Vault-13

SHOCKWAVE MED INC SWAV

COM · Common Stock · CUSIP 82489T104 · ISIN US82489T1043

486 institutional holders +59 vs Q4 2023
38,943,89538.9m shares reported held*
$12.7bnreported value*
113 new 151 added 157 reduced 55 sold out net bought ≈ $698.1m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($39.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $325.54. Options: 21 managers hold calls ($219.6m notional), 24 hold puts ($248.3m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 411Q4 22: 414Q1 23: 381Q2 23: 460Q3 23: 414Q4 23: 427Q1 24: 486486Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022411
Q4 2022414
Q1 2023381
Q2 2023460
Q3 2023414
Q4 2023427
Q1 2024486

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 214 bought or addedQ4 22: 204 cut or sold outQ4 22Q1 23: 206 bought or addedQ1 23: 204 cut or sold outQ1 23Q2 23: 232 bought or addedQ2 23: 217 cut or sold outQ2 23Q3 23: 206 bought or addedQ3 23: 256 cut or sold outQ3 23Q4 23: 210 bought or addedQ4 23: 217 cut or sold outQ4 23Q1 24: 264 bought or addedQ1 24: 212 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022214204
Q1 2023206204
Q2 2023232217
Q3 2023206256
Q4 2023210217
Q1 2024264212

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ2 23 calls: $134.3mQ2 23 puts: $161.7mQ2 23P/C 1.20Q3 23 calls: $116.0mQ3 23 puts: $41.8mQ3 23P/C 0.36Q4 23 calls: $141.4mQ4 23 puts: $87.3mQ4 23P/C 0.62Q1 24 calls: $219.6mQ1 24 puts: $248.3mQ1 24P/C 1.13
Numbers
QuarterCallsPutsP/C
Q2 2023$134.3m$161.7m1.20
Q3 2023$116.0m$41.8m0.36
Q4 2023$141.4m$87.3m0.62
Q1 2024$219.6m$248.3m1.13

Biggest buyers

FMR LLC Added +585,838+585.8k
MORGAN STANLEY Added +537,063+537.1k
LORD, ABBETT & CO. LLC New +525,350+525.4k
Point72 Asset Management, L.P. New +287,852+287.9k
Invesco Ltd. Added +241,946+241.9k
RTW INVESTMENTS, LP Added +223,624+223.6k
AMERIPRISE FINANCIAL INC Added +209,936+209.9k
ALLIANCEBERNSTEIN L.P. Added +189,346+189.3k
NORGES BANK Added +156,553+156.6k
ADAGE CAPITAL PARTNERS GP, L.L.C. New +150,000+150.0k

Biggest sellers

CITADEL ADVISORS LLC Reduced -395,062-395.1k
ARMISTICE CAPITAL, LLC Reduced -359,888-359.9k
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -186,769-186.8k
CREDIT SUISSE AG/ Reduced -166,328-166.3k
Magnetar Financial LLC Sold out -142,112-142.1k
Amundi Reduced -129,074-129.1k
Ensign Peak Advisors, Inc Reduced -123,455-123.5k
Polar Capital Holdings Plc Reduced -108,784-108.8k
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Reduced -108,105-108.1k
Allspring Global Investments Holdings, LLC Reduced -102,188-102.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $105.9m325.1k shares
JANE STREET GROUP, LLC Reduced $32.3m99.3k shares
PEAK6 Investments LLC Added $11.6m35.6k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $11.3m34.8k shares
CITADEL ADVISORS LLC Reduced $10.4m31.8k shares
Walleye Trading LLC Reduced $10.2m31.3k shares
SIMPLEX TRADING, LLC Reduced $9.4m28.8k shares
GROUP ONE TRADING LLC Reduced $8.9m27.2k shares
WOLVERINE TRADING, LLC Added $5.7m17.4k shares
Verition Fund Management LLC Unchanged $4.1m12.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $63.9m196.1k shares
JANE STREET GROUP, LLC Added $28.2m86.6k shares
CITADEL ADVISORS LLC Reduced $28.2m86.5k shares
SIMPLEX TRADING, LLC Added $20.8m63.9k shares
FIRST SABREPOINT CAPITAL MANAGEMENT LP New $17.1m52.5k shares
LMR Partners LLP New $16.3m50.0k shares
CAPITAL FUND MANAGEMENT S.A. Added $8.7m26.8k shares
HARVEST MANAGEMENT LLC New $8.3m25.5k shares
Point72 Asset Management, L.P. Reduced $7.6m23.4k shares
GROUP ONE TRADING LLC Added $7.0m21.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.03% of their portfolio New York, NY 3,783,8223.8m $1.2bn $1.2bn 0.03% Added +61.7k +61,665
2 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 3,640,1513.6m $1.2bn $1.2bn 0.02% Added +6.4k +6,431
3 WELLINGTON MANAGEMENT GROUP LLP 0.15% of their portfolio Boston, MA 2,610,9752.6m $850.2m $850.2m 0.15% Added +140.6k +140,556
4 FMR LLC 0.06% of their portfolio BOSTON, MA 2,586,0542.6m $842.1m $842.1m 0.06% Added +585.8k +585,838
5 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 2,173,0302.2m $707.6m $707.6m 0.03% Reduced -24.0k -23,958
6 Artisan Partners Limited Partnership 0.73% of their portfolio Milwaukee, WI 1,529,8531.5m $498.2m $498.2m 0.73% Added +34.4k +34,361
7 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,339,8331.3m $436.3m $436.3m 0.01% Added +537.1k +537,063
8 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 1,091,8041.1m $355.5m $355.5m 0.02% Added +27.6k +27,598
9 GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BOSTON, MA 626,674626.7k $204.1m $204.1m 0.02% Added +25.5k +25,484
10 PRICE T ROWE ASSOCIATES INC /MD/ 0.02% of their portfolio BALTIMORE, MD 598,200598.2k $194.8m $194.8m 0.02% Reduced -186.8k -186,769
11 Capital World Investors 0.03% of their portfolio LOS ANGELES, CA 585,000585.0k $190.5m $190.5m 0.03% Unchanged
12 LORD, ABBETT & CO. LLC 0.28% of their portfolio JERSEY CITY, NJ 525,350525.4k $171.1m $171.1m 0.28% New
13 GILDER GAGNON HOWE & CO LLC 2.13% of their portfolio New York, NY 523,913523.9k $170.6m $170.6m 2.13% Reduced -10.1k -10,080
14 NORGES BANK 0.03% of their portfolio OSLO, Q8 517,380517.4k $168.5m $168.5m 0.03% Added +156.6k +156,553
15 Allspring Global Investments Holdings, LLC 0.26% of their portfolio CHARLOTTE, NC 516,920516.9k $168.3m $168.3m 0.26% Reduced -102.2k -102,188
16 EVENTIDE ASSET MANAGEMENT, LLC 2.59% of their portfolio Boston, MA 507,418507.4k $165.2m $165.2m 2.59% Added +1.2k +1,198
17 Invesco Ltd. 0.03% of their portfolio ATLANTA, GA 500,230500.2k $162.9m $162.9m 0.03% Added +241.9k +241,946
18 CITADEL ADVISORS LLC 0.16% of their portfolio MIAMI, FL 495,358495.4k $161.3m $161.3m 0.16% Reduced -395.1k -395,062
19 JANUS HENDERSON GROUP PLC 0.09% of their portfolio LONDON, X0 480,665480.7k $156.5m $156.5m 0.09% Reduced -21.1k -21,068
20 CANADA PENSION PLAN INVESTMENT BOARD 0.13% of their portfolio TORONTO ONTARIO, A6 382,755382.8k $124.6m $124.6m 0.13% Reduced -24.0k -24,000
21 ALLIANCEBERNSTEIN L.P. 0.04% of their portfolio NASHVILLE, TN 367,563367.6k $119.7m $119.7m 0.04% Added +189.3k +189,346
22 MILLENNIUM MANAGEMENT LLC 0.09% of their portfolio NEW YORK, NY 338,977339.0k $110.4m $110.4m 0.09% Added +106.6k +106,588
23 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 320,326320.3k $104.3m $104.3m 0.02% Reduced -9.8k -9,766
24 Amundi 0.04% of their portfolio Paris, I0 311,780311.8k $102.1m $102.1m 0.04% Reduced -129.1k -129,074
25 RTW INVESTMENTS, LP 1.39% of their portfolio NEW YORK, NY 288,684288.7k $94.0m $94.0m 1.39% Added +223.6k +223,624
26 Point72 Asset Management, L.P. 0.27% of their portfolio STAMFORD, CT 287,852287.9k $93.7m $93.7m 0.27% New
27 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 286,570286.6k $93.3m $93.3m 0.03% Added +209.9k +209,936
28 EAGLE ASSET MANAGEMENT INC 0.47% of their portfolio ST PETERSBURG, FL 284,539284.5k $91.2m $91.2m 0.47% Reduced -3.4k -3,443
29 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 280,745280.7k $91.4m $91.4m 0.01% Added +37.1k +37,088
30 PRIMECAP MANAGEMENT CO/CA/ 0.07% of their portfolio PASADENA, CA 276,770276.8k $90.1m $90.1m 0.07% Reduced -6.0k -6,000
31 Fiera Capital Corp 0.24% of their portfolio MONTREAL, A8 248,634248.6k $81.0m $81.0m 0.24% Added +4.7k +4,732
32 CREDIT SUISSE AG/ 0.07% of their portfolio ZURICH, V8 237,491237.5k $77.3m $77.3m 0.07% Reduced -166.3k -166,328
33 Jackson Square Partners, LLC 3.21% of their portfolio LARKSPUR, CA 236,707236.7k $77.1m $77.1m 3.21% Reduced -45.4k -45,441
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 232,226232.2k $75.6m $75.6m 0.02% Added +5.6k +5,566
35 AMERICAN CENTURY COMPANIES INC 0.05% of their portfolio KANSAS CITY, MO 230,341230.3k $75.0m $75.0m 0.05% Added +57.1k +57,139
36 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 229,366229.4k $74.7m $74.7m 0.01% Reduced -32.4k -32,407
37 BAILLIE GIFFORD & CO 0.06% of their portfolio EDINBURGH, X0 228,064228.1k $74.3m $74.3m 0.06% Reduced -16.0k -15,997
38 TimesSquare Capital Management, LLC 1.05% of their portfolio NEW YORK, NY 221,642221.6k $72.2m $72.2m 1.05% Reduced -9.0k -9,043
39 Balyasny Asset Management L.P. 0.18% of their portfolio Chicago, IL 216,318216.3k $70.4m $70.4m 0.18% Added +132.3k +132,304
40 NEW YORK STATE COMMON RETIREMENT FUND 0.09% of their portfolio ALBANY, NY 208,489208.5k $67.9m $67.9m 0.09% Reduced -906 -906
41 FRED ALGER MANAGEMENT, LLC 0.33% of their portfolio NEW YORK, NY 207,005207.0k $67.4m $67.4m 0.33% Reduced -3.5k -3,479
42 Ensign Peak Advisors, Inc 0.12% of their portfolio SALT LAKE CITY, UT 194,887194.9k $63.5m $63.5m 0.12% Reduced -123.5k -123,455
43 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.17% of their portfolio Paris, I0 190,883190.9k $62.2m $62.2m 0.17% Added +116.8k +116,793
44 SEI INVESTMENTS CO 0.09% of their portfolio OAKS, PA 187,234187.2k $61.0m $61.0m 0.09% Reduced -702 -702
45 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 180,059180.1k $58.6m $58.6m 0.03% Reduced -69.2k -69,156
46 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 179,235179.2k $58.4m $58.4m 0.01% Added +33.8k +33,780
47 NEUBERGER BERMAN GROUP LLC 0.05% of their portfolio NEW YORK, NY 178,880178.9k $58.2m $58.2m 0.05% Added +35.7k +35,716
48 JOHNSON & JOHNSON 1.23% of their portfolio NEW BRUNSWICK, NJ 166,812166.8k $54.3m $54.3m 1.23% Unchanged
49 First Light Asset Management, LLC 4.03% of their portfolio Edina, MN 161,484161.5k $52.6m $52.6m 4.03% Added +41.9k +41,861
50 Clearbridge Investments, LLC 0.04% of their portfolio NEW YORK, NY 160,605160.6k $52.3m $52.3m 0.04% Added +47.9k +47,946
51 WCM INVESTMENT MANAGEMENT, LLC 0.12% of their portfolio LAGUNA BEACH, CA 157,800157.8k $51.4m $51.4m 0.12% Added +2.1k +2,131
52 MARSHALL WACE, LLP 0.08% of their portfolio LONDON, X0 154,801154.8k $50.4m $50.4m 0.08% Reduced -74.3k -74,258
53 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.09% of their portfolio Boston, MA 150,000150.0k $48.8m $48.8m 0.09% New
54 AXA S.A. 0.14% of their portfolio PARIS, I0 142,510142.5k $46.4m $46.4m 0.14% Added +130.3k +130,310
55 PRINCIPAL FINANCIAL GROUP INC 0.03% of their portfolio DES MOINES, IA 139,482139.5k $45.4m $45.4m 0.03% Reduced -10.6k -10,607
56 Rock Springs Capital Management LP 1.12% of their portfolio Baltimore, MD 135,000135.0k $44.0m $44.0m 1.12% Added +15.0k +15,000
57 TIG Advisors, LLC 4.97% of their portfolio New York, NY 130,744130.7k $42.6m $42.6m 4.97% New
58 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 125,657125.7k $40.9m $40.9m 0.01% Reduced -2.4k -2,395
59 Thrivent Financial for Lutherans 0.08% of their portfolio Minneapolis, MN 117,561117.6k $38.3m $38.3m 0.08% Reduced -2.8k -2,837
60 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.01% of their portfolio Boston, MA 116,484116.5k $37.9m $37.9m 0.01% Reduced -108.1k -108,105
61 NOMURA HOLDINGS INC 0.31% of their portfolio TOKYO, M0 116,188116.2k $37.8m $37.8m 0.31% Reduced -34.1k -34,115
62 Atika Capital Management LLC 4.18% of their portfolio NEW YORK, NY 114,500114.5k $37.3m $37.3m 4.18% Added +13.0k +13,000
63 LOOMIS SAYLES & CO L P 0.05% of their portfolio BOSTON, MA 109,942109.9k $35.8m $35.8m 0.05% Added +109.9k +109,909
64 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 108,066108.1k $35.3m $35.3m 0.01% Reduced -27.5k -27,466
65 RHUMBLINE ADVISERS 0.03% of their portfolio BOSTON, MA 106,301106.3k $34.6m $34.6m 0.03% Reduced -3.5k -3,452
66 Bellevue Group AG 0.53% of their portfolio ZURICH, V8 105,786105.8k $34.4m $34.4m 0.53% Reduced -19.0k -19,024
67 First Turn Management, LLC 4.78% of their portfolio DEL MAR, CA 98,11198.1k $31.9m $31.9m 4.78% Added +40.6k +40,627
68 Artemis Investment Management LLP 0.36% of their portfolio EDINBURGH, X0 86,42086.4k $28.1m $28.1m 0.36% New
69 STRS OHIO 0.11% of their portfolio COLUMBUS, OH 85,00085.0k $27.7m $27.7m 0.11% Reduced -14.5k -14,500
70 Eversept Partners, LP 1.96% of their portfolio NEW YORK, NY 80,55580.6k $26.2m $26.2m 1.96% Added +4.7k +4,733
71 Iron Triangle Partners LP 2.69% of their portfolio Cos Cob, CT 79,73679.7k $26.0m $26.0m 2.69% New
72 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 75,16975.2k $24.5m $24.5m 0.01% Reduced -909 -909
73 BAMCO INC /NY/ 0.06% of their portfolio NEW YORK, NY 74,37374.4k $24.2m $24.2m 0.06% Reduced -391 -391
74 ROYAL LONDON ASSET MANAGEMENT LTD 0.06% of their portfolio UNITED KINGDOM, X0 72,81972.8k $23.7m $23.7m 0.06% New
75 Swiss National Bank 0.02% of their portfolio ZURICH, V8 72,80072.8k $23.7m $23.7m 0.02% Added +300 +300
76 Point72 Europe (London) LLP 2.17% of their portfolio LONDON, X0 71,72071.7k $23.4m $23.4m 2.17% Reduced -4.0k -3,970
77 BROWN CAPITAL MANAGEMENT LLC 0.40% of their portfolio BALTIMORE, MD 70,07370.1k $22.8m $22.8m 0.40% Added +1.7k +1,674
78 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 69,70969.7k $22.7m $22.7m 0.01% Added +9.2k +9,178
79 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 69,58769.6k $22.7m $22.7m 0.01% Added +28.5k +28,525
80 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 67,47767.5k $22.0m $22.0m 0.01% Added +10.2k +10,175
81 ARMISTICE CAPITAL, LLC 0.57% of their portfolio NEW YORK, NY 66,16966.2k $21.5m $21.5m 0.57% Reduced -359.9k -359,888
82 JENNISON ASSOCIATES LLC 0.01% of their portfolio NEW YORK, NY 65,44965.4k $21.3m $21.3m 0.01% Reduced -35.1k -35,102
83 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 64,77364.8k $21.1m $21.1m 0.01% Unchanged
84 Rhenman & Partners Asset Management AB 1.98% of their portfolio Stockholm, V7 64,00064.0k $20.8m $20.8m 1.98% Reduced -76.0k -76,000
85 Handelsbanken Fonder AB 0.09% of their portfolio STOCKHOLM, V7 63,30063.3k $20.6m $20.6m 0.09% Added +56.2k +56,200
86 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 62,64762.6k $20.4m $20.4m 0.01% Added +54.4k +54,352
87 TD Asset Management Inc 0.02% of their portfolio Toronto, A6 62,57662.6k $20.4m $20.4m 0.02% Reduced -20.8k -20,788
88 Motley Fool Asset Management LLC 1.30% of their portfolio ALEXANDRIA, VA 61,96062.0k $20.2m $20.2m 1.30% Reduced -1.8k -1,847
89 STATE OF WISCONSIN INVESTMENT BOARD 0.05% of their portfolio MADISON, WI 58,59258.6k $19.1m $19.1m 0.05% Reduced -7.4k -7,420
90 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 57,83557.8k $18.8m $18.8m 0.02% Reduced -5.2k -5,224
91 Legal & General Group Plc 0.01% of their portfolio London, X0 56,19056.2k $18.3m $18.3m 0.01% Added +582 +582
92 Holocene Advisors, LP 0.07% of their portfolio New York, NY 55,43255.4k $18.1m $18.1m 0.07% New
93 Woodline Partners LP 0.16% of their portfolio San Francisco, CA 54,54554.5k $17.8m $17.8m 0.16% New
94 Polar Asset Management Partners Inc. 0.47% of their portfolio TORONTO, A6 53,58253.6k $17.4m $17.4m 0.47% Reduced -74.5k -74,518
95 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 52,10052.1k $17.0m $17.0m 0.03% Reduced -94.4k -94,400
96 Mitsubishi UFJ Asset Management Co., Ltd. 0.02% of their portfolio TOKYO, M0 51,43151.4k $16.7m $16.7m 0.02% Added +7.7k +7,720
97 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 50,43750.4k $16.4m $16.4m 0.01% Reduced -2.4k -2,384
98 AMERICAN INTERNATIONAL GROUP, INC. 0.06% of their portfolio New York, NY 49,14249.1k $16.0m $16.0m 0.06% Reduced -1.0k -1,007
99 UBS Group AG 0.01% of their portfolio ZURICH, V8 47,13847.1k $15.3m $15.3m 0.01% Reduced -10.7k -10,723
100 JAG CAPITAL MANAGEMENT, LLC 2.16% of their portfolio ST LOUIS, MO 46,70746.7k $15.2m $15.2m 2.16% New