Vault-13

SHOCKWAVE MED INC SWAV

COM · Common Stock · CUSIP 82489T104 · ISIN US82489T1043

460 institutional holders +79 vs Q1 2023
33,028,70033.0m shares reported held*
$9.4bnreported value*
118 new 114 added 175 reduced 42 sold out net sold ≈ $997.0m (-3.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($22.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $285.23. Options: 20 managers hold calls ($134.3m notional), 19 hold puts ($161.7m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 411Q4 22: 414Q1 23: 381Q2 23: 460460Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022411
Q4 2022414
Q1 2023381
Q2 2023460

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 214 bought or addedQ4 22: 204 cut or sold outQ4 22Q1 23: 206 bought or addedQ1 23: 204 cut or sold outQ1 23Q2 23: 232 bought or addedQ2 23: 217 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022214204
Q1 2023206204
Q2 2023232217

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $166.9mQ3 22 puts: $91.1mQ3 22P/C 0.55Q4 22 calls: $58.0mQ4 22 puts: $30.7mQ4 22P/C 0.53Q1 23 calls: $57.6mQ1 23 puts: $37.4mQ1 23P/C 0.65Q2 23 calls: $134.3mQ2 23 puts: $161.7mQ2 23P/C 1.20
Numbers
QuarterCallsPutsP/C
Q3 2022$166.9m$91.1m0.55
Q4 2022$58.0m$30.7m0.53
Q1 2023$57.6m$37.4m0.65
Q2 2023$134.3m$161.7m1.20

Biggest buyers

WELLINGTON MANAGEMENT GROUP LLP Added +868,871+868.9k
LORD, ABBETT & CO. LLC Added +744,826+744.8k
EAGLE ASSET MANAGEMENT INC Added +308,622+308.6k
MILLENNIUM MANAGEMENT LLC Added +287,780+287.8k
CANADA PENSION PLAN INVESTMENT BOARD Added +171,884+171.9k
FRANKLIN RESOURCES INC Added +164,745+164.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +151,146+151.1k
HRT FINANCIAL LP New +140,374+140.4k
Laurion Capital Management LP New +136,078+136.1k
Driehaus Capital Management LLC New +135,381+135.4k

Biggest sellers

FMR LLC Reduced -2,794,708-2.8m
BlackRock Inc. Reduced -882,711-882.7k
JPMORGAN CHASE & CO Reduced -438,609-438.6k
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -303,717-303.7k
MARSHALL WACE, LLP Reduced -273,453-273.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -250,934-250.9k
Point72 Asset Management, L.P. Reduced -248,505-248.5k
STRS OHIO Reduced -226,640-226.6k
MACQUARIE GROUP LTD Reduced -208,291-208.3k
STATE STREET CORP Reduced -188,316-188.3k

Biggest calls

JANE STREET GROUP, LLC Added $35.7m125.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $24.6m86.2k shares
CITADEL ADVISORS LLC Added $14.6m51.1k shares
GROUP ONE TRADING LLC Added $12.4m43.4k shares
SIMPLEX TRADING, LLC Added $7.6m26.8k shares
D. E. Shaw & Co., Inc. Added $7.6m26.5k shares
Walleye Trading LLC Added $6.0m21.1k shares
Point72 Asset Management, L.P. New $5.7m20.0k shares
WOLVERINE TRADING, LLC Added $5.6m19.7k shares
CITIGROUP INC New $4.3m15.1k shares

Biggest puts

Sio Capital Management, LLC New $44.1m154.4k shares
JANE STREET GROUP, LLC Added $35.4m124.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $34.4m120.6k shares
SIMPLEX TRADING, LLC Added $11.3m39.5k shares
CITADEL ADVISORS LLC Added $10.4m36.5k shares
PURA VIDA INVESTMENTS, LLC New $8.5m29.8k shares
LMR Partners LLP New $4.9m17.1k shares
WOLVERINE TRADING, LLC Added $3.9m13.8k shares
UBS Group AG New $2.0m7.0k shares
PEAK6 Investments LLC Reduced $1.7m6.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.03% of their portfolio New York, NY 3,636,4443.6m $1.0bn $1.0bn 0.03% Reduced -882.7k -882,711
2 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 3,603,0143.6m $1.0bn $1.0bn 0.02% Reduced -137.4k -137,387
3 FMR LLC 0.06% of their portfolio BOSTON, MA 2,434,9742.4m $695.0m $695.0m 0.06% Reduced -2.8m -2,794,708
4 WELLINGTON MANAGEMENT GROUP LLP 0.07% of their portfolio Boston, MA 1,352,7231.4m $386.1m $386.1m 0.07% Added +868.9k +868,871
5 Artisan Partners Limited Partnership 0.53% of their portfolio Milwaukee, WI 1,147,7841.1m $327.6m $327.6m 0.53% Added +90.3k +90,314
6 PRICE T ROWE ASSOCIATES INC /MD/ 0.04% of their portfolio BALTIMORE, MD 1,091,0501.1m $311.4m $311.4m 0.04% Reduced -303.7k -303,717
7 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 1,018,1861.0m $290.6m $290.6m 0.02% Reduced -188.3k -188,316
8 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 835,138835.1k $238.4m $238.4m 0.03% Reduced -438.6k -438,609
9 LORD, ABBETT & CO. LLC 0.39% of their portfolio JERSEY CITY, NJ 798,344798.3k $227.9m $227.9m 0.39% Added +744.8k +744,826
10 Invesco Ltd. 0.06% of their portfolio ATLANTA, GA 773,776773.8k $220.8m $220.8m 0.06% Added +29.9k +29,897
11 Capital World Investors 0.03% of their portfolio LOS ANGELES, CA 585,000585.0k $167.0m $167.0m 0.03% Unchanged
12 NORGES BANK 0.03% of their portfolio OSLO, Q8 577,038577.0k $164.7m $164.7m 0.03% Reduced -112.6k -112,643
13 GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BOSTON, MA 565,866565.9k $161.5m $161.5m 0.02% Reduced -135.6k -135,645
14 GILDER GAGNON HOWE & CO LLC 2.20% of their portfolio New York, NY 563,616563.6k $160.9m $160.9m 2.20% Reduced -36.3k -36,342
15 Allspring Global Investments Holdings, LLC 0.22% of their portfolio CHARLOTTE, NC 475,265475.3k $135.6m $135.6m 0.22% Reduced -6.2k -6,169
16 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 416,331416.3k $118.8m $118.8m 0.01% Added +25.7k +25,701
17 EAGLE ASSET MANAGEMENT INC 0.60% of their portfolio ST PETERSBURG, FL 380,616380.6k $108.6m $108.6m 0.60% Added +308.6k +308,622
18 MARSHALL WACE, LLP 0.22% of their portfolio LONDON, X0 355,620355.6k $101.5m $101.5m 0.22% Reduced -273.5k -273,453
19 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 339,797339.8k $97.0m $97.0m 0.02% Reduced -12.6k -12,558
20 1832 Asset Management L.P. 0.19% of their portfolio TORONTO, A6 339,700339.7k $97.0m $97.0m 0.19% Reduced -45.8k -45,800
21 FRED ALGER MANAGEMENT, LLC 0.47% of their portfolio NEW YORK, NY 324,271324.3k $92.6m $92.6m 0.47% Added +15.1k +15,106
22 MILLENNIUM MANAGEMENT LLC 0.10% of their portfolio NEW YORK, NY 322,987323.0k $92.2m $92.2m 0.10% Added +287.8k +287,780
23 CREDIT SUISSE AG/ 0.09% of their portfolio ZURICH, V8 307,310307.3k $87.7m $87.7m 0.09% Reduced -67.2k -67,228
24 BAILLIE GIFFORD & CO 0.07% of their portfolio EDINBURGH, X0 300,772300.8k $85.8m $85.8m 0.07% Reduced -46.3k -46,255
25 Fiera Capital Corp 0.24% of their portfolio MONTREAL, A8 288,993289.0k $82.5m $82.5m 0.24% Reduced -6.8k -6,843
26 PRIMECAP MANAGEMENT CO/CA/ 0.07% of their portfolio PASADENA, CA 285,100285.1k $81.4m $81.4m 0.07% Reduced -8.2k -8,150
27 Bellevue Group AG 1.10% of their portfolio ZURICH, V8 270,526270.5k $77.2m $77.2m 1.10% Reduced -10.8k -10,850
28 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 266,061266.1k $75.9m $75.9m 0.01% Reduced -188.0k -187,982
29 MACQUARIE GROUP LTD 0.09% of their portfolio Sydney, NSW 2000, C3 263,092263.1k $75.1m $75.1m 0.09% Reduced -208.3k -208,291
30 JANUS HENDERSON GROUP PLC 0.04% of their portfolio LONDON, X0 250,159250.2k $71.4m $71.4m 0.04% Reduced -16.1k -16,055
31 EVENTIDE ASSET MANAGEMENT, LLC 1.17% of their portfolio Boston, MA 242,457242.5k $69.2m $69.2m 1.17% Added +582 +582
32 CANADA PENSION PLAN INVESTMENT BOARD 0.10% of their portfolio TORONTO ONTARIO, A6 231,684231.7k $66.1m $66.1m 0.10% Added +171.9k +171,884
33 NEW YORK STATE COMMON RETIREMENT FUND 0.08% of their portfolio ALBANY, NY 230,072230.1k $65.7m $65.7m 0.08% Added +13.0k +13,011
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 226,524226.5k $64.7m $64.7m 0.02% Reduced -72.6k -72,584
35 RENAISSANCE TECHNOLOGIES LLC 0.08% of their portfolio NEW YORK, NY 202,800202.8k $57.9m $57.9m 0.08% Added +6.6k +6,600
36 Nuveen Asset Management, LLC 0.02% of their portfolio CHICAGO, IL 202,733202.7k $57.9m $57.9m 0.02% Reduced -93.8k -93,781
37 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 200,600200.6k $57.3m $57.3m 0.01% Reduced -40.7k -40,667
38 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 186,719186.7k $53.3m $53.3m 0.01% Reduced -24.8k -24,763
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.08% of their portfolio BALA CYNWYD, PA 174,171174.2k $49.7m $49.7m 0.08% Added +151.1k +151,146
40 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 169,987170.0k $48.5m $48.5m 0.02% Added +164.7k +164,745
41 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.02% of their portfolio Boston, MA 160,005160.0k $45.7m $45.7m 0.02% Added +11.0k +10,951
42 ARMISTICE CAPITAL, LLC 1.07% of their portfolio NEW YORK, NY 150,000150.0k $42.8m $42.8m 1.07% Reduced -106.0k -106,000
43 PRINCIPAL FINANCIAL GROUP INC 0.03% of their portfolio DES MOINES, IA 145,306145.3k $41.5m $41.5m 0.03% Reduced -2.9k -2,883
44 HRT FINANCIAL LP 0.38% of their portfolio NEW YORK, NY 140,374140.4k $40.1m $40.1m 0.38% New
45 Laurion Capital Management LP 1.67% of their portfolio NEW YORK, NY 136,078136.1k $38.8m $38.8m 1.67% New
46 Driehaus Capital Management LLC 0.49% of their portfolio Chicago, IL 135,381135.4k $38.6m $38.6m 0.49% New
47 Atika Capital Management LLC 4.25% of their portfolio NEW YORK, NY 118,500118.5k $33.8m $33.8m 4.25% Added +500 +500
48 VICTORY CAPITAL MANAGEMENT INC 0.04% of their portfolio San Antonio, TX 116,875116.9k $33.4m $33.4m 0.04% Reduced -9.1k -9,129
49 Rock Springs Capital Management LP 0.78% of their portfolio Baltimore, MD 115,100115.1k $32.9m $32.9m 0.78% Unchanged
50 RHUMBLINE ADVISERS 0.04% of their portfolio BOSTON, MA 113,484113.5k $32.4m $32.4m 0.04% Added +16 +16
51 Nicholas Investment Partners, LP 2.21% of their portfolio RANCHO SANTA FE, CA 112,999113.0k $32.3m $32.3m 2.21% Added +92 +92
52 SEI INVESTMENTS CO 0.06% of their portfolio OAKS, PA 112,643112.6k $32.2m $32.2m 0.06% Reduced -1.8k -1,776
53 D. E. Shaw & Co., Inc. 0.05% of their portfolio New York, NY 110,745110.7k $31.6m $31.6m 0.05% Added +60.8k +60,846
54 WCM INVESTMENT MANAGEMENT, LLC 0.08% of their portfolio LAGUNA BEACH, CA 99,30299.3k $28.4m $28.4m 0.08% Added +40.2k +40,188
55 STRS OHIO 0.12% of their portfolio COLUMBUS, OH 96,46096.5k $27.5m $27.5m 0.12% Reduced -226.6k -226,640
56 Qube Research & Technologies Ltd 0.10% of their portfolio LONDON, X0 93,29693.3k $26.6m $26.6m 0.10% New
57 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 89,77689.8k $25.6m $25.6m 0.01% Reduced -15.3k -15,277
58 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 86,74786.7k $24.8m $24.8m 0.01% Added +24.1k +24,058
59 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 84,93484.9k $24.2m $24.2m 0.02% Added +30.1k +30,131
60 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 81,77281.8k $23.3m $23.3m 0.02% Added +65.7k +65,727
61 Man Group plc 0.07% of their portfolio LONDON, X0 81,25581.3k $23.2m $23.2m 0.07% New
62 Swiss National Bank 0.02% of their portfolio ZURICH, V8 79,50079.5k $22.7m $22.7m 0.02% Added +1.5k +1,500
63 FULLER & THALER ASSET MANAGEMENT, INC. 0.13% of their portfolio SAN MATEO, CA 79,15579.2k $22.6m $22.6m 0.13% Added +6.4k +6,443
64 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 78,74778.7k $22.5m $22.5m 0.01% Reduced -7.8k -7,824
65 COOKSON PEIRCE & CO INC 1.36% of their portfolio PITTSBURGH, PA 78,19078.2k $22.3m $22.3m 1.36% New
66 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 76,20876.2k $21.8m $21.8m 0.01% Reduced -17.5k -17,535
67 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 75,60475.6k $21.6m $21.6m 0.01% Reduced -3.1k -3,144
68 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 73,19973.2k $20.9m $20.9m 0.03% Reduced -76.5k -76,478
69 TimesSquare Capital Management, LLC 0.30% of their portfolio NEW YORK, NY 72,70072.7k $20.7m $20.7m 0.30% Reduced -30.1k -30,060
70 Allianz Asset Management GmbH 0.04% of their portfolio MUNICH, 2M 72,05072.0k $20.6m $20.6m 0.04% Reduced -9.2k -9,230
71 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 69,35769.4k $19.8m $19.8m 0.01% Reduced -16.2k -16,220
72 California Public Employees Retirement System 0.02% of their portfolio Sacramento, CA 67,89067.9k $19.4m $19.4m 0.02% Reduced -2.5k -2,522
73 Amundi 0.01% of their portfolio Paris, I0 65,65265.7k $18.3m $18.3m 0.01% Added +6.1k +6,080
74 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 63,73863.7k $18.2m $18.2m 0.04% Added +17.9k +17,939
75 Legal & General Group Plc 0.01% of their portfolio London, X0 61,23261.2k $17.5m $17.5m 0.01% Added +2.6k +2,576
76 Connor, Clark & Lunn Investment Management Ltd. 0.08% of their portfolio VANCOUVER, A1 59,42459.4k $17.0m $17.0m 0.08% Added +37.7k +37,677
77 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 58,92258.9k $16.8m $16.8m 0.01% Reduced -17.9k -17,911
78 Rhenman & Partners Asset Management AB 1.68% of their portfolio Stockholm, V7 56,00056.0k $16.0m $16.0m 1.68% Reduced -11.0k -11,000
79 Mitsubishi UFJ Asset Management Co., Ltd. 0.03% of their portfolio TOKYO, M0 55,69255.7k $15.9m $15.9m 0.03% Added +267 +267
80 AMERICAN INTERNATIONAL GROUP, INC. 0.10% of their portfolio New York, NY 55,59255.6k $15.9m $15.9m 0.10% Reduced -17.0k -16,995
81 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 52,08452.1k $14.9m $14.9m 0.01% Added +5.3k +5,301
82 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.03% of their portfolio ALBANY, NY 49,62149.6k $14.2m $14.2m 0.03% Added +3.1k +3,124
83 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 48,91848.9k $14.0m $14.0m 0.02% Added +22.8k +22,767
84 Balyasny Asset Management L.P. 0.04% of their portfolio Chicago, IL 48,34648.3k $13.8m $13.8m 0.04% Reduced -54.5k -54,525
85 Retirement Systems of Alabama 0.06% of their portfolio MONTGOMERY, AL 47,20047.2k $13.5m $13.5m 0.06% Reduced -23 -23
86 Aquatic Capital Management LLC 0.73% of their portfolio CHICAGO, IL 47,00047.0k $13.4m $13.4m 0.73% New
87 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 46,47346.5k $13.3m $13.3m 0.01% Reduced -115.3k -115,306
88 Squarepoint Ops LLC 0.07% of their portfolio NEW YORK, NY 46,40846.4k $13.2m $13.2m 0.07% Reduced -66 -66
89 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 45,38245.4k $13.0m $13.0m 0.02% Reduced -1.3k -1,269
90 TD Asset Management Inc 0.01% of their portfolio Toronto, A6 45,06045.1k $12.9m $12.9m 0.01% Reduced -7.7k -7,663
91 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio WEST SACRAMENTO, CA 44,28444.3k $12.6m $12.6m 0.02% Reduced -713 -713
92 BAMCO INC /NY/ 0.03% of their portfolio NEW YORK, NY 44,08044.1k $12.6m $12.6m 0.03% Reduced -1.5k -1,523
93 STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio MADISON, WI 43,35243.4k $12.4m $12.4m 0.03% Reduced -1.4k -1,367
94 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 42,11642.1k $9.1m $9.1m 0.00% Unchanged
95 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 41,09441.1k $11.7m $11.7m 0.01% Added +590 +590
96 O'Neil Global Advisors, Inc. 2.29% of their portfolio LOS ANGELES, CA 40,27340.3k $11.5m $11.5m 2.29% New
97 Bridgewater Associates, LP 0.07% of their portfolio Westport, CT 39,79239.8k $11.4m $11.4m 0.07% Reduced -4.4k -4,360
98 FEDERATED HERMES, INC. 0.03% of their portfolio PITTSBURGH, PA 39,21539.2k $11.2m $11.2m 0.03% Added +33.6k +33,555
99 Ziegler Capital Management, LLC 0.43% of their portfolio CHICAGO, IL 39,19739.2k $11.2m $11.2m 0.43% Reduced -8.6k -8,634
100 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.13% of their portfolio New York, NY 39,08839.1k $11.2m $11.2m 0.13% Reduced -8.6k -8,638