Vault-13

SHOCKWAVE MED INC SWAV

COM · Common Stock · CUSIP 82489T104 · ISIN US82489T1043

414 institutional holders +3 vs Q3 2022
32,489,19732.5m shares reported held*
$6.7bnreported value*
56 new 158 added 149 reduced 55 sold out net sold ≈ $132.9m (-646.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($32.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $205.51. Options: 11 managers hold calls ($58.0m notional), 10 hold puts ($30.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 411Q4 22: 414414Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022411
Q4 2022414

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $166.9mQ3 22 puts: $91.1mQ3 22P/C 0.55Q4 22 calls: $58.0mQ4 22 puts: $30.7mQ4 22P/C 0.53
Numbers
QuarterCallsPutsP/C
Q3 2022$166.9m$91.1m0.55
Q4 2022$58.0m$30.7m0.53

Biggest buyers

WELLINGTON MANAGEMENT GROUP LLP New +433,031+433.0k
MILLENNIUM MANAGEMENT LLC Added +299,728+299.7k
Point72 Asset Management, L.P. New +199,563+199.6k
BlackRock Inc. Added +172,507+172.5k
VANGUARD GROUP INC Added +163,646+163.6k
MARSHALL WACE, LLP Added +148,959+149.0k
CITADEL ADVISORS LLC Added +80,540+80.5k
RENAISSANCE TECHNOLOGIES LLC Added +79,900+79.9k
NORGES BANK Added +74,814+74.8k
Invesco Ltd. Added +63,525+63.5k

Biggest sellers

PRICE T ROWE ASSOCIATES INC /MD/ Reduced -784,628-784.6k
MACQUARIE GROUP LTD Reduced -208,801-208.8k
1832 Asset Management L.P. Reduced -196,100-196.1k
FRED ALGER MANAGEMENT, LLC Reduced -164,802-164.8k
Driehaus Capital Management LLC Reduced -148,802-148.8k
GOLDMAN SACHS GROUP INC Reduced -139,874-139.9k
JPMORGAN CHASE & CO Reduced -118,725-118.7k
Allspring Global Investments Holdings, LLC Reduced -114,939-114.9k
LORD, ABBETT & CO. LLC Reduced -111,937-111.9k
SEI INVESTMENTS CO Reduced -90,943-90.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $15.5m75.6k shares
CITADEL ADVISORS LLC Reduced $12.4m60.3k shares
JANE STREET GROUP, LLC Reduced $9.1m44.3k shares
GROUP ONE TRADING LLC Reduced $6.1m29.6k shares
PEAK6 Investments LLC Reduced $5.8m28.0k shares
D. E. Shaw & Co., Inc. Unchanged $4.6m22.6k shares
SIMPLEX TRADING, LLC Reduced $2.3m11.1k shares
Walleye Trading LLC Reduced $1.7m8.1k shares
TUDOR INVESTMENT CORP ET AL Added $514.0k2.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $11.9m57.7k shares
CITADEL ADVISORS LLC Reduced $6.7m32.5k shares
JANE STREET GROUP, LLC Reduced $3.7m17.9k shares
PEAK6 Investments LLC Reduced $3.5m16.8k shares
D. E. Shaw & Co., Inc. Reduced $2.2m10.9k shares
Walleye Trading LLC Reduced $1.4m6.8k shares
SIMPLEX TRADING, LLC Reduced $781.0k3.8k shares
TUDOR INVESTMENT CORP ET AL Reduced $330.0k1.6k shares
GROUP ONE TRADING LLC Reduced $246.7k1.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.03% of their portfolio New York, NY 4,572,8254.6m $940.2m $940.2m 0.03% Added +172.5k +172,507
2 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 3,694,9313.7m $759.7m $759.7m 0.02% Added +163.6k +163,646
3 FMR LLC 0.06% of their portfolio BOSTON, MA 3,060,8593.1m $629.3m $629.3m 0.06% Reduced -62.5k -62,531
4 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 1,171,4871.2m $240.9m $240.9m 0.01% Added +14.2k +14,177
5 PRICE T ROWE ASSOCIATES INC /MD/ 0.03% of their portfolio BALTIMORE, MD 1,012,3931.0m $208.2m $208.2m 0.03% Reduced -784.6k -784,628
6 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 806,510806.5k $165.8m $165.8m 0.02% Reduced -118.7k -118,725
7 MACQUARIE GROUP LTD 0.18% of their portfolio Sydney, NSW 2000, C3 756,008756.0k $155.4m $155.4m 0.18% Reduced -208.8k -208,801
8 GILDER GAGNON HOWE & CO LLC 2.71% of their portfolio New York, NY 705,880705.9k $145.1m $145.1m 2.71% Reduced -83.0k -82,994
9 Invesco Ltd. 0.04% of their portfolio ATLANTA, GA 704,836704.8k $144.9m $144.9m 0.04% Added +63.5k +63,525
10 GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BOSTON, MA 671,226671.2k $138.0m $138.0m 0.02% Added +24.4k +24,417
11 Artisan Partners Limited Partnership 0.24% of their portfolio Milwaukee, WI 667,834667.8k $137.3m $137.3m 0.24% Added +4.1k +4,108
12 Capital World Investors 0.03% of their portfolio LOS ANGELES, CA 585,000585.0k $120.3m $120.3m 0.03% Unchanged
13 NORGES BANK 0.03% of their portfolio OSLO, Q8 510,588510.6k $105.0m $105.0m 0.03% Added +74.8k +74,814
14 LORD, ABBETT & CO. LLC 0.17% of their portfolio JERSEY CITY, NJ 463,858463.9k $95.4m $95.4m 0.17% Reduced -111.9k -111,937
15 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 450,319450.3k $92.6m $92.6m 0.02% Reduced -129 -129
16 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 433,031433.0k $89.0m $89.0m 0.02% New
17 FRED ALGER MANAGEMENT, LLC 0.46% of their portfolio NEW YORK, NY 415,809415.8k $85.5m $85.5m 0.46% Reduced -164.8k -164,802
18 RENAISSANCE TECHNOLOGIES LLC 0.11% of their portfolio NEW YORK, NY 402,600402.6k $82.8m $82.8m 0.11% Added +79.9k +79,900
19 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 361,220361.2k $74.3m $74.3m 0.02% Reduced -7.5k -7,493
20 BAILLIE GIFFORD & CO 0.07% of their portfolio EDINBURGH, X0 347,890347.9k $71.5m $71.5m 0.07% Reduced -46.6k -46,554
21 MARSHALL WACE, LLP 0.18% of their portfolio LONDON, X0 334,360334.4k $68.7m $68.7m 0.18% Added +149.0k +148,959
22 1832 Asset Management L.P. 0.14% of their portfolio TORONTO, A6 329,400329.4k $67.7m $67.7m 0.14% Reduced -196.1k -196,100
23 Allspring Global Investments Holdings, LLC 0.11% of their portfolio CHARLOTTE, NC 325,090325.1k $66.8m $66.8m 0.11% Reduced -114.9k -114,939
24 MILLENNIUM MANAGEMENT LLC 0.07% of their portfolio NEW YORK, NY 305,825305.8k $62.9m $62.9m 0.07% Added +299.7k +299,728
25 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 305,798305.8k $62.9m $62.9m 0.02% Reduced -139.9k -139,874
26 Fiera Capital Corp 0.19% of their portfolio MONTREAL, A8 301,293301.3k $61.9m $61.9m 0.19% Reduced -781 -781
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 299,585299.6k $61.6m $61.6m 0.02% Added +6.7k +6,733
28 PRIMECAP MANAGEMENT CO/CA/ 0.05% of their portfolio PASADENA, CA 291,450291.4k $59.9m $59.9m 0.05% Reduced -35.2k -35,170
29 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 281,268281.3k $57.8m $57.8m 0.01% Reduced -77.8k -77,808
30 Nuveen Asset Management, LLC 0.02% of their portfolio CHICAGO, IL 281,056281.1k $57.8m $57.8m 0.02% Added +12.0k +12,026
31 CREDIT SUISSE AG/ 0.06% of their portfolio ZURICH, V8 251,155251.2k $51.6m $51.6m 0.06% Reduced -18.3k -18,322
32 Bellevue Group AG 0.68% of their portfolio ZURICH, V8 247,616247.6k $50.9m $50.9m 0.68% Reduced -28.5k -28,516
33 NEW YORK STATE COMMON RETIREMENT FUND 0.06% of their portfolio ALBANY, NY 215,536215.5k $44.3m $44.3m 0.06% Added +2.4k +2,442
34 Point72 Asset Management, L.P. 0.15% of their portfolio STAMFORD, CT 199,563199.6k $41.0m $41.0m 0.15% New
35 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 193,839193.8k $39.9m $39.9m 0.01% Reduced -4.9k -4,922
36 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 183,772183.8k $37.8m $37.8m 0.04% Added +80.5k +80,540
37 VICTORY CAPITAL MANAGEMENT INC 0.04% of their portfolio San Antonio, TX 172,408172.4k $35.4m $35.4m 0.04% Reduced -27.0k -27,015
38 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.19% of their portfolio JUPITER, FL 168,323168.3k $34.6m $34.6m 0.19% Reduced -21.5k -21,545
39 VIKING GLOBAL INVESTORS LP 0.17% of their portfolio STAMFORD, CT 164,607164.6k $33.8m $33.8m 0.17% Added +7.3k +7,280
40 PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio DES MOINES, IA 148,418148.4k $30.5m $30.5m 0.02% Added +356 +356
41 Atika Capital Management LLC 3.85% of their portfolio NEW YORK, NY 122,593122.6k $25.2m $25.2m 3.85% Reduced -10.2k -10,182
42 TimesSquare Capital Management, LLC 0.34% of their portfolio NEW YORK, NY 117,120117.1k $24.1m $24.1m 0.34% Added +2.6k +2,620
43 Rock Springs Capital Management LP 0.57% of their portfolio Baltimore, MD 115,100115.1k $23.7m $23.7m 0.57% Reduced -65.0k -65,000
44 RHUMBLINE ADVISERS 0.03% of their portfolio BOSTON, MA 113,754113.8k $23.4m $23.4m 0.03% Added +3.6k +3,567
45 D. E. Shaw & Co., Inc. 0.04% of their portfolio New York, NY 113,740113.7k $23.4m $23.4m 0.04% Added +25.3k +25,335
46 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 105,486105.5k $21.7m $21.7m 0.01% Added +25.2k +25,174
47 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 95,29895.3k $19.6m $19.6m 0.01% Reduced -31.3k -31,280
48 EAGLE ASSET MANAGEMENT INC 0.11% of their portfolio ST PETERSBURG, FL 92,64792.6k $17.8m $17.8m 0.11% Reduced -48.1k -48,075
49 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 90,78590.8k $18.7m $18.7m 0.01% Added +3.0k +3,005
50 STRS OHIO 0.08% of their portfolio COLUMBUS, OH 87,20087.2k $17.9m $17.9m 0.08% Reduced -300 -300
51 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 87,19387.2k $17.9m $17.9m 0.02% Reduced -47.1k -47,082
52 Swiss National Bank 0.01% of their portfolio ZURICH, V8 86,70086.7k $17.8m $17.8m 0.01% Added +1.8k +1,800
53 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 85,37385.4k $17.6m $17.6m 0.03% Added +22.3k +22,290
54 Nicholas Investment Partners, LP 1.52% of their portfolio RANCHO SANTA FE, CA 84,50784.5k $17.4m $17.4m 1.52% Reduced -11.3k -11,269
55 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 82,49382.5k $17.0m $17.0m 0.01% Added +2.3k +2,349
56 JENNISON ASSOCIATES LLC 0.02% of their portfolio NEW YORK, NY 81,09281.1k $16.7m $16.7m 0.02% Reduced -1.0k -1,035
57 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 79,51679.5k $16.3m $16.3m 0.01% Reduced -30.3k -30,314
58 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 78,80878.8k $16.2m $16.2m 0.01% Added +1.9k +1,885
59 Quadrature Capital Ltd 0.46% of their portfolio LONDON, X0 75,88975.9k $15.6m $15.6m 0.46% Reduced -2.8k -2,839
60 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 75,85675.9k $15.7m $15.7m 0.01% Reduced -10.7k -10,736
61 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.05% of their portfolio Paris, I0 72,95573.0k $15.0m $15.0m 0.05% Added +15.0k +14,966
62 AMERICAN INTERNATIONAL GROUP, INC. 0.10% of their portfolio New York, NY 72,75972.8k $15.0m $15.0m 0.10% Reduced -462 -462
63 FULLER & THALER ASSET MANAGEMENT, INC. 0.09% of their portfolio SAN MATEO, CA 67,68067.7k $13.9m $13.9m 0.09% Reduced -178 -178
64 Allianz Asset Management GmbH 0.03% of their portfolio MUNICH, 2M 67,31467.3k $13.8m $13.8m 0.03% Added +53.3k +53,291
65 Qube Research & Technologies Ltd 0.08% of their portfolio LONDON, X0 64,05364.1k $13.2m $13.2m 0.08% Added +27.4k +27,374
66 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 63,92263.9k $13.1m $13.1m 0.00% Added +4.7k +4,675
67 BAMCO INC /NY/ 0.04% of their portfolio NEW YORK, NY 60,59160.6k $12.5m $12.5m 0.04% Added +2.2k +2,186
68 Amundi 0.01% of their portfolio Paris, I0 57,51957.5k $11.5m $11.5m 0.01% Reduced -2.4k -2,405
69 Legal & General Group Plc 0.00% of their portfolio London, X0 56,52256.5k $11.6m $11.6m 0.00% Added +3.0k +2,986
70 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 53,01153.0k $10.9m $10.9m 0.01% Added +6.5k +6,479
71 ARMISTICE CAPITAL, LLC 0.29% of their portfolio NEW YORK, NY 52,00052.0k $10.7m $10.7m 0.29% Added +16.0k +16,000
72 STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio MADISON, WI 49,97850.0k $10.3m $10.3m 0.03% Reduced -2.2k -2,193
73 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.13% of their portfolio New York, NY 49,19449.2k $10.1m $10.1m 0.13% Added +10.1k +10,107
74 TD Asset Management Inc 0.01% of their portfolio Toronto, A6 49,17149.2k $10.1m $10.1m 0.01% Reduced -20.0k -19,956
75 Ziegler Capital Management, LLC 0.42% of their portfolio CHICAGO, IL 48,63848.6k $10.0m $10.0m 0.42% Reduced -11.7k -11,668
76 Alyeska Investment Group, L.P. 0.10% of their portfolio CHICAGO, IL 48,00048.0k $9.9m $9.9m 0.10% New
77 Retirement Systems of Alabama 0.04% of their portfolio MONTGOMERY, AL 47,63647.6k $9.8m $9.8m 0.04% Added +601 +601
78 Mitsubishi UFJ Asset Management Co., Ltd. 0.02% of their portfolio TOKYO, M0 47,62547.6k $9.1m $9.1m 0.02% Added +12.7k +12,665
79 Cubist Systematic Strategies, LLC 0.08% of their portfolio STAMFORD, CT 47,59247.6k $9.8m $9.8m 0.08% Reduced -23.7k -23,733
80 WCM INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio LAGUNA BEACH, CA 47,36347.4k $9.7m $9.7m 0.03% Reduced -12.1k -12,141
81 Rhenman & Partners Asset Management AB 1.01% of their portfolio Stockholm, V7 47,00047.0k $9.7m $9.7m 1.01% Added +27.0k +27,000
82 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 46,95147.0k $9.7m $9.7m 0.01% Reduced -1.4k -1,353
83 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio ALBANY, NY 46,57746.6k $9.6m $9.6m 0.02% Added +1.1k +1,087
84 Driehaus Capital Management LLC 0.14% of their portfolio Chicago, IL 45,72645.7k $9.4m $9.4m 0.14% Reduced -148.8k -148,802
85 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 45,47145.5k $9.3m $9.3m 0.01% Added +590 +590
86 UBS Group AG 0.00% of their portfolio ZURICH, V8 45,34545.3k $9.3m $9.3m 0.00% Added +37.5k +37,531
87 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 43,38343.4k $8.9m $8.9m 0.02% Added +4.2k +4,228
88 Russell Investments Group, Ltd. 0.02% of their portfolio Seattle, WA 43,32643.3k $8.9m $8.9m 0.02% Reduced -10.2k -10,164
89 Lombard Odier Asset Management (Switzerland) SA 0.70% of their portfolio PETIT-LANCY, V8 42,71742.7k $8.8m $8.8m 0.70% Added +12.0k +12,015
90 Bridgewater Associates, LP 0.05% of their portfolio Westport, CT 42,31742.3k $8.7m $8.7m 0.05% Reduced -13.7k -13,711
91 JACOBS LEVY EQUITY MANAGEMENT, INC 0.06% of their portfolio FLORHAM PARK, NJ 40,94240.9k $8.4m $8.4m 0.06% Reduced -1.8k -1,845
92 MetLife Investment Management, LLC 0.06% of their portfolio Whippany, NJ 40,70140.7k $8.4m $8.4m 0.06% Reduced -557 -557
93 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 40,59340.6k $8.3m $8.3m 0.00% Added +2.0k +1,966
94 EVENTIDE ASSET MANAGEMENT, LLC 0.16% of their portfolio Boston, MA 39,70039.7k $8.2m $8.2m 0.16% Unchanged
95 SECTORAL ASSET MANAGEMENT INC 1.56% of their portfolio MONTREAL, A8 39,10039.1k $8.0m $8.0m 1.56% Added +9.5k +9,500
96 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 39,09339.1k $8.0m $8.0m 0.01% First filing
97 THORNBURG INVESTMENT MANAGEMENT INC 0.13% of their portfolio SANTA FE, NM 38,76138.8k $8.0m $8.0m 0.13% Reduced -1.9k -1,895
98 LOS ANGELES CAPITAL MANAGEMENT LLC 0.04% of their portfolio LOS ANGELES, CA 37,16937.2k $7.6m $7.6m 0.04% Reduced -3.1k -3,120
99 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 35,95136.0k $7.4m $7.4m 0.01% Reduced -3.8k -3,799
100 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 35,78635.8k $7.4m $7.4m 0.01% Added +2.6k +2,592