.00% New
93 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1010 $123 $123 0.00% New
94 Your Advocates Ltd., LLP 0.00% of their portfolio HOUSTON, TX 77 $86 $86 0.00% Unchanged