Vault-13

SHIFT4 PMTS INC FOUR 0.5 08.01.27

NOTE 0.500% 8/0 · US DOMESTIC · CUSIP 82452JAD1

44 institutional holders +3 vs Q1 2023
26,952,00027.0m shares reported held*
$4.7bnreported value*
6 new 12 added 13 reduced 3 sold out net bought ≈ $9.6m (+17.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $176.06.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 41Q4 22: 43Q1 23: 41Q2 23: 4444Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202241
Q4 202243
Q1 202341
Q2 202344

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 15 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 16 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221516
Q1 20232018
Q2 20231816

Biggest buyers

BANK OF MONTREAL /CAN/ New +17,400,000+17.4m
Linden Advisors LP Added +15,000,000+15.0m
PUTNAM INVESTMENTS LLC New +11,921,000+11.9m
Magnetar Financial LLC Added +8,800,000+8.8m
BlackRock Inc. Added +5,700,000+5.7m
TORONTO DOMINION BANK Added +5,500,000+5.5m
BANK OF AMERICA CORP /DE/ New +5,261,000+5.3m
Nuveen Asset Management, LLC New +5,000,000+5.0m
STATE STREET CORP Added +4,450,000+4.5m
CAMDEN ASSET MANAGEMENT L P /CA Added +4,000,000+4.0m

Biggest sellers

FMR LLC Reduced -27,525,000-27.5m
LORD, ABBETT & CO. LLC Sold out -14,002,000-14.0m
WELLINGTON MANAGEMENT GROUP LLP Reduced -9,105,000-9.1m
AMERIPRISE FINANCIAL INC Reduced -7,000,000-7.0m
CITIGROUP INC Reduced -6,176,000-6.2m
VOYA INVESTMENT MANAGEMENT LLC Reduced -5,685,000-5.7m
JPMORGAN CHASE & CO Reduced -5,179,000-5.2m
BNP PARIBAS FINANCIAL MARKETS Reduced -3,320,000-3.3m
BARCLAYS PLC Reduced -2,603,000-2.6m
OAKTREE CAPITAL MANAGEMENT LP Reduced -1,065,000-1.1m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.16% of their portfolio ATLANTA, GA 173,550,000173.6m $153.9m $153.9m 0.16% Reduced -5.7m -5,685,000
2 Linden Advisors LP 0.78% of their portfolio New York, NY 83,858,00083.9m $74.4m $74.4m 0.78% Added +15.0m +15,000,000
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2.33% of their portfolio Toronto, A6 47,153,00047.2m $4.2bn $4.2bn 2.33% Unchanged
4 CAMDEN ASSET MANAGEMENT L P /CA 1.33% of their portfolio Los Angeles, CA 43,525,00043.5m $38.4m $38.4m 1.33% Added +4.0m +4,000,000
5 ADVENT CAPITAL MANAGEMENT /DE/ 0.75% of their portfolio NEW YORK, NY 42,014,00042.0m $37.3m $37.3m 0.75% Reduced -467.0k -467,000
6 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 40,000,00040.0m $35.5m $35.5m 0.02% Unchanged
7 BlackRock Inc. 0.00% of their portfolio New York, NY 34,730,00034.7m $30.6m $30.6m 0.00% Added +5.7m +5,700,000
8 AQR Arbitrage LLC 1.05% of their portfolio Greenwich, CT 27,325,00027.3m $24.2m $24.2m 1.05% Reduced -150.0k -150,000
9 Magnetar Financial LLC 0.34% of their portfolio EVANSTON, IL 17,546,00017.5m $15.5m $15.5m 0.34% Added +8.8m +8,800,000
10 Calamos Advisors LLC 0.08% of their portfolio NAPERVILLE, IL 17,500,00017.5m $15.6m $15.6m 0.08% Unchanged
11 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 17,400,00017.4m $15.3m $15.3m 0.01% New
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 17,262,00017.3m $15.3m $15.3m 0.00% Added +4.5m +4,450,000
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 14,230,00014.2m $12.6m $12.6m 0.00% Reduced -7.0m -7,000,000
14 PUTNAM INVESTMENTS LLC 0.02% of their portfolio BOSTON, MA 11,921,00011.9m $10.5m $10.5m 0.02% New
15 FMR LLC 0.00% of their portfolio BOSTON, MA 10,525,00010.5m $9.3m $9.3m 0.00% Reduced -27.5m -27,525,000
16 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 10,000,00010.0m $8.9m $8.9m 0.01% Unchanged
17 Centiva Capital, LP 0.36% of their portfolio New York, NY 8,000,0008.0m $7.1m $7.1m 0.36% Added +3.0m +3,000,000
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,453,0007.5m $6.6m $6.6m 0.00% Reduced -5.2m -5,179,000
19 SHENKMAN CAPITAL MANAGEMENT INC 0.51% of their portfolio NEW YORK, NY 7,410,0007.4m $6.6m $6.6m 0.51% Added +3.1m +3,111,000
20 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 7,373,0007.4m $6.5m $6.5m 0.01% Added +106.0k +106,000
21 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 7,000,0007.0m $6.1m $6.1m 0.00% Added +5.5m +5,500,000
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 5,261,0005.3m $4.6m $4.6m 0.00% New
23 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 5,000,0005.0m $4.4m $4.4m 0.00% New
24 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 4,081,0004.1m $3.6m $3.6m 0.01% Reduced -3.3m -3,320,000
25 Man Group plc 0.01% of their portfolio LONDON, X0 3,738,0003.7m $3.3m $3.3m 0.01% Added +3.3m +3,288,000
26 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 3,545,0003.5m $3.1m $3.1m 0.00% Reduced -9.1m -9,105,000
27 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 3,500,0003.5m $3.1m $3.1m 0.00% Unchanged
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,265,0002.3m $2.0m $2.0m 0.00% Reduced -600.0k -600,000
29 OAKTREE CAPITAL MANAGEMENT LP 0.02% of their portfolio LOS ANGELES, CA 1,975,0002.0m $1.8m $1.8m 0.02% Reduced -1.1m -1,065,000
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,800,0001.8m $1.6m $1.6m 0.00% Unchanged
31 CSS LLC/IL 0.10% of their portfolio CHICAGO, IL 1,500,0001.5m $1.3m $1.3m 0.10% New
32 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 1,100,0001.1m $970.2k $970.2k 0.01% Unchanged
33 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 574,000574.0k $515.2k $515.2k 0.00% Unchanged
34 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 500,000500.0k $444.2k $444.2k 0.00% Added +100.0k +100,000
35 Amundi 0.00% of their portfolio Paris, I0 454,000454.0k $399.8k $399.8k 0.00% Unchanged
36 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 316,000316.0k $280.7k $280.7k 0.00% Reduced -2.6m -2,603,000
37 KBC Group NV 0.00% of their portfolio Brussels, C9 200,000200.0k $178.0k $178.0k 0.00% New
38 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 181,000181.0k $160.5k $160.5k 0.00% Unchanged
39 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 142,000142.0k $125.2k $125.2k 0.00% Unchanged
40 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 93,00093.0k $82.0k $82.0k 0.00% Reduced -6.2m -6,176,000
41 Oaktree Fund Advisors, LLC 0.02% of their portfolio LOS ANGLES, CA 25,00025.0k $22.2k $22.2k 0.02% Added +5.0k +5,000
42 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 16,00016.0k $14.0k $14.0k 0.00% Unchanged
43 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 5,0005.0k $442.0k $442.0k 0.00% Reduced -68.5k -68,540
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged