Vault-13

SERIES PORTFOLIOS TR CLOX

ELDRIDGE AAA CLO · ETP · CUSIP 81752T486

34 institutional holders +10 vs Q4 2024
3,679,6883.7m shares reported held*
$93.9mreported value*
18 new 2 added 7 reduced 7 sold out net bought ≈ $23.5m (+920.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($34 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.51.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

02040Q3 23: 13Q4 23: 19Q1 24: 20Q2 24: 24Q3 24: 26Q4 24: 24Q1 25: 3434Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202313
Q4 202319
Q1 202420
Q2 202424
Q3 202426
Q4 202424
Q1 202534

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 23: 14 bought or addedQ4 23: 7 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 9 cut or sold outQ1 24Q2 24: 15 bought or addedQ2 24: 6 cut or sold outQ2 24Q3 24: 19 bought or addedQ3 24: 8 cut or sold outQ3 24Q4 24: 8 bought or addedQ4 24: 18 cut or sold outQ4 24Q1 25: 20 bought or addedQ1 25: 14 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q4 2023147
Q1 2024139
Q2 2024156
Q3 2024198
Q4 2024818
Q1 20252014

Biggest buyers

Donoghue Forlines LLC New +552,435+552.4k
Fortis Group Advisors, LLC New +198,395+198.4k
COMMONWEALTH EQUITY SERVICES, LLC New +75,336+75.3k
L.M. KOHN & COMPANY New +46,939+46.9k
WMG Financial Advisors, LLC New +38,605+38.6k
WESPAC Advisors, LLC New +31,353+31.4k
B. Riley Wealth Advisors, Inc. New +29,175+29.2k
Copia Wealth Management New +25,942+25.9k
BANK OF MONTREAL /CAN/ New +23,606+23.6k
GRIFFIN ASSET MANAGEMENT, INC. New +15,227+15.2k

Biggest sellers

CITADEL ADVISORS LLC Reduced -48,133-48.1k
Black Swift Group, LLC Reduced -40,025-40.0k
ROYAL BANK OF CANADA Reduced -25,299-25.3k
JANE STREET GROUP, LLC Sold out -20,925-20.9k
Nordwand Advisors, LLC Sold out -4,915-4.9k
AE Wealth Management LLC Reduced -4,712-4.7k
Elevated Capital Advisors, LLC Reduced -915-915
Coppell Advisory Solutions LLC Sold out -307-307
OSAIC HOLDINGS, INC. Sold out -215-215
Pineridge Advisors LLC Reduced -173-173

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SECURITY BENEFIT LIFE INSURANCE CO /KS/ 21.57% of their portfolio TOPEKA, KS 2,258,8062.3m $57.6m $57.6m 21.57% Unchanged
2 Donoghue Forlines LLC 4.47% of their portfolio Boston, MA 552,435552.4k $14.1m $14.1m 4.47% New
3 Fortis Group Advisors, LLC 0.98% of their portfolio WESTWOOD, NJ 198,395198.4k $5.1m $5.1m 0.98% New
4 Schechter Investment Advisors, LLC 0.32% of their portfolio BIRMINGHAM, MI 154,134154.1k $3.9m $3.9m 0.32% Added +1.9k +1,923
5 Black Swift Group, LLC 0.46% of their portfolio BOULDER, CO 79,24579.2k $2.0m $2.0m 0.46% Reduced -40.0k -40,025
6 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 75,33675.3k $1.9m $1.9m 0.00% New
7 Valeo Financial Advisors, LLC 0.04% of their portfolio CARMEL, IN 50,00050.0k $1.3m $1.3m 0.04% Unchanged
8 L.M. KOHN & COMPANY 0.31% of their portfolio CINCINNATI, OH 46,93946.9k $1.2m $1.2m 0.31% New
9 WMG Financial Advisors, LLC 0.42% of their portfolio Knoxville, TN 38,60538.6k $984.8k $984.8k 0.42% New
10 WESPAC Advisors, LLC 0.65% of their portfolio ORINDA, CA 31,35331.4k $799.8k $799.8k 0.65% New
11 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 30,00030.0k $765.3k $765.3k 0.00% Unchanged
12 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 29,17529.2k $744.3k $744.3k 0.02% New
13 Copia Wealth Management 0.61% of their portfolio BEND, OR 25,94225.9k $661.8k $661.8k 0.61% New
14 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 23,60623.6k $602.2k $602.2k 0.00% New
15 GRIFFIN ASSET MANAGEMENT, INC. 0.05% of their portfolio New York, NY 15,22715.2k $388.4k $388.4k 0.05% New
16 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,96612.0k $305.0k $305.0k 0.00% New
17 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 11,94211.9k $304.6k $304.6k 0.00% Added +175 +175
18 Strait & Sound Wealth Management LLC 0.13% of their portfolio SAN FRANCISCO, CA 10,95010.9k $279.3k $279.3k 0.13% New
19 Elevated Capital Advisors, LLC 0.06% of their portfolio SANDY, UT 9,0439.0k $230.7k $230.7k 0.06% Reduced -915 -915
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,0419.0k $230.6k $230.6k 0.00% Reduced -48.1k -48,133
21 Knott David M Jr 0.07% of their portfolio SYOSSET, NY 5,7665.8k $147.1k $147.1k 0.07% Unchanged
22 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 4,9725.0k $126.8k $126.8k 0.00% Reduced -4.7k -4,712
23 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 2,1502.1k $54.8k $54.8k 0.00% New
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,1352.1k $54.0k $54.0k 0.00% Reduced -25.3k -25,299
25 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,2501.2k $31.9k $31.9k 0.00% New
26 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 553553 $14.0k $14.0k 0.00% New
27 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 305305 $7.8k $7.8k 0.00% Reduced -173 -173
28 Rossby Financial, LCC 0.00% of their portfolio MELBOURNE, FL 128128 $3.2k $3.2k 0.00% New
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 121121 $3.1k $3.1k 0.00% New
30 Quest 10 Wealth Builders, Inc. 0.00% of their portfolio Fuquay-Varina, VA 9494 $2.4k $2.4k 0.00% Reduced -21 -21
31 New Millennium Group LLC 0.00% of their portfolio SANDY, UT 4949 $1.2k $1.2k 0.00% Unchanged
32 Capital A Wealth Management, LLC 0.00% of their portfolio CRANBERRY TWP, PA 1313 $332 $332 0.00% Unchanged
33 Spurstone Advisory Services, LLC 0.01% of their portfolio HIGGANUM, CT 1313 $331 $331 0.01% New
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged