SIGMA LITHIUM CORPORATION SGML
COM · Common Stock · CUSIP 826599102 · ISIN CA8265991023
- SectorMaterials
- IndustryMetal Mining
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 111.4m as of 2025-12-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $12.32. Options: 16 managers hold calls ($75.5m notional), 14 hold puts ($32.1m).
Trends to Q1 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 54 |
| Q4 2022 | 77 |
| Q1 2023 | 93 |
| Q2 2023 | 94 |
| Q3 2023 | 104 |
| Q4 2023 | 114 |
| Q1 2024 | 101 |
| Q2 2024 | 96 |
| Q3 2024 | 87 |
| Q4 2024 | 104 |
| Q1 2025 | 94 |
| Q2 2025 | 104 |
| Q3 2025 | 104 |
| Q4 2025 | 102 |
| Q1 2026 | 94 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q2 2024 | 44 | 56 |
| Q3 2024 | 45 | 53 |
| Q4 2024 | 63 | 36 |
| Q1 2025 | 40 | 49 |
| Q2 2025 | 65 | 36 |
| Q3 2025 | 66 | 41 |
| Q4 2025 | 50 | 58 |
| Q1 2026 | 51 | 48 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2025 | $2.6m | $3.8m | 1.48 |
| Q3 2025 | $18.1m | $12.6m | 0.70 |
| Q4 2025 | $71.5m | $51.0m | 0.71 |
| Q1 2026 | $75.5m | $32.1m | 0.42 |
Biggest buyers
| D. E. Shaw & Co., Inc. | Added | +1.4m |
| VAN ECK ASSOCIATES CORP | Added | +1.3m |
| JANE STREET GROUP, LLC | Added | +1.0m |
| BlackRock, Inc. | Added | +384.3k |
| Handelsbanken Fonder AB | Added | +327.0k |
| Ariose Capital Management Ltd | New | +310.1k |
| Itau Unibanco Holding S.A. | New | +306.3k |
| Balyasny Asset Management L.P. | Added | +259.5k |
| Dayah Capital LLC | Added | +255.5k |
| Point72 Asset Management, L.P. | Added | +243.3k |
Biggest sellers
| MORGAN STANLEY | Reduced | -2.1m |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | Reduced | -1.3m |
| CITADEL ADVISORS LLC | Reduced | -1.3m |
| Encompass Capital Advisors LLC | Sold out | -1.2m |
| Electron Capital Partners, LLC | Sold out | -1.1m |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -521.0k |
| NATIONAL BANK OF CANADA /FI/ | Sold out | -336.6k |
| UBS Group AG | Reduced | -225.8k |
| SIR Capital Management, L.P. | Reduced | -183.2k |
| Invesco Ltd. | Reduced | -182.9k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $24.7m2.0m shares |
| GROUP ONE TRADING LLC | Added | $16.3m1.3m shares |
| Dayah Capital LLC | Reduced | $6.8m550.0k shares |
| IMC-Chicago, LLC | Added | $6.4m515.6k shares |
| CITADEL ADVISORS LLC | Added | $4.9m395.4k shares |
| Caption Management, LLC | Reduced | $4.0m325.0k shares |
| JANE STREET GROUP, LLC | Added | $3.1m247.2k shares |
| SIMPLEX TRADING, LLC | Reduced | $2.0m160.0k shares |
| D. E. Shaw & Co., Inc. | Reduced | $1.9m150.0k shares |
| PEAK6 LLC | New | $1.7m136.0k shares |
Biggest puts
| GROUP ONE TRADING LLC | Added | $7.1m575.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $7.0m564.5k shares |
| IMC-Chicago, LLC | Added | $4.0m323.0k shares |
| CITADEL ADVISORS LLC | Added | $2.4m196.8k shares |
| SCOPIA CAPITAL MANAGEMENT LP | Reduced | $2.0m164.5k shares |
| UBS Group AG | Added | $1.8m142.4k shares |
| Walleye Capital LLC | Reduced | $1.5m125.3k shares |
| Lighthouse Investment Partners, LLC | New | $1.2m100.0k shares |
| SIMPLEX TRADING, LLC | Added | $1.2m97.1k shares |
| HRT FINANCIAL LP | New | $1.2m95.9k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| L1 Capital Pty Ltd 13G · institution new · filed 2026-10-07 | 10.2% |
| VAN ECK ASSOCIATES CORP 13G · institution new · filed 2026-05-15 | 5.1% |
Insider purchases and sales in Q1 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2026.
Holders, Q1 2026
| Manager | Shares | Change |
|---|---|---|
| VAN ECK ASSOCIATES CORP 0.05% of their portfolio | 5.7m $70.1m | Added +1.3m |
| Legal & General Group Plc 0.01% of their portfolio | 2.7m $33.8m | Added +92.8k |
| Point72 Asset Management, L.P. 0.05% of their portfolio | 2.5m $30.6m | Added +243.3k |
| BlackRock, Inc. 0.00% of their portfolio | 2.4m $29.1m | Added +384.3k |
| D. E. Shaw & Co., Inc. 0.02% of their portfolio | 2.3m $28.8m | Added +1.4m |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.04% of their portfolio | 2.2m $26.1m | Reduced -3.7k |
| Dayah Capital LLC 10.90% of their portfolio | 1.5m $18.7m | Added +255.5k |
| MORGAN STANLEY 0.00% of their portfolio | 1.4m $17.4m | Reduced -2.1m |
| JANE STREET GROUP, LLC 0.02% of their portfolio | 1.3m $16.5m | Added +1.0m |
| Handelsbanken Fonder AB 0.05% of their portfolio | 1.2m $15.0m | Added +327.0k |
| Balyasny Asset Management L.P. 0.02% of their portfolio | 879.2k $10.8m | Added +259.5k |
| CITADEL ADVISORS LLC 0.01% of their portfolio | 815.2k $10.1m | Reduced -1.3m |
| Invesco Ltd. 0.00% of their portfolio | 655.4k $8.1m | Reduced -182.9k |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. 1.41% of their portfolio | 520.8k $6.4m | Added +172.0k |
| STATE STREET CORP 0.00% of their portfolio | 498.1k $6.1m | Reduced -13.8k |
| ALPS ADVISORS INC 0.02% of their portfolio | 429.2k $5.3m | Added +134.1k |
| SIR Capital Management, L.P. 0.48% of their portfolio | 414.0k $5.1m | Reduced -183.2k |
| BW Gestao de Investimentos Ltda. 0.20% of their portfolio | 373.0k $4.6m | Added +112.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 329.0k $4.1m | Reduced -521.0k |
| Ariose Capital Management Ltd 2.57% of their portfolio | 310.1k $3.8m | New |
| Itau Unibanco Holding S.A. 0.09% of their portfolio | 306.3k $3.8m | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 298.0k $3.7m | Added +56.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 288.4k $3.6m | Added +167.4k |
| BARCLAYS PLC 0.00% of their portfolio | 280.9k $3.5m | Reduced -5.8k |
| Waratah Capital Advisors Ltd. 0.30% of their portfolio | 269.1k $3.3m | Reduced -27.2k |
| UBS Group AG 0.00% of their portfolio | 267.7k $3.3m | Reduced -225.8k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 261.2k $3.2m | Reduced -33.6k |
| Caitong International Asset Management Co., Ltd 0.58% of their portfolio | 254.0k $3.1m | Added +231.4k |
| HRT FINANCIAL LP 0.01% of their portfolio | 248.3k $3.1m | Added +146.9k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 243.0k $3.0m | Added +38.1k |
| Lighthouse Investment Partners, LLC 0.11% of their portfolio | 230.0k $2.8m | Added +36.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 198.4k $2.4m | Reduced -112.7k |
| IMC-Chicago, LLC 0.03% of their portfolio | 184.8k $2.3m | Added +72.6k |
| Schonfeld Strategic Advisors LLC 0.02% of their portfolio | 158.5k $2.0m | Added +143.6k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 147.1k $1.8m | Added +4.6k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 138.5k $1.7m | Added +17.4k |
| SG Americas Securities, LLC 0.00% of their portfolio | 132.9k $1.6m | New |
| XTX Topco Ltd 0.03% of their portfolio | 128.8k $1.6m | Added +118.0k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 127.9k $1.6m | Reduced -61.1k |
| Cannell & Spears LLC 0.03% of their portfolio | 121.2k $1.5m | Unchanged |
| SIMPLEX TRADING, LLC 0.04% of their portfolio | 112.4k $1.4m | New |
| NORTHERN TRUST CORP 0.00% of their portfolio | 106.5k $1.3m | Added +1.4k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 80.2k $989.2k | New |
| Pictet Asset Management Holding SA 0.00% of their portfolio | 71.0k $876.7k | Reduced -29.0k |
| FNY Investment Advisers, LLC 0.38% of their portfolio | 69.5k $857.0k | Added +56.7k |
| Aberdeen Group plc 0.00% of their portfolio | 64.8k $799.3k | Reduced -5.7k |
| Banque Cantonale Vaudoise 0.03% of their portfolio | 55.1k $679.0k | Added +3.5k |
| Turim 21 Investimentos Ltda. 0.14% of their portfolio | 45.0k $555.3k | Reduced -10.0k |
| Nuveen, LLC 0.00% of their portfolio | 44.9k $553.6k | Reduced -8.0k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 44.6k $550.4k | Added +6.9k |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 44.3k $541.7k | Added +23.3k |
| Pinpoint Asset Management (Singapore) Pte. Ltd. 0.13% of their portfolio | 43.6k $538.3k | Added +21.1k |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 43.1k $531.4k | Unchanged |
| ProShare Advisors LLC 0.00% of their portfolio | 32.9k $405.5k | Reduced -3.7k |
| Entropy Technologies, LP 0.02% of their portfolio | 31.3k $386.8k | Added +13.6k |
| Engineers Gate Manager LP 0.00% of their portfolio | 29.4k $362.7k | New |
| Jump Financial, LLC 0.00% of their portfolio | 25.1k $309.8k | New |
| TWO SIGMA SECURITIES, LLC 0.03% of their portfolio | 21.5k $265.4k | Added +11.3k |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 20.2k $237.0k | Added +14.6k |
| Walleye Trading LLC 0.00% of their portfolio | 16.0k $197.8k | New |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 15.4k $202.8k | Unchanged |
| Inscription Capital, LLC 0.02% of their portfolio | 15.0k $185.1k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 14.6k $179.8k | Reduced -6.5k |
| Black Maple Capital Management LP 0.14% of their portfolio | 14.3k $176.3k | Unchanged |
| Bayesian Capital Management, LP 0.20% of their portfolio | 13.1k $161.7k | New |
| MAI Capital Management 0.00% of their portfolio | 11.0k $135.7k | New |
| Amundi 0.00% of their portfolio | 10.6k $131.3k | Reduced -992 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio | 10.2k $125.9k | Reduced -100 |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio | 10.0k $123.4k | Reduced -1.3m |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 7.8k $96.0k | Added +157 |
| Allworth Financial LP 0.00% of their portfolio | 4.5k $55.2k | Added +3.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 3.3k $40.0k | Added +457 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 2.6k $30.5k | Reduced -47 |
| Walleye Capital LLC 0.00% of their portfolio | 2.1k $26.1k | Reduced -16.0k |
| SBI Securities Co., Ltd. 0.00% of their portfolio | 1.6k $19.5k | Reduced -1.4k |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1.2k $14.8k | Unchanged |
| GAMMA Investing LLC 0.00% of their portfolio | 691 $8.5k | New |
| Atlantic Union Bankshares Corp 0.00% of their portfolio | 500 $6.2k | Unchanged |
| Rosenberg Matthew Hamilton 0.00% of their portfolio | 454 $5.6k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 401 $4.9k | Unchanged |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 400 $4.9k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 335 $4.1k | Reduced -200 |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 300 $3.7k | Added +50 |
| NFSG Corp 0.00% of their portfolio | 300 $3.7k | Unchanged |
| JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio | 271 $2.8k | Unchanged |
| FARMERS & MERCHANTS INVESTMENTS INC 0.00% of their portfolio | 250 $3.1k | Unchanged |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 203 $2.5k | Unchanged |
| Smartleaf Asset Management LLC 0.00% of their portfolio | 203 $2.4k | Unchanged |
| FLAX POND CAPITAL, LLC 0.00% of their portfolio | 100 $1.2k | New |
| Cornerstone Financial Management LLC 0.00% of their portfolio | 85 $1.0k | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 54 $666 | New |
| Investors Portfolio Services LLC 0.00% of their portfolio | 25 $479 | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 10 $123 | New |
| Your Advocates Ltd., LLP 0.00% of their portfolio | 7 $86 | Unchanged |