Vault-13

SHOCKWAVE MED INC SWAV

COM · Common Stock · CUSIP 82489T104 · ISIN US82489T1043

427 institutional holders +13 vs Q3 2023
36,900,28936.9m shares reported held*
$7.0bnreported value*
64 new 146 added 150 reduced 67 sold out net bought ≈ $419.7m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $190.72. Options: 21 managers hold calls ($141.4m notional), 17 hold puts ($87.3m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 411Q4 22: 414Q1 23: 381Q2 23: 460Q3 23: 414Q4 23: 427427Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022411
Q4 2022414
Q1 2023381
Q2 2023460
Q3 2023414
Q4 2023427

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 214 bought or addedQ4 22: 204 cut or sold outQ4 22Q1 23: 206 bought or addedQ1 23: 204 cut or sold outQ1 23Q2 23: 232 bought or addedQ2 23: 217 cut or sold outQ2 23Q3 23: 206 bought or addedQ3 23: 256 cut or sold outQ3 23Q4 23: 210 bought or addedQ4 23: 217 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022214204
Q1 2023206204
Q2 2023232217
Q3 2023206256
Q4 2023210217

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ1 23 calls: $57.6mQ1 23 puts: $37.4mQ1 23P/C 0.65Q2 23 calls: $134.3mQ2 23 puts: $161.7mQ2 23P/C 1.20Q3 23 calls: $116.0mQ3 23 puts: $41.8mQ3 23P/C 0.36Q4 23 calls: $141.4mQ4 23 puts: $87.3mQ4 23P/C 0.62
Numbers
QuarterCallsPutsP/C
Q1 2023$57.6m$37.4m0.65
Q2 2023$134.3m$161.7m1.20
Q3 2023$116.0m$41.8m0.36
Q4 2023$141.4m$87.3m0.62

Biggest buyers

JPMORGAN CHASE & CO Added +1,311,211+1.3m
WELLINGTON MANAGEMENT GROUP LLP Added +664,648+664.6k
CITADEL ADVISORS LLC Added +522,447+522.4k
MORGAN STANLEY Added +372,275+372.3k
Amundi Added +319,524+319.5k
Ensign Peak Advisors, Inc Added +307,362+307.4k
Jackson Square Partners, LLC New +282,148+282.1k
ARMISTICE CAPITAL, LLC Added +267,055+267.1k
JANUS HENDERSON GROUP PLC Added +182,651+182.7k
JOHNSON & JOHNSON New +166,812+166.8k

Biggest sellers

FMR LLC Reduced -527,677-527.7k
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -452,772-452.8k
Invesco Ltd. Reduced -448,537-448.5k
LORD, ABBETT & CO. LLC Sold out -370,614-370.6k
MARSHALL WACE, LLP Reduced -333,228-333.2k
NORGES BANK Reduced -257,246-257.2k
ALLIANCEBERNSTEIN L.P. Reduced -209,854-209.9k
FIRST TRUST ADVISORS LP Sold out -140,598-140.6k
Bellevue Group AG Reduced -129,469-129.5k
FRANKLIN RESOURCES INC Reduced -114,915-114.9k

Biggest calls

JANE STREET GROUP, LLC Reduced $22.4m117.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $20.3m106.5k shares
Taconic Capital Advisors LP Not comparable $14.5m76.2k shares
GROUP ONE TRADING LLC Added $11.9m62.4k shares
Polar Asset Management Partners Inc. New $9.5m50.0k shares
NOMURA HOLDINGS INC New $8.6m45.0k shares
CITADEL ADVISORS LLC Added $8.1m42.5k shares
CAPITAL FUND MANAGEMENT S.A. Added $7.8m40.9k shares
SIMPLEX TRADING, LLC Added $7.3m38.3k shares
Walleye Trading LLC Reduced $6.8m35.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $22.4m117.4k shares
CITADEL ADVISORS LLC Added $19.1m100.3k shares
JANE STREET GROUP, LLC Added $9.4m49.2k shares
SIMPLEX TRADING, LLC Added $8.2m42.9k shares
Point72 Asset Management, L.P. Added $6.4m33.4k shares
PEAK6 Investments LLC Reduced $4.9m25.6k shares
CAPITAL FUND MANAGEMENT S.A. New $3.9m20.7k shares
GROUP ONE TRADING LLC Added $3.6m18.8k shares
Jefferies Financial Group Inc. New $3.5m18.3k shares
WOLVERINE TRADING, LLC Added $2.6m13.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.02% of their portfolio New York, NY 3,722,1573.7m $709.3m $709.3m 0.02% Added +62.1k +62,071
2 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 3,633,7203.6m $692.4m $692.4m 0.02% Added +33.5k +33,539
3 WELLINGTON MANAGEMENT GROUP LLP 0.09% of their portfolio Boston, MA 2,470,4192.5m $470.8m $470.8m 0.09% Added +664.6k +664,648
4 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 2,196,9882.2m $418.7m $418.7m 0.02% Added +1.3m +1,311,211
5 FMR LLC 0.03% of their portfolio BOSTON, MA 2,000,2162.0m $381.2m $381.2m 0.03% Reduced -527.7k -527,677
6 Artisan Partners Limited Partnership 0.45% of their portfolio Milwaukee, WI 1,495,4921.5m $285.0m $285.0m 0.45% Added +97.4k +97,356
7 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 1,064,2061.1m $202.8m $202.8m 0.01% Added +44.8k +44,849
8 CITADEL ADVISORS LLC 0.17% of their portfolio MIAMI, FL 890,420890.4k $169.7m $169.7m 0.17% Added +522.4k +522,447
9 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 802,770802.8k $153.0m $153.0m 0.01% Added +372.3k +372,275
10 PRICE T ROWE ASSOCIATES INC /MD/ 0.02% of their portfolio BALTIMORE, MD 784,969785.0k $149.6m $149.6m 0.02% Reduced -452.8k -452,772
11 Allspring Global Investments Holdings, LLC 0.20% of their portfolio CHARLOTTE, NC 619,108619.1k $118.0m $118.0m 0.20% Reduced -26.5k -26,526
12 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 601,190601.2k $114.6m $114.6m 0.01% Added +23.6k +23,585
13 Capital World Investors 0.02% of their portfolio LOS ANGELES, CA 585,000585.0k $111.5m $111.5m 0.02% Unchanged
14 GILDER GAGNON HOWE & CO LLC 1.40% of their portfolio New York, NY 533,993534.0k $101.8m $101.8m 1.40% Reduced -15.2k -15,180
15 EVENTIDE ASSET MANAGEMENT, LLC 1.57% of their portfolio Boston, MA 506,220506.2k $96.5m $96.5m 1.57% Added +150.5k +150,503
16 JANUS HENDERSON GROUP PLC 0.06% of their portfolio LONDON, X0 501,733501.7k $95.6m $95.6m 0.06% Added +182.7k +182,651
17 Amundi 0.04% of their portfolio Paris, I0 440,854440.9k $89.5m $89.5m 0.04% Added +319.5k +319,524
18 ARMISTICE CAPITAL, LLC 2.16% of their portfolio NEW YORK, NY 426,057426.1k $81.2m $81.2m 2.16% Added +267.1k +267,055
19 CANADA PENSION PLAN INVESTMENT BOARD 0.10% of their portfolio TORONTO ONTARIO, A6 406,755406.8k $77.5m $77.5m 0.10% Added +20.4k +20,434
20 CREDIT SUISSE AG/ 0.07% of their portfolio ZURICH, V8 403,819403.8k $77.0m $77.0m 0.07% Added +40.2k +40,211
21 NORGES BANK 0.01% of their portfolio OSLO, Q8 360,827360.8k $68.8m $68.8m 0.01% Reduced -257.2k -257,246
22 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 330,092330.1k $62.9m $62.9m 0.01% Reduced -5.2k -5,172
23 Ensign Peak Advisors, Inc 0.12% of their portfolio SALT LAKE CITY, UT 318,342318.3k $60.7m $60.7m 0.12% Added +307.4k +307,362
24 EAGLE ASSET MANAGEMENT INC 0.29% of their portfolio ST PETERSBURG, FL 287,982288.0k $54.9m $54.9m 0.29% Reduced -43.5k -43,469
25 PRIMECAP MANAGEMENT CO/CA/ 0.04% of their portfolio PASADENA, CA 282,770282.8k $53.9m $53.9m 0.04% Added +2.1k +2,100
26 Jackson Square Partners, LLC 1.75% of their portfolio LARKSPUR, CA 282,148282.1k $53.8m $53.8m 1.75% New
27 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 261,773261.8k $49.9m $49.9m 0.01% Reduced -445 -445
28 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 258,284258.3k $49.2m $49.2m 0.01% Reduced -448.5k -448,537
29 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 249,215249.2k $47.5m $47.5m 0.02% Added +95.6k +95,574
30 BAILLIE GIFFORD & CO 0.04% of their portfolio EDINBURGH, X0 244,061244.1k $46.5m $46.5m 0.04% Reduced -28.9k -28,902
31 Fiera Capital Corp 0.14% of their portfolio MONTREAL, A8 243,902243.9k $46.5m $46.5m 0.14% Added +1.1k +1,122
32 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 243,657243.7k $46.4m $46.4m 0.01% Added +1.7k +1,664
33 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 232,389232.4k $44.3m $44.3m 0.04% Reduced -96.5k -96,458
34 TimesSquare Capital Management, LLC 0.65% of their portfolio NEW YORK, NY 230,685230.7k $44.0m $44.0m 0.65% Added +42.8k +42,830
35 MARSHALL WACE, LLP 0.08% of their portfolio LONDON, X0 229,059229.1k $43.6m $43.6m 0.08% Reduced -333.2k -333,228
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 226,660226.7k $43.2m $43.2m 0.01% Added +5.7k +5,660
37 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.01% of their portfolio Boston, MA 224,589224.6k $42.8m $42.8m 0.01% Added +50.5k +50,478
38 FRED ALGER MANAGEMENT, LLC 0.22% of their portfolio NEW YORK, NY 210,484210.5k $40.1m $40.1m 0.22% Reduced -99.7k -99,741
39 NEW YORK STATE COMMON RETIREMENT FUND 0.06% of their portfolio ALBANY, NY 209,395209.4k $39.9m $39.9m 0.06% Added +1.9k +1,945
40 SEI INVESTMENTS CO 0.06% of their portfolio OAKS, PA 187,936187.9k $35.8m $35.8m 0.06% Added +58.0k +57,950
41 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 178,217178.2k $34.0m $34.0m 0.01% Reduced -209.9k -209,854
42 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 173,202173.2k $33.0m $33.0m 0.02% Added +2.3k +2,336
43 JOHNSON & JOHNSON 0.72% of their portfolio NEW BRUNSWICK, NJ 166,812166.8k $31.8m $31.8m 0.72% New
44 WCM INVESTMENT MANAGEMENT, LLC 0.08% of their portfolio LAGUNA BEACH, CA 155,669155.7k $29.8m $29.8m 0.08% Added +6.0k +5,974
45 NOMURA HOLDINGS INC 0.26% of their portfolio TOKYO, M0 150,303150.3k $28.6m $28.6m 0.26% Added +19.4k +19,421
46 PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio DES MOINES, IA 150,089150.1k $28.6m $28.6m 0.02% Added +3.2k +3,196
47 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 146,500146.5k $27.9m $27.9m 0.04% Reduced -110.1k -110,100
48 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 145,455145.5k $27.7m $27.7m 0.01% Reduced -6.5k -6,540
49 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 143,164143.2k $27.3m $27.3m 0.02% Added +67.2k +67,236
50 Magnetar Financial LLC 0.69% of their portfolio EVANSTON, IL 142,112142.1k $27.1m $27.1m 0.69% Added +137.1k +137,137
51 Rhenman & Partners Asset Management AB 2.67% of their portfolio Stockholm, V7 140,000140.0k $26.7m $26.7m 2.67% Added +59.0k +59,000
52 MACQUARIE GROUP LTD 0.03% of their portfolio Sydney, NSW 2000, C3 138,437138.4k $26.4m $26.4m 0.03% Reduced -81.4k -81,416
53 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 135,532135.5k $26.1m $26.1m 0.01% Reduced -1.4k -1,361
54 Polar Asset Management Partners Inc. 0.66% of their portfolio TORONTO, A6 128,100128.1k $24.4m $24.4m 0.66% New
55 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 128,052128.1k $24.4m $24.4m 0.01% Reduced -50.9k -50,877
56 Polar Capital Holdings Plc 0.15% of their portfolio London, X0 126,908126.9k $24.2m $24.2m 0.15% New
57 Bellevue Group AG 0.36% of their portfolio ZURICH, V8 124,810124.8k $23.8m $23.8m 0.36% Reduced -129.5k -129,469
58 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 120,398120.4k $22.9m $22.9m 0.05% Added +34.0k +34,025
59 Rock Springs Capital Management LP 0.56% of their portfolio Baltimore, MD 120,000120.0k $22.9m $22.9m 0.56% Reduced -27.5k -27,500
60 First Light Asset Management, LLC 1.83% of their portfolio Edina, MN 119,623119.6k $22.8m $22.8m 1.83% New
61 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 114,491114.5k $21.8m $21.8m 0.03% Added +93.0k +93,015
62 Clearbridge Investments, LLC 0.02% of their portfolio NEW YORK, NY 112,659112.7k $21.5m $21.5m 0.02% Added +40.3k +40,295
63 RHUMBLINE ADVISERS 0.02% of their portfolio BOSTON, MA 109,753109.8k $20.9m $20.9m 0.02% Reduced -3.4k -3,352
64 Atika Capital Management LLC 2.75% of their portfolio NEW YORK, NY 101,500101.5k $19.3m $19.3m 2.75% Reduced -15.0k -15,000
65 JENNISON ASSOCIATES LLC 0.01% of their portfolio NEW YORK, NY 100,551100.6k $19.2m $19.2m 0.01% Added +11.7k +11,651
66 STRS OHIO 0.08% of their portfolio COLUMBUS, OH 99,50099.5k $19.0m $19.0m 0.08% Unchanged
67 Aquatic Capital Management LLC 0.48% of their portfolio CHICAGO, IL 97,80097.8k $18.6m $18.6m 0.48% Added +70.2k +70,200
68 Balyasny Asset Management L.P. 0.04% of their portfolio Chicago, IL 84,01484.0k $16.0m $16.0m 0.04% New
69 TD Asset Management Inc 0.02% of their portfolio Toronto, A6 83,36483.4k $15.9m $15.9m 0.02% Reduced -16.1k -16,124
70 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 76,63476.6k $14.6m $14.6m 0.00% Reduced -713 -713
71 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 76,07876.1k $14.5m $14.5m 0.01% Added +417 +417
72 Eversept Partners, LP 1.42% of their portfolio NEW YORK, NY 75,82275.8k $14.4m $14.4m 1.42% Reduced -8.6k -8,640
73 Point72 Europe (London) LLP 1.81% of their portfolio LONDON, X0 75,69075.7k $14.4m $14.4m 1.81% New
74 BAMCO INC /NY/ 0.04% of their portfolio NEW YORK, NY 74,76474.8k $14.2m $14.2m 0.04% Added +12.0k +12,034
75 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.04% of their portfolio Paris, I0 74,09074.1k $14.1m $14.1m 0.04% Reduced -14.0k -13,958
76 Swiss National Bank 0.01% of their portfolio ZURICH, V8 72,50072.5k $13.8m $13.8m 0.01% Reduced -8.1k -8,100
77 BROWN CAPITAL MANAGEMENT LLC 0.20% of their portfolio BALTIMORE, MD 68,39968.4k $13.0m $13.0m 0.20% Added +46.2k +46,169
78 Senator Investment Group LP 0.55% of their portfolio New York, NY 67,50067.5k $12.9m $12.9m 0.55% Not comparable
79 STATE OF WISCONSIN INVESTMENT BOARD 0.04% of their portfolio MADISON, WI 66,01266.0k $12.6m $12.6m 0.04% Added +13.3k +13,348
80 RTW INVESTMENTS, LP 0.19% of their portfolio NEW YORK, NY 65,06065.1k $12.4m $12.4m 0.19% Reduced -58.9k -58,940
81 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 64,77364.8k $12.3m $12.3m 0.00% Added +7.1k +7,096
82 Motley Fool Asset Management LLC 0.91% of their portfolio ALEXANDRIA, VA 63,80763.8k $12.2m $12.2m 0.91% Added +54.4k +54,394
83 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 63,05963.1k $12.0m $12.0m 0.01% Reduced -3.9k -3,878
84 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 60,53160.5k $11.5m $11.5m 0.00% Reduced -21.7k -21,686
85 UBS Group AG 0.00% of their portfolio ZURICH, V8 57,86157.9k $11.0m $11.0m 0.00% Added +43.9k +43,942
86 First Turn Management, LLC 1.57% of their portfolio DEL MAR, CA 57,48457.5k $11.0m $11.0m 1.57% First filing
87 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 57,30257.3k $10.9m $10.9m 0.00% Reduced -5.8k -5,848
88 Legal & General Group Plc 0.00% of their portfolio London, X0 55,60855.6k $10.6m $10.6m 0.00% Reduced -6.4k -6,430
89 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 52,82152.8k $10.1m $10.1m 0.01% Reduced -1.7k -1,738
90 AMERICAN INTERNATIONAL GROUP, INC. 0.04% of their portfolio New York, NY 50,14950.1k $9.6m $9.6m 0.04% Reduced -1.9k -1,948
91 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio ALBANY, NY 48,37148.4k $9.2m $9.2m 0.02% Reduced -1.2k -1,250
92 Stanley-Laman Group, Ltd. 1.38% of their portfolio Berwyn, PA 47,47147.5k $9.0m $9.0m 1.38% New
93 Retirement Systems of Alabama 0.04% of their portfolio MONTGOMERY, AL 46,21146.2k $8.8m $8.8m 0.04% Added +324 +324
94 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 43,71143.7k $8.4m $8.4m 0.01% Reduced -3.8k -3,800
95 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 42,59142.6k $8.1m $8.1m 0.01% Reduced -2.2k -2,247
96 Alyeska Investment Group, L.P. 0.05% of their portfolio CHICAGO, IL 42,52342.5k $8.1m $8.1m 0.05% Reduced -83.1k -83,063
97 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 41,06241.1k $7.8m $7.8m 0.00% Reduced -44.8k -44,792
98 Granahan Investment Management, LLC 0.26% of their portfolio WALTHAM, MA 40,80240.8k $7.8m $7.8m 0.26% Added +11.1k +11,050
99 Bridgewater Associates, LP 0.04% of their portfolio Westport, CT 39,46539.5k $7.5m $7.5m 0.04% Reduced -4.1k -4,063
100 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 38,76038.8k $7.4m $7.4m 0.01% Reduced -1.7k -1,702