Vault-13

SHAW COMMUNICATIONS INC

CL B CONV · Common Stock · CUSIP 82028K200 · ISIN CA82028K2002

236 institutional holders +10 vs Q3 2022
273,463,080273.5m shares reported held*
$7.9bnreported value*
31 new 92 added 86 reduced 22 sold out net sold ≈ $365.9m (-12.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($20.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.92. Options: 13 managers hold calls ($44.0m notional), 23 hold puts ($197.2m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 236236Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022226
Q4 2022236

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $7.5mQ3 22 puts: $50.8mQ3 22P/C 6.74Q4 22 calls: $44.0mQ4 22 puts: $197.2mQ4 22P/C 4.48
Numbers
QuarterCallsPutsP/C
Q3 2022$7.5m$50.8m6.74
Q4 2022$44.0m$197.2m4.48

Biggest buyers

NATIONAL BANK OF CANADA /FI/ Added +2,862,476+2.9m
Segantii Capital Management Ltd Added +2,176,800+2.2m
MILLENNIUM MANAGEMENT LLC Added +1,885,136+1.9m
Westchester Capital Management, LLC Added +1,842,659+1.8m
Pentwater Capital Management LP Added +1,641,400+1.6m
HSBC HOLDINGS PLC Added +1,516,095+1.5m
BANK OF AMERICA CORP /DE/ Added +1,368,291+1.4m
D. E. Shaw & Co., Inc. Added +1,357,000+1.4m
Maven Securities LTD New +1,000,761+1.0m
ADAGE CAPITAL PARTNERS GP, L.L.C. Added +950,441+950.4k

Biggest sellers

MORGAN STANLEY Reduced -5,434,458-5.4m
GOLDMAN SACHS GROUP INC Reduced -5,124,845-5.1m
ROYAL BANK OF CANADA Reduced -4,548,200-4.5m
JPMORGAN CHASE & CO Reduced -2,472,680-2.5m
CANYON CAPITAL ADVISORS LLC Reduced -2,183,634-2.2m
1832 Asset Management L.P. Reduced -1,874,415-1.9m
P SCHOENFELD ASSET MANAGEMENT LP Reduced -1,383,100-1.4m
Davidson Kempner Capital Management LP Reduced -1,173,300-1.2m
Grantham, Mayo, Van Otterloo & Co. LLC Reduced -1,129,863-1.1m
Anson Funds Management LP Reduced -1,023,781-1.0m

Biggest calls

CITADEL ADVISORS LLC Added $18.1m629.8k shares
SIG North Trading, ULC Added $9.1m316.1k shares
JANE STREET GROUP, LLC New $5.3m184.3k shares
GROUP ONE TRADING LLC Added $4.2m145.2k shares
Maven Securities LTD New $3.4m116.8k shares
NOMURA HOLDINGS INC New $1.4m49.5k shares
Brookfield Corp /ON/ Not comparable $1.3m44.2k shares
MILLENNIUM MANAGEMENT LLC Reduced $590.0k15.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $538.2k18.7k shares
SIMPLEX TRADING, LLC New $103.0k3.6k shares

Biggest puts

Berry Street Capital Management LLP Added $39.6m1.4m shares
CITADEL ADVISORS LLC Added $36.2m1.3m shares
Maven Securities LTD New $34.1m1.2m shares
MILLENNIUM MANAGEMENT LLC Added $20.4m612.7k shares
CAPSTONE INVESTMENT ADVISORS, LLC New $17.3m600.0k shares
P SCHOENFELD ASSET MANAGEMENT LP Added $9.7m336.5k shares
JANE STREET GROUP, LLC Added $7.4m255.4k shares
SIG North Trading, ULC Added $4.9m170.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.8m132.9k shares
FIFTH LANE CAPITAL, LP New $3.8m131.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 20,109,62220.1m $578.8m $578.8m 0.07% Reduced -5.4m -5,434,458
2 ROYAL BANK OF CANADA 0.14% of their portfolio TORONTO, A6 16,184,34016.2m $465.8m $465.8m 0.14% Reduced -4.5m -4,548,200
3 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 15,721,37915.7m $452.5m $452.5m 0.01% Added +353.4k +353,397
4 FIL Ltd 0.49% of their portfolio HAMILTON, D0 14,308,59714.3m $412.2m $412.2m 0.49% Added +338.9k +338,947
5 BANK OF MONTREAL /CAN/ 0.19% of their portfolio TORONTO, A6 14,095,09714.1m $407.0m $407.0m 0.19% Reduced -487.1k -487,081
6 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 13,653,75113.7m $393.0m $393.0m 0.05% Added +1.4m +1,368,291
7 FARALLON CAPITAL MANAGEMENT, L.L.C. 1.77% of their portfolio SAN FRANCISCO, CA 9,485,0009.5m $273.3m $273.3m 1.77% Added +183.0k +183,000
8 MILLENNIUM MANAGEMENT LLC 0.30% of their portfolio NEW YORK, NY 9,478,8299.5m $273.2m $273.2m 0.30% Added +1.9m +1,885,136
9 Pentwater Capital Management LP 7.35% of their portfolio Naples, FL 8,131,2418.1m $234.3m $234.3m 7.35% Added +1.6m +1,641,400
10 BANK OF NOVA SCOTIA 0.55% of their portfolio TORONTO, A6 7,334,7947.3m $211.3m $211.3m 0.55% Added +38.6k +38,566
11 TORONTO DOMINION BANK 0.34% of their portfolio TORONTO, ONTARIO, A6 7,009,5807.0m $227.3m $227.3m 0.34% Reduced -376.9k -376,865
12 HSBC HOLDINGS PLC 0.24% of their portfolio LONDON, X0 6,572,7716.6m $189.4m $189.4m 0.24% Added +1.5m +1,516,095
13 TD Asset Management Inc 0.23% of their portfolio Toronto, A6 6,503,9316.5m $187.3m $187.3m 0.23% Reduced -161.6k -161,597
14 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 5,779,6655.8m $166.3m $166.3m 0.02% Reduced -2.5m -2,472,680
15 NORGES BANK 0.04% of their portfolio OSLO, Q8 5,526,1415.5m $159.2m $159.2m 0.04% Added +241.5k +241,517
16 MACKENZIE FINANCIAL CORP 0.27% of their portfolio TORONTO ONTARIO, A6 5,490,4935.5m $157.9m $157.9m 0.27% Reduced -713.3k -713,278
17 Segantii Capital Management Ltd 5.43% of their portfolio HONG KONG, K3 4,890,0004.9m $140.8m $140.8m 5.43% Added +2.2m +2,176,800
18 Connor, Clark & Lunn Investment Management Ltd. 0.75% of their portfolio VANCOUVER, A1 4,507,0394.5m $129.9m $129.9m 0.75% Reduced -55.0k -54,950
19 FMR LLC 0.01% of their portfolio BOSTON, MA 4,217,2204.2m $121.5m $121.5m 0.01% Reduced -121.8k -121,770
20 CIBC WORLD MARKET INC. 0.47% of their portfolio TORONTO, A6 4,127,9474.1m $118.8m $118.8m 0.47% Added +54.7k +54,702
21 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.27% of their portfolio Boston, MA 3,953,2344.0m $113.8m $113.8m 0.27% Added +950.4k +950,441
22 NATIONAL BANK OF CANADA /FI/ 0.29% of their portfolio MONTREAL, A8 3,737,0243.7m $107.6m $107.6m 0.29% Added +2.9m +2,862,476
23 Sand Grove Capital Management LLP 9.68% of their portfolio LONDON, X0 3,490,8823.5m $100.5m $100.5m 9.68% Added +150.2k +150,168
24 Magnetar Financial LLC 1.46% of their portfolio EVANSTON, IL 2,995,4033.0m $86.2m $86.2m 1.46% Reduced -151.0k -150,976
25 Davidson Kempner Capital Management LP 1.81% of their portfolio New York, NY 2,937,1952.9m $84.6m $84.6m 1.81% Reduced -1.2m -1,173,300
26 Westchester Capital Management, LLC 2.23% of their portfolio VALHALLA, NY 2,690,5702.7m $77.4m $77.4m 2.23% Added +1.8m +1,842,659
27 MONTRUSCO BOLTON INVESTMENTS INC. 1.52% of their portfolio MONTREAL, A8 2,277,2122.3m $65.6m $65.6m 1.52% Reduced -38.4k -38,360
28 Legal & General Group Plc 0.03% of their portfolio London, X0 2,277,0242.3m $65.6m $65.6m 0.03% Reduced -162.3k -162,268
29 D. E. Shaw & Co., Inc. 0.11% of their portfolio New York, NY 2,182,6322.2m $62.9m $62.9m 0.11% Added +1.4m +1,357,000
30 Taconic Capital Advisors LP 2.18% of their portfolio NEW YORK, NY 2,075,0002.1m $59.8m $59.8m 2.18% Added +584.8k +584,800
31 Balyasny Asset Management L.P. 0.21% of their portfolio Chicago, IL 2,072,3882.1m $59.7m $59.7m 0.21% Added +884.2k +884,247
32 P SCHOENFELD ASSET MANAGEMENT LP 6.85% of their portfolio NEW YORK, NY 2,036,7472.0m $58.7m $58.7m 6.85% Reduced -1.4m -1,383,100
33 Swiss National Bank 0.04% of their portfolio ZURICH, V8 2,011,5002.0m $57.9m $57.9m 0.04% Reduced -133.4k -133,400
34 RENAISSANCE TECHNOLOGIES LLC 0.07% of their portfolio NEW YORK, NY 1,838,2001.8m $52.9m $52.9m 0.07% Reduced -120.8k -120,800
35 CANYON CAPITAL ADVISORS LLC 5.79% of their portfolio DALLAS, TX 1,803,6661.8m $52.0m $52.0m 5.79% Reduced -2.2m -2,183,634
36 CANADA PENSION PLAN INVESTMENT BOARD 0.08% of their portfolio TORONTO ONTARIO, A6 1,571,4351.6m $45.2m $45.2m 0.08% Reduced -958.4k -958,400
37 TWO SIGMA INVESTMENTS, LP 0.14% of their portfolio NEW YORK, NY 1,556,7881.6m $44.8m $44.8m 0.14% Added +37.6k +37,600
38 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.06% of their portfolio BOSTON, MA 1,514,3401.5m $43.6m $43.6m 0.06% Added +57.8k +57,770
39 LETKO, BROSSEAU & ASSOCIATES INC 0.78% of their portfolio MONTREAL, A8 1,495,1831.5m $43.0m $43.0m 0.78% Reduced -583.0k -583,025
40 Sumitomo Mitsui Trust Group, Inc. 0.03% of their portfolio CHIYODA-KU, TOKYO, M0 1,479,3611.5m $42.7m $42.7m 0.03% Reduced -218.8k -218,794
41 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 1,466,7641.5m $42.0m $42.0m 0.01% Reduced -8.6k -8,584
42 LMR Partners LLP 0.80% of their portfolio LONDON, X0 1,443,5501.4m $41.6m $41.6m 0.80% Added +217.0k +217,000
43 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 1,382,7051.4m $39.8m $39.8m 0.02% Added +14.3k +14,321
44 Alberta Investment Management Corp 0.35% of their portfolio EDMONTON, A0 1,362,9781.4m $39.2m $39.2m 0.35% Reduced -253.9k -253,900
45 CREDIT SUISSE AG/ 0.04% of their portfolio ZURICH, V8 1,312,2901.3m $37.8m $37.8m 0.04% Added +100.7k +100,708
46 NewGen Asset Management Ltd 24.69% of their portfolio TORONTO, A6 1,310,3001.3m $37.7m $37.7m 24.69% Added +438.7k +438,700
47 MANGROVE PARTNERS IM, LLC 2.15% of their portfolio Greenwich, CT 1,284,5041.3m $37.0m $37.0m 2.15% Added +124.9k +124,853
48 Burgundy Asset Management Ltd. 0.46% of their portfolio Toronto, A6 1,233,2921.2m $35.5m $35.5m 0.46% Reduced -80.1k -80,115
49 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,229,4491.2m $35.4m $35.4m 0.01% Unchanged
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 1,179,9451.2m $34.0m $34.0m 0.02% Added +5.8k +5,767
51 CIBC Asset Management Inc 0.13% of their portfolio TORONTO, Z4 1,090,4511.1m $31.4m $31.4m 0.13% Added +2.8k +2,790
52 INTACT INVESTMENT MANAGEMENT INC. 1.36% of their portfolio MONTREAL, A8 1,085,7201.1m $31.3m $31.3m 1.36% Reduced -103.2k -103,200
53 1832 Asset Management L.P. 0.06% of their portfolio TORONTO, A6 1,063,7451.1m $30.6m $30.6m 0.06% Reduced -1.9m -1,874,415
54 Maven Securities LTD 5.76% of their portfolio ST HELIER, Y9 1,000,7611.0m $28.8m $28.8m 5.76% New
55 WATER ISLAND CAPITAL LLC 2.15% of their portfolio NEW YORK, NY 883,222883.2k $25.4m $25.4m 2.15% Added +595.2k +595,246
56 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.13% of their portfolio TORONTO, A6 880,000880.0k $25.3m $25.3m 0.13% Reduced -460.0k -460,000
57 Grantham, Mayo, Van Otterloo & Co. LLC 0.13% of their portfolio Boston, MA 825,227825.2k $23.8m $23.8m 0.13% Reduced -1.1m -1,129,863
58 DLD Asset Management, LP 3.22% of their portfolio NEW YORK, NY 800,000800.0k $31.2m $31.2m 3.22% Added +100.0k +100,000
59 Hudson Bay Capital Management LP 0.26% of their portfolio STAMFORD, CT 775,427775.4k $22.3m $22.3m 0.26% New
60 Nekton Capital Ltd. 4.90% of their portfolio LONDON, X0 754,894754.9k $21.7m $21.7m 4.90% Added +5.1k +5,145
61 BARDIN HILL MANAGEMENT PARTNERS LP 4.50% of their portfolio NEW YORK, NY 714,473714.5k $20.6m $20.6m 4.50% Added +289.1k +289,072
62 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 692,623692.6k $19.9m $19.9m 0.02% First filing
63 Amundi 0.01% of their portfolio Paris, I0 652,609652.6k $18.8m $18.8m 0.01% Added +179.0k +179,014
64 DekaBank Deutsche Girozentrale 0.05% of their portfolio FRANKFURT, 2M 645,594645.6k $17.9m $17.9m 0.05% Reduced -9.2k -9,197
65 Samson Rock Capital LLP 15.45% of their portfolio LONDON, X0 625,000625.0k $18.0m $18.0m 15.45% Reduced -725.0k -725,000
66 Korea Investment CORP 0.05% of their portfolio SEOUL, M5 551,400551.4k $15.9m $15.9m 0.05% Added +163.7k +163,720
67 Addenda Capital Inc. 0.91% of their portfolio MONTREAL, A8 539,114539.1k $21.0m $21.0m 0.91% Reduced -12.7k -12,699
68 NATIXIS 0.09% of their portfolio PARIS, I0 532,002532.0k $15.3m $15.3m 0.09% Added +355.4k +355,404
69 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 531,363531.4k $15.3m $15.3m 0.00% Added +16.4k +16,426
70 BOOTHBAY FUND MANAGEMENT, LLC 0.47% of their portfolio NEW YORK, NY 525,977526.0k $15.1m $15.1m 0.47% Added +170.4k +170,414
71 CARRONADE CAPITAL MANAGEMENT, LP 5.16% of their portfolio DARIEN, CT 498,500498.5k $14.4m $14.4m 5.16% New
72 GABELLI FUNDS LLC 0.11% of their portfolio Rye, NY 471,500471.5k $13.6m $13.6m 0.11% Added +500 +500
73 BlackRock Inc. 0.00% of their portfolio New York, NY 450,693450.7k $13.0m $13.0m 0.00% Added +1.1k +1,077
74 CANADA LIFE ASSURANCE Co 0.03% of their portfolio WINNIPEG, A2 449,160449.2k $12.9m $12.9m 0.03% Reduced -10.2k -10,231
75 ANGELO GORDON & CO., L.P. 2.48% of their portfolio NEW YORK, NY 445,000445.0k $12.8m $12.8m 2.48% Unchanged
76 M&G INVESTMENT MANAGEMENT LTD 0.09% of their portfolio London, X0 428,453428.5k $12.3m $12.3m 0.09% Unchanged
77 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 427,008427.0k $12.3m $12.3m 0.01% Reduced -5.1k -5,138
78 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 426,601426.6k $12.3m $12.3m 0.00% Reduced -5.1m -5,124,845
79 SCOTIA CAPITAL INC. 0.09% of their portfolio TORONTO, A6 423,672423.7k $12.2m $12.2m 0.09% Reduced -28.0k -27,990
80 Federation des caisses Desjardins du Quebec 0.18% of their portfolio LEVIS, A8 407,390407.4k $15.2m $15.2m 0.18% Added +358 +358
81 KRYGER CAPITAL Ltd 1.70% of their portfolio LONDON, X0 390,000390.0k $11.2m $11.2m 1.70% New
82 Twin Securities, Inc. 10.02% of their portfolio New York, NY 383,400383.4k $11.0m $11.0m 10.02% Reduced -413.5k -413,503
83 BlueCrest Capital Management Ltd 1.31% of their portfolio ST HELIER, Y9 376,500376.5k $10.8m $10.8m 1.31% Added +291.5k +291,500
84 OMERS ADMINISTRATION Corp 0.17% of their portfolio TORONTO, A6 370,400370.4k $10.7m $10.7m 0.17% Added +54.8k +54,800
85 Arena Investors LP 11.84% of their portfolio PURCHASE, NY 364,900364.9k $10.5m $10.5m 11.84% Unchanged
86 BAROMETER CAPITAL MANAGEMENT INC. 3.02% of their portfolio TORONTO, A6 356,180356.2k $10.2m $10.2m 3.02% Added +128.1k +128,100
87 Murchinson Ltd. 1.33% of their portfolio TORONTO, A6 350,000350.0k $10.1m $10.1m 1.33% Added +100.0k +100,000
88 Woodline Partners LP 0.13% of their portfolio San Francisco, CA 336,816336.8k $9.7m $9.7m 0.13% Reduced -274.2k -274,186
89 STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio MADISON, WI 333,434333.4k $9.6m $9.6m 0.03% Reduced -96.8k -96,833
90 Kepos Capital LP 1.36% of their portfolio NEW YORK, NY 325,000325.0k $9.5m $9.5m 1.36% Reduced -475.0k -475,000
91 Trium Capital LLP 4.25% of their portfolio LONDON, X0 322,048322.0k $9.3m $9.3m 4.25% First filing
92 Ergoteles LLC 0.06% of their portfolio NEW YORK, NY 282,400282.4k $1.7m $1.7m 0.06% New
93 PRELUDE CAPITAL MANAGEMENT, LLC 0.49% of their portfolio NEW YORK, NY 276,600276.6k $8.0m $8.0m 0.49% Added +9.1k +9,116
94 TD Waterhouse Canada Inc. 0.09% of their portfolio TORONTO, A6 273,247273.2k $8.5m $8.5m 0.09% Added +41.9k +41,887
95 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 270,729270.7k $7.8m $7.8m 0.01% Added +10.2k +10,227
96 PRUDENTIAL PLC 0.09% of their portfolio LONDON, X0 262,395262.4k $7.6m $7.6m 0.09% Added +13.2k +13,158
97 Vazirani Asset Management LLC 12.26% of their portfolio NEW YORK, NY 250,000250.0k $7.2m $7.2m 12.26% Added +50.0k +50,000
98 K2 PRINCIPAL FUND, L.P. 1.92% of their portfolio TORONTO, A6 244,800244.8k $7.0m $7.0m 1.92% Reduced -58.4k -58,400
99 JARISLOWSKY, FRASER Ltd 0.04% of their portfolio MONTREAL, A8 220,365220.4k $6.3m $6.3m 0.04% Reduced -1.3k -1,285
100 BANK OF NOVA SCOTIA TRUST CO 0.68% of their portfolio TORONTO, A6 218,764218.8k $6.3m $6.3m 0.68% Reduced -132.1k -132,096