Vault-13

SHOCKWAVE MED INC SWAV

COM · Common Stock · CUSIP 82489T104 · ISIN US82489T1043

414 institutional holders -46 vs Q2 2023
34,536,67634.5m shares reported held*
$6.9bnreported value*
53 new 153 added 156 reduced 100 sold out net bought ≈ $298.7m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $199.27. Options: 20 managers hold calls ($116.0m notional), 15 hold puts ($41.8m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 411Q4 22: 414Q1 23: 381Q2 23: 460Q3 23: 414414Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022411
Q4 2022414
Q1 2023381
Q2 2023460
Q3 2023414

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 214 bought or addedQ4 22: 204 cut or sold outQ4 22Q1 23: 206 bought or addedQ1 23: 204 cut or sold outQ1 23Q2 23: 232 bought or addedQ2 23: 217 cut or sold outQ2 23Q3 23: 206 bought or addedQ3 23: 256 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022214204
Q1 2023206204
Q2 2023232217
Q3 2023206256

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ4 22 calls: $58.0mQ4 22 puts: $30.7mQ4 22P/C 0.53Q1 23 calls: $57.6mQ1 23 puts: $37.4mQ1 23P/C 0.65Q2 23 calls: $134.3mQ2 23 puts: $161.7mQ2 23P/C 1.20Q3 23 calls: $116.0mQ3 23 puts: $41.8mQ3 23P/C 0.36
Numbers
QuarterCallsPutsP/C
Q4 2022$58.0m$30.7m0.53
Q1 2023$57.6m$37.4m0.65
Q2 2023$134.3m$161.7m1.20
Q3 2023$116.0m$41.8m0.36

Biggest buyers

WELLINGTON MANAGEMENT GROUP LLP Added +453,048+453.0k
CITADEL ADVISORS LLC Added +321,500+321.5k
ALLIANCEBERNSTEIN L.P. Added +311,863+311.9k
Artisan Partners Limited Partnership Added +250,352+250.4k
MARSHALL WACE, LLP Added +206,667+206.7k
Allspring Global Investments Holdings, LLC Added +170,369+170.4k
CANADA PENSION PLAN INVESTMENT BOARD Added +154,637+154.6k
PRICE T ROWE ASSOCIATES INC /MD/ Added +146,691+146.7k
BANK OF MONTREAL /CAN/ Added +131,938+131.9k
NOMURA HOLDINGS INC New +130,882+130.9k

Biggest sellers

LORD, ABBETT & CO. LLC Reduced -427,730-427.7k
1832 Asset Management L.P. Sold out -339,700-339.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -151,700-151.7k
HRT FINANCIAL LP Sold out -140,374-140.4k
Driehaus Capital Management LLC Sold out -135,381-135.4k
D. E. Shaw & Co., Inc. Reduced -106,245-106.2k
Man Group plc Sold out -81,255-81.3k
Qube Research & Technologies Ltd Reduced -80,857-80.9k
FULLER & THALER ASSET MANAGEMENT, INC. Reduced -79,039-79.0k
COOKSON PEIRCE & CO INC Sold out -78,190-78.2k

Biggest calls

JANE STREET GROUP, LLC Added $29.1m146.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $25.0m125.4k shares
GROUP ONE TRADING LLC Added $11.1m55.5k shares
Walleye Trading LLC Added $9.3m46.6k shares
CITADEL ADVISORS LLC Reduced $8.1m40.9k shares
SIMPLEX TRADING, LLC Added $6.3m31.7k shares
D. E. Shaw & Co., Inc. Unchanged $5.3m26.5k shares
WOLVERINE TRADING, LLC Added $4.0m20.0k shares
CAPITAL FUND MANAGEMENT S.A. New $3.8m18.9k shares
Walleye Capital LLC Added $3.3m16.8k shares

Biggest puts

CITADEL ADVISORS LLC Added $13.1m65.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.9m39.9k shares
PEAK6 Investments LLC Added $5.2m25.9k shares
SIMPLEX TRADING, LLC Reduced $5.0m24.9k shares
JANE STREET GROUP, LLC Reduced $3.6m18.1k shares
D. E. Shaw & Co., Inc. New $2.0m10.0k shares
Walleye Trading LLC Added $1.6m8.2k shares
WOLVERINE TRADING, LLC Reduced $1.6m7.8k shares
Point72 Asset Management, L.P. New $676.9k3.4k shares
Walleye Capital LLC Added $597.3k3.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.02% of their portfolio New York, NY 3,660,0863.7m $728.7m $728.7m 0.02% Added +23.6k +23,642
2 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 3,600,1813.6m $716.8m $716.8m 0.02% Reduced -2.8k -2,833
3 FMR LLC 0.04% of their portfolio BOSTON, MA 2,527,8932.5m $503.3m $503.3m 0.04% Added +92.9k +92,919
4 WELLINGTON MANAGEMENT GROUP LLP 0.07% of their portfolio Boston, MA 1,805,7711.8m $359.5m $359.5m 0.07% Added +453.0k +453,048
5 Artisan Partners Limited Partnership 0.47% of their portfolio Milwaukee, WI 1,398,1361.4m $278.4m $278.4m 0.47% Added +250.4k +250,352
6 PRICE T ROWE ASSOCIATES INC /MD/ 0.04% of their portfolio BALTIMORE, MD 1,237,7411.2m $246.4m $246.4m 0.04% Added +146.7k +146,691
7 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 1,019,3571.0m $203.0m $203.0m 0.01% Added +1.2k +1,171
8 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 885,777885.8k $176.4m $176.4m 0.02% Added +50.6k +50,639
9 Invesco Ltd. 0.04% of their portfolio ATLANTA, GA 706,821706.8k $140.7m $140.7m 0.04% Reduced -67.0k -66,955
10 Allspring Global Investments Holdings, LLC 0.23% of their portfolio CHARLOTTE, NC 645,634645.6k $128.5m $128.5m 0.23% Added +170.4k +170,369
11 NORGES BANK 0.02% of their portfolio OSLO, Q8 618,073618.1k $123.1m $123.1m 0.02% Added +41.0k +41,035
12 Capital World Investors 0.02% of their portfolio LOS ANGELES, CA 585,000585.0k $116.5m $116.5m 0.02% Unchanged
13 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 577,605577.6k $115.0m $115.0m 0.01% Added +11.7k +11,739
14 MARSHALL WACE, LLP 0.24% of their portfolio LONDON, X0 562,287562.3k $112.0m $112.0m 0.24% Added +206.7k +206,667
15 GILDER GAGNON HOWE & CO LLC 1.66% of their portfolio New York, NY 549,173549.2k $109.3m $109.3m 1.66% Reduced -14.4k -14,443
16 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 430,495430.5k $85.7m $85.7m 0.01% Added +14.2k +14,164
17 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 388,071388.1k $77.3m $77.3m 0.03% Added +311.9k +311,863
18 CANADA PENSION PLAN INVESTMENT BOARD 0.11% of their portfolio TORONTO ONTARIO, A6 386,321386.3k $76.9m $76.9m 0.11% Added +154.6k +154,637
19 LORD, ABBETT & CO. LLC 0.14% of their portfolio JERSEY CITY, NJ 370,614370.6k $73.8m $73.8m 0.14% Reduced -427.7k -427,730
20 CITADEL ADVISORS LLC 0.08% of their portfolio MIAMI, FL 367,973368.0k $73.3m $73.3m 0.08% Added +321.5k +321,500
21 CREDIT SUISSE AG/ 0.07% of their portfolio ZURICH, V8 363,608363.6k $72.4m $72.4m 0.07% Added +56.3k +56,298
22 EVENTIDE ASSET MANAGEMENT, LLC 1.27% of their portfolio Boston, MA 355,717355.7k $70.8m $70.8m 1.27% Added +113.3k +113,260
23 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 335,264335.3k $66.8m $66.8m 0.01% Reduced -4.5k -4,533
24 EAGLE ASSET MANAGEMENT INC 0.39% of their portfolio ST PETERSBURG, FL 331,451331.5k $66.0m $66.0m 0.39% Reduced -49.2k -49,165
25 MILLENNIUM MANAGEMENT LLC 0.07% of their portfolio NEW YORK, NY 328,847328.8k $65.5m $65.5m 0.07% Added +5.9k +5,860
26 JANUS HENDERSON GROUP PLC 0.04% of their portfolio LONDON, X0 319,082319.1k $63.5m $63.5m 0.04% Added +68.9k +68,923
27 FRED ALGER MANAGEMENT, LLC 0.36% of their portfolio NEW YORK, NY 310,225310.2k $61.8m $61.8m 0.36% Reduced -14.0k -14,046
28 PRIMECAP MANAGEMENT CO/CA/ 0.05% of their portfolio PASADENA, CA 280,670280.7k $55.9m $55.9m 0.05% Reduced -4.4k -4,430
29 BAILLIE GIFFORD & CO 0.05% of their portfolio EDINBURGH, X0 272,963273.0k $54.3m $54.3m 0.05% Reduced -27.8k -27,809
30 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 262,218262.2k $52.2m $52.2m 0.01% Reduced -3.8k -3,843
31 RENAISSANCE TECHNOLOGIES LLC 0.09% of their portfolio NEW YORK, NY 256,600256.6k $51.1m $51.1m 0.09% Added +53.8k +53,800
32 Bellevue Group AG 0.82% of their portfolio ZURICH, V8 254,279254.3k $50.6m $50.6m 0.82% Reduced -16.2k -16,247
33 Fiera Capital Corp 0.15% of their portfolio MONTREAL, A8 242,780242.8k $48.3m $48.3m 0.15% Reduced -46.2k -46,213
34 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 241,993242.0k $48.2m $48.2m 0.01% Added +55.3k +55,274
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 221,000221.0k $44.0m $44.0m 0.01% Reduced -5.5k -5,524
36 MACQUARIE GROUP LTD 0.05% of their portfolio Sydney, NSW 2000, C3 219,853219.9k $43.8m $43.8m 0.05% Reduced -43.2k -43,239
37 NEW YORK STATE COMMON RETIREMENT FUND 0.06% of their portfolio ALBANY, NY 207,450207.4k $41.3m $41.3m 0.06% Reduced -22.6k -22,622
38 TimesSquare Capital Management, LLC 0.58% of their portfolio NEW YORK, NY 187,855187.9k $37.4m $37.4m 0.58% Added +115.2k +115,155
39 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 178,929178.9k $35.6m $35.6m 0.01% Reduced -23.8k -23,804
40 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.01% of their portfolio Boston, MA 174,111174.1k $34.7m $34.7m 0.01% Added +14.1k +14,106
41 AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio KANSAS CITY, MO 170,866170.9k $34.0m $34.0m 0.03% Added +89.1k +89,094
42 ARMISTICE CAPITAL, LLC 0.94% of their portfolio NEW YORK, NY 159,002159.0k $31.7m $31.7m 0.94% Added +9.0k +9,002
43 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 153,641153.6k $30.6m $30.6m 0.02% Added +101.6k +101,557
44 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 151,995152.0k $30.3m $30.3m 0.01% Reduced -48.6k -48,605
45 WCM INVESTMENT MANAGEMENT, LLC 0.09% of their portfolio LAGUNA BEACH, CA 149,695149.7k $30.0m $30.0m 0.09% Added +50.4k +50,393
46 Rock Springs Capital Management LP 0.79% of their portfolio Baltimore, MD 147,500147.5k $29.4m $29.4m 0.79% Added +32.4k +32,400
47 PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio DES MOINES, IA 146,893146.9k $29.2m $29.2m 0.02% Added +1.6k +1,587
48 FIRST TRUST ADVISORS LP 0.03% of their portfolio Wheaton, IL 140,598140.6k $28.0m $28.0m 0.03% Added +91.7k +91,680
49 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 136,893136.9k $29.3m $29.3m 0.01% Added +131.9k +131,938
50 NOMURA HOLDINGS INC 0.28% of their portfolio TOKYO, M0 130,882130.9k $26.1m $26.1m 0.28% New
51 SEI INVESTMENTS CO 0.05% of their portfolio OAKS, PA 129,986130.0k $25.9m $25.9m 0.05% Added +17.3k +17,343
52 Alyeska Investment Group, L.P. 0.17% of their portfolio CHICAGO, IL 125,586125.6k $25.0m $25.0m 0.17% New
53 RTW INVESTMENTS, LP 0.52% of their portfolio NEW YORK, NY 124,000124.0k $24.7m $24.7m 0.52% New
54 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 123,210123.2k $24.5m $24.5m 0.01% Reduced -46.8k -46,777
55 Amundi 0.01% of their portfolio Paris, I0 121,330121.3k $23.4m $23.4m 0.01% Added +55.7k +55,678
56 Atika Capital Management LLC 3.30% of their portfolio NEW YORK, NY 116,500116.5k $23.2m $23.2m 3.30% Reduced -2.0k -2,000
57 RHUMBLINE ADVISERS 0.03% of their portfolio BOSTON, MA 113,105113.1k $22.5m $22.5m 0.03% Reduced -379 -379
58 VICTORY CAPITAL MANAGEMENT INC 0.02% of their portfolio San Antonio, TX 105,918105.9k $21.1m $21.1m 0.02% Reduced -11.0k -10,957
59 STRS OHIO 0.09% of their portfolio COLUMBUS, OH 99,50099.5k $19.8m $19.8m 0.09% Added +3.0k +3,040
60 TD Asset Management Inc 0.02% of their portfolio Toronto, A6 99,48899.5k $19.8m $19.8m 0.02% Added +54.4k +54,428
61 JENNISON ASSOCIATES LLC 0.02% of their portfolio NEW YORK, NY 88,90088.9k $17.7m $17.7m 0.02% New
62 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.05% of their portfolio Paris, I0 88,04888.0k $17.5m $17.5m 0.05% Added +57.2k +57,240
63 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 86,37386.4k $17.2m $17.2m 0.04% Added +22.6k +22,635
64 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 85,85485.9k $17.1m $17.1m 0.01% Added +7.1k +7,107
65 Eversept Partners, LP 1.87% of their portfolio NEW YORK, NY 84,46284.5k $16.8m $16.8m 1.87% Added +64.3k +64,324
66 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 82,21782.2k $16.4m $16.4m 0.00% Reduced -4.5k -4,530
67 Rhenman & Partners Asset Management AB 1.74% of their portfolio Stockholm, V7 81,00081.0k $16.1m $16.1m 1.74% Added +25.0k +25,000
68 Swiss National Bank 0.01% of their portfolio ZURICH, V8 80,60080.6k $16.0m $16.0m 0.01% Added +1.1k +1,100
69 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 77,34777.3k $15.4m $15.4m 0.01% Reduced -12.4k -12,429
70 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 75,92875.9k $15.1m $15.1m 0.01% Reduced -9.0k -9,006
71 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 75,66175.7k $15.1m $15.1m 0.01% Added +57 +57
72 Laurion Capital Management LP 0.38% of their portfolio NEW YORK, NY 73,02373.0k $14.5m $14.5m 0.38% Reduced -63.1k -63,055
73 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 72,36472.4k $14.4m $14.4m 0.01% New
74 Squarepoint Ops LLC 0.07% of their portfolio NEW YORK, NY 69,04569.0k $13.7m $13.7m 0.07% Added +22.6k +22,637
75 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 66,93766.9k $13.3m $13.3m 0.01% Added +8.0k +8,015
76 ExodusPoint Capital Management, LP 0.17% of their portfolio NEW YORK, NY 65,61465.6k $13.1m $13.1m 0.17% Added +42.5k +42,534
77 Nicholas Investment Partners, LP 0.97% of their portfolio RANCHO SANTA FE, CA 65,45965.5k $13.0m $13.0m 0.97% Reduced -47.5k -47,540
78 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 63,15063.1k $12.6m $12.6m 0.00% Reduced -6.2k -6,207
79 Allianz Asset Management GmbH 0.03% of their portfolio MUNICH, 2M 62,77062.8k $12.5m $12.5m 0.03% Reduced -9.3k -9,280
80 BAMCO INC /NY/ 0.04% of their portfolio NEW YORK, NY 62,73062.7k $12.5m $12.5m 0.04% Added +18.6k +18,650
81 Legal & General Group Plc 0.00% of their portfolio London, X0 62,03862.0k $12.4m $12.4m 0.00% Added +806 +806
82 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 57,67757.7k $11.5m $11.5m 0.01% Added +15.6k +15,561
83 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 54,55954.6k $10.9m $10.9m 0.01% Reduced -13.3k -13,331
84 STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio MADISON, WI 52,66452.7k $10.5m $10.5m 0.03% Added +9.3k +9,312
85 AMERICAN INTERNATIONAL GROUP, INC. 0.07% of their portfolio New York, NY 52,09752.1k $10.4m $10.4m 0.07% Reduced -3.5k -3,495
86 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio ALBANY, NY 49,62149.6k $9.9m $9.9m 0.02% Unchanged
87 Mitsubishi UFJ Asset Management Co., Ltd. 0.02% of their portfolio TOKYO, M0 47,51147.5k $9.5m $9.5m 0.02% Reduced -8.2k -8,181
88 Retirement Systems of Alabama 0.04% of their portfolio MONTGOMERY, AL 45,88745.9k $9.1m $9.1m 0.04% Reduced -1.3k -1,313
89 Walleye Capital LLC 0.13% of their portfolio NEW YORK, NY 45,21145.2k $9.0m $9.0m 0.13% New
90 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 44,83844.8k $8.9m $8.9m 0.01% Reduced -544 -544
91 Connor, Clark & Lunn Investment Management Ltd. 0.05% of their portfolio VANCOUVER, A1 43,71643.7k $8.7m $8.7m 0.05% Reduced -15.7k -15,708
92 Bridgewater Associates, LP 0.05% of their portfolio Westport, CT 43,52843.5k $8.7m $8.7m 0.05% Added +3.7k +3,736
93 GENEVA CAPITAL MANAGEMENT LLC 0.17% of their portfolio MILWAUKEE, WI 41,63041.6k $8.3m $8.3m 0.17% Added +9.5k +9,500
94 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 40,80140.8k $8.1m $8.1m 0.01% Reduced -293 -293
95 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 40,46240.5k $8.1m $8.1m 0.01% Reduced -3.8k -3,822
96 Ziegler Capital Management, LLC 0.31% of their portfolio CHICAGO, IL 39,09039.1k $7.8m $7.8m 0.31% Reduced -107 -107
97 Impax Asset Management Group plc 0.03% of their portfolio LONDON, X0 38,00038.0k $7.6m $7.6m 0.03% New
98 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.02% of their portfolio TALLAHASSEE, FL 37,70537.7k $7.5m $7.5m 0.02% Added +690 +690
99 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 37,53337.5k $7.5m $7.5m 0.00% Added +17.3k +17,271
100 OSTERWEIS CAPITAL MANAGEMENT INC 0.55% of their portfolio SAN FRANCISCO, CA 37,52937.5k $7.5m $7.5m 0.55% Added +15.3k +15,310