Vault-13

SERIES PORTFOLIOS TR CLOX

ELDRIDGE AAA CLO · ETP · CUSIP 81752T486

53 institutional holders -2 vs Q4 2025
4,239,6204.2m shares reported held*
$108.4mreported value*
10 new 23 added 13 reduced 9 sold out net sold ≈ $40.3m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.57.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 23: 13Q4 23: 19Q1 24: 20Q2 24: 24Q3 24: 26Q4 24: 24Q1 25: 34Q2 25: 47Q3 25: 46Q4 25: 55Q1 26: 5353Q3 23Q1 24Q3 24Q1 25Q3 25Q1 26
Numbers
QuarterHolders
Q3 202313
Q4 202319
Q1 202420
Q2 202424
Q3 202426
Q4 202424
Q1 202534
Q2 202547
Q3 202546
Q4 202555
Q1 202653

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 15 bought or addedQ2 24: 6 cut or sold outQ3 24: 19 bought or addedQ3 24: 8 cut or sold outQ3 24Q4 24: 8 bought or addedQ4 24: 18 cut or sold outQ1 25: 20 bought or addedQ1 25: 14 cut or sold outQ1 25Q2 25: 33 bought or addedQ2 25: 9 cut or sold outQ3 25: 25 bought or addedQ3 25: 19 cut or sold outQ3 25Q4 25: 25 bought or addedQ4 25: 22 cut or sold outQ1 26: 33 bought or addedQ1 26: 22 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024156
Q3 2024198
Q4 2024818
Q1 20252014
Q2 2025339
Q3 20252519
Q4 20252522
Q1 20263322

Biggest buyers

LPL Financial LLC Added +363,712+363.7k
Carmel Capital Partners, LLC Added +145,409+145.4k
Fortis Group Advisors, LLC Added +90,025+90.0k
Copia Wealth Management Added +76,205+76.2k
Farther Finance Advisors, LLC New +70,265+70.3k
BANK OF MONTREAL /CAN/ New +35,954+36.0k
IHT Wealth Management, LLC New +32,729+32.7k
Beverly Hills Private Wealth, LLC New +28,367+28.4k
COMMONWEALTH EQUITY SERVICES, LLC New +19,098+19.1k
J.W. COLE ADVISORS, INC. Added +16,093+16.1k

Biggest sellers

SECURITY BENEFIT LIFE INSURANCE CO /KS/ Reduced -1,108,532-1.1m
FOURPATH CAPITAL MANAGEMENT, LLC Reduced -524,201-524.2k
Spectrum Asset Management, Inc. (NB/CA) Reduced -430,518-430.5k
Ball & Co Wealth Management Inc. Sold out -264,121-264.1k
ROYAL BANK OF CANADA Reduced -71,104-71.1k
Brookwood Investment Group LLC Sold out -53,643-53.6k
GOLDMAN SACHS GROUP INC Sold out -32,678-32.7k
Centric Wealth Management Sold out -20,000-20.0k
Black Swift Group, LLC Reduced -17,350-17.4k
WMG Financial Advisors, LLC Reduced -14,725-14.7k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SECURITY BENEFIT LIFE INSURANCE CO /KS/ 15.45% of their portfolio TOPEKA, KS 1,150,2741.2m $29.4m $29.4m 15.45% Reduced -1.1m -1,108,532
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,003,9041.0m $25.7m $25.7m 0.01% Added +363.7k +363,712
3 Carmel Capital Partners, LLC 3.52% of their portfolio SAN DIEGO, CA 381,723381.7k $9.8m $9.8m 3.52% Added +145.4k +145,409
4 Copia Wealth Management 4.57% of their portfolio BEND, OR 259,814259.8k $6.6m $6.6m 4.57% Added +76.2k +76,205
5 Fortis Group Advisors, LLC 0.61% of their portfolio WESTWOOD, NJ 144,785144.8k $3.7m $3.7m 0.61% Added +90.0k +90,025
6 Spectrum Asset Management, Inc. (NB/CA) 0.94% of their portfolio NEWPORT BEACH, CA 115,403115.4k $3.0m $3.0m 0.94% Reduced -430.5k -430,518
7 Arax Advisory Partners 0.08% of their portfolio NEW YORK, NY 106,406106.4k $2.7m $2.7m 0.08% Reduced -4.0k -4,008
8 WMG Financial Advisors, LLC 0.96% of their portfolio Knoxville, TN 89,74789.7k $2.3m $2.3m 0.96% Reduced -14.7k -14,725
9 Inspire Advisors, LLC 0.18% of their portfolio Meridian, ID 86,00086.0k $2.2m $2.2m 0.18% Reduced -6.6k -6,621
10 Black Swift Group, LLC 0.37% of their portfolio BOULDER, CO 81,95582.0k $2.1m $2.1m 0.37% Reduced -17.4k -17,350
11 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 70,26570.3k $1.8m $1.8m 0.02% New
12 WESPAC Advisors, LLC 0.84% of their portfolio ORINDA, CA 59,76859.8k $1.5m $1.5m 0.84% Added +10.8k +10,839
13 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 56,17756.2k $1.4m $1.4m 0.00% Added +6.7k +6,662
14 Valeo Financial Advisors, LLC 0.03% of their portfolio CARMEL, IN 50,00050.0k $1.3m $1.3m 0.03% Unchanged
15 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 44,64644.6k $1.1m $1.1m 0.04% Added +16.1k +16,093
16 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 35,95436.0k $919.3k $919.3k 0.00% New
17 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 32,72932.7k $836.9k $836.9k 0.02% New
18 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 32,50132.5k $830.9k $830.9k 0.05% Added +10.1k +10,075
19 PRIVATE TRUST CO NA 0.06% of their portfolio CLEVELAND, OH 28,45628.5k $727.6k $727.6k 0.06% Added +13.7k +13,681
20 Beverly Hills Private Wealth, LLC 0.12% of their portfolio BEVERLY HILLS, CA 28,36728.4k $725.3k $725.3k 0.12% New
21 Integrated Advisors Network LLC 0.04% of their portfolio DALLAS, TX 27,58427.6k $705.3k $705.3k 0.04% Added +14.4k +14,433
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 26,53426.5k $678.5k $678.5k 0.00% Added +8.3k +8,305
23 Silverleafe Capital Partners, LLC 0.20% of their portfolio GERMANTOWN, TN 26,34326.3k $673.6k $673.6k 0.20% Added +3.4k +3,428
24 GRIFFIN ASSET MANAGEMENT, INC. 0.07% of their portfolio New York, NY 24,89624.9k $636.6k $636.6k 0.07% Reduced -1.7k -1,678
25 Prostatis Group LLC 0.16% of their portfolio HANOVER, MD 24,08624.1k $615.9k $615.9k 0.16% Added +296 +296
26 Rockport Wealth LLC 0.11% of their portfolio Fairview Park, OH 23,60023.6k $603.5k $603.5k 0.11% Added +8.3k +8,286
27 Estate Planners Group, LLC 0.24% of their portfolio YARDLEY, PA 19,21919.2k $491.4k $491.4k 0.24% Added +14.7k +14,661
28 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,20019.2k $490.9k $490.9k 0.00% Added +5.0k +4,984
29 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 19,09819.1k $488.3k $488.3k 0.00% New
30 INSIGNEO ADVISORY SERVICES, LLC 0.03% of their portfolio MIAMI, FL 17,95118.0k $459.0k $459.0k 0.03% Added +6.2k +6,220
31 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,73915.7k $402.4k $402.4k 0.00% Added +449 +449
32 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 13,81813.8k $353.3k $353.3k 0.02% Added +1.6k +1,569
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,15713.2k $337.0k $337.0k 0.00% Reduced -71.1k -71,104
34 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 12,55612.6k $321.1k $321.1k 0.00% Added +146 +146
35 PRIMORIS WEALTH ADVISORS, LLC 0.22% of their portfolio North Palm Beach, FL 12,45012.4k $318.3k $318.3k 0.22% Added +1.2k +1,200
36 Blue Water Asset Management 0.11% of their portfolio GRAND RAPIDS, MI 12,10812.1k $309.6k $309.6k 0.11% Added +141 +141
37 LeClair Wealth Partners LLC 0.11% of their portfolio DUBLIN, OH 12,10812.1k $309.6k $309.6k 0.11% New
38 FOURPATH CAPITAL MANAGEMENT, LLC 0.04% of their portfolio OKLAHOMA CITY, OK 11,83011.8k $302.5k $302.5k 0.04% Reduced -524.2k -524,201
39 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,33311.3k $290.0k $290.0k 0.00% New
40 Strait & Sound Wealth Management LLC 0.09% of their portfolio SAN FRANCISCO, CA 8,9238.9k $228.2k $228.2k 0.09% Reduced -5.9k -5,856
41 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,1977.2k $184.0k $184.0k 0.00% Added +783 +783
42 Elevated Capital Advisors, LLC 0.04% of their portfolio SANDY, UT 5,9736.0k $152.7k $152.7k 0.04% Reduced -1.7k -1,683
43 BELLEVUE ASSET MANAGEMENT, LLC 0.06% of their portfolio BELLEVUE, WA 4,6574.7k $119.1k $119.1k 0.06% New
44 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,5143.5k $89.9k $89.9k 0.00% Reduced -195 -195
45 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,5651.6k $40.0k $40.0k 0.00% New
46 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,4871.5k $38.0k $38.0k 0.00% New
47 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,2501.2k $32.0k $32.0k 0.00% Unchanged
48 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,1951.2k $30.6k $30.6k 0.00% Unchanged
49 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 1,0421.0k $26.7k $26.7k 0.00% Reduced -337 -337
50 Rossby Financial, LCC 0.00% of their portfolio MELBOURNE, FL 128128 $3.3k $3.3k 0.00% Unchanged
51 SHP Wealth Management 0.00% of their portfolio PLYMOUTH, MA 105105 $2.7k $2.7k 0.00% Unchanged
52 Quest 10 Wealth Builders, Inc. 0.00% of their portfolio Fuquay-Varina, VA 8787 $2.2k $2.2k 0.00% Unchanged
53 Spurstone Advisory Services, LLC 0.01% of their portfolio HIGGANUM, CT 1313 $332 $332 0.01% Unchanged