Vault-13

SERIES PORTFOLIOS TR CLOZ

ELDRIDGE BBB B · ETP · CUSIP 81752T528

25 institutional holders +4 vs Q4 2023
5,785,6095.8m shares reported held*
$155.0mreported value*
9 new 10 added 3 reduced 5 sold out net bought ≈ $13.6m (+506.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($952.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.79.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q1 23: 9Q2 23: 6Q3 23: 13Q4 23: 21Q1 24: 2525Q1 23Q2 23Q3 23Q4 23Q1 24
Numbers
QuarterHolders
Q1 20239
Q2 20236
Q3 202313
Q4 202321
Q1 202425

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 23: 3 bought or addedQ2 23: 5 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 3 cut or sold outQ3 23Q4 23: 16 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 8 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q2 202335
Q3 2023113
Q4 2023162
Q1 2024198

Biggest buyers

Schechter Investment Advisors, LLC Added +266,477+266.5k
Guardian Financial Partners, LLC Added +216,455+216.5k
KLR INVESTMENT ADVISORS, LLC New +122,992+123.0k
Black Swift Group, LLC Added +88,415+88.4k
ENVESTNET ASSET MANAGEMENT INC Added +68,860+68.9k
Bienville Capital Management, LLC Added +43,469+43.5k
BI Asset Management Fondsmaeglerselskab A/S New +36,196+36.2k
Gradient Investments LLC Added +27,098+27.1k
Valeo Financial Advisors, LLC Added +25,504+25.5k
Nordwand Advisors, LLC New +22,600+22.6k

Biggest sellers

MORGAN STANLEY Reduced -244,191-244.2k
AE Wealth Management LLC Reduced -153,250-153.2k
B.O.S.S. Retirement Advisors, LLC Sold out -28,138-28.1k
FLOW TRADERS U.S. LLC Sold out -27,734-27.7k
ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC Sold out -10,741-10.7k
Pineridge Advisors LLC Reduced -729-729
OLIVER LAGORE VANVALIN INVESTMENT GROUP Sold out -408-408
Global Wealth Management Investment Advisory, Inc. Sold out -57-57

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bienville Capital Management, LLC 15.21% of their portfolio New York, NY 1,866,1341.9m $50.0m $50.0m 15.21% Added +43.5k +43,469
2 Knott David M Jr 6.82% of their portfolio SYOSSET, NY 719,368719.4k $19.3m $19.3m 6.82% Unchanged
3 Guardian Financial Partners, LLC 11.44% of their portfolio ORANGE, CA 622,669622.7k $16.7m $16.7m 11.44% Added +216.5k +216,455
4 Schechter Investment Advisors, LLC 1.18% of their portfolio BIRMINGHAM, MI 587,001587.0k $15.7m $15.7m 1.18% Added +266.5k +266,477
5 AE Wealth Management LLC 0.17% of their portfolio TOPEKA, KS 568,204568.2k $15.2m $15.2m 0.17% Reduced -153.2k -153,250
6 Black Swift Group, LLC 3.32% of their portfolio BOULDER, CO 483,935483.9k $13.0m $13.0m 3.32% Added +88.4k +88,415
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 355,911355.9k $9.5m $9.5m 0.00% Reduced -244.2k -244,191
8 Gradient Investments LLC 0.11% of their portfolio ARDEN HILLS, MN 183,604183.6k $4.9m $4.9m 0.11% Added +27.1k +27,098
9 KLR INVESTMENT ADVISORS, LLC 2.38% of their portfolio PROVIDENCE, RI 122,992123.0k $3.3m $3.3m 2.38% New
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 77,15577.2k $2.1m $2.1m 0.00% Added +68.9k +68,860
11 Valeo Financial Advisors, LLC 0.06% of their portfolio CARMEL, IN 58,58458.6k $1.6m $1.6m 0.06% Added +25.5k +25,504
12 BI Asset Management Fondsmaeglerselskab A/S 0.02% of their portfolio KOBENHAVN, G7 36,19636.2k $970.0k $970.0k 0.02% New
13 Centennial Wealth Advisory LLC 0.44% of their portfolio Traverse City, MI 35,61135.6k $954.2k $954.2k 0.44% Added +1.1k +1,074
14 Nordwand Advisors, LLC 0.24% of their portfolio RADNOR, PA 22,60022.6k $605.6k $605.6k 0.24% New
15 Mid-American Wealth Advisory Group, Inc. 0.34% of their portfolio KANSAS CITY, MO 19,02419.0k $509.7k $509.7k 0.34% New
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 13,47013.5k $360.9k $360.9k 0.00% New
17 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 12,30812.3k $329.8k $329.8k 0.02% Added +2.0k +2,007
18 Ocean Park Asset Management, LLC 0.01% of their portfolio SANTA MONICA, CA 8,9529.0k $239.9k $239.9k 0.01% Unchanged
19 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 8,7408.7k $234.2k $234.2k 0.00% Added +429 +429
20 EVOKE WEALTH, LLC 0.01% of their portfolio Los Angeles, CA 8,6998.7k $233.1k $233.1k 0.01% New
21 Authentikos Wealth Advisory, LLC 0.22% of their portfolio MORGAN HILL, CA 8,1028.1k $217.1k $217.1k 0.22% New
22 Pineridge Advisors LLC 0.01% of their portfolio ST. CHARLES, MO 1,2961.3k $34.7k $34.7k 0.01% Reduced -729 -729
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 300300 $8.0k $8.0k 0.00% New
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 299299 $8.0k $8.0k 0.00% New
25 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged