Vault-13

SERIES PORTFOLIOS TR CLOX

ELDRIDGE AAA CLO · ETP · CUSIP 81752T486

26 institutional holders +2 vs Q2 2024
2,135,0792.1m shares reported held*
$54.6mreported value*
7 new 12 added 2 reduced 6 sold out net bought ≈ $11.0m (+429.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.55.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 23: 13Q4 23: 19Q1 24: 20Q2 24: 24Q3 24: 2626Q3 23Q4 23Q1 24Q2 24Q3 24
Numbers
QuarterHolders
Q3 202313
Q4 202319
Q1 202420
Q2 202424
Q3 202426

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 23: 14 bought or addedQ4 23: 7 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 9 cut or sold outQ1 24Q2 24: 15 bought or addedQ2 24: 6 cut or sold outQ2 24Q3 24: 19 bought or addedQ3 24: 8 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2023147
Q1 2024139
Q2 2024156
Q3 2024198

Biggest buyers

AE Wealth Management LLC Added +281,768+281.8k
Black Swift Group, LLC Added +67,810+67.8k
Valeo Financial Advisors, LLC Added +54,200+54.2k
Schechter Investment Advisors, LLC Added +26,391+26.4k
CITIGROUP INC New +25,000+25.0k
CITADEL ADVISORS LLC New +22,072+22.1k
B.O.S.S. Retirement Advisors, LLC New +15,557+15.6k
Simplicity Wealth,LLC New +12,078+12.1k
Centennial Wealth Advisory LLC Added +11,928+11.9k
Elevated Capital Advisors, LLC New +9,010+9.0k

Biggest sellers

Bienville Capital Management, LLC Reduced -53,054-53.1k
Mid-American Wealth Advisory Group, Inc. Sold out -36,718-36.7k
Lloyd Advisory Services, LLC. Sold out -9,763-9.8k
Gradient Investments LLC Sold out -7,173-7.2k
Authentikos Wealth Advisory, LLC Reduced -4,630-4.6k
ROYAL BANK OF CANADA Sold out -1,900-1.9k
Triad Wealth Partners, LLC Sold out -789-789
UBS Group AG Sold out -144-144

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.28% of their portfolio TOPEKA, KS 1,207,0391.2m $30.8m $30.8m 0.28% Added +281.8k +281,768
2 Bienville Capital Management, LLC 2.23% of their portfolio New York, NY 337,615337.6k $8.6m $8.6m 2.23% Reduced -53.1k -53,054
3 Schechter Investment Advisors, LLC 0.33% of their portfolio BIRMINGHAM, MI 176,017176.0k $4.5m $4.5m 0.33% Added +26.4k +26,391
4 Black Swift Group, LLC 0.71% of their portfolio BOULDER, CO 125,955126.0k $3.2m $3.2m 0.71% Added +67.8k +67,810
5 Valeo Financial Advisors, LLC 0.05% of their portfolio CARMEL, IN 74,90074.9k $1.9m $1.9m 0.05% Added +54.2k +54,200
6 Centennial Wealth Advisory LLC 0.49% of their portfolio Traverse City, MI 49,12449.1k $1.3m $1.3m 0.49% Added +11.9k +11,928
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 42,47042.5k $1.1m $1.1m 0.00% Added +1.0k +1,003
8 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 25,00025.0k $638.8k $638.8k 0.00% New
9 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,07222.1k $563.9k $563.9k 0.00% New
10 Knott David M Jr 0.18% of their portfolio SYOSSET, NY 19,57219.6k $500.0k $500.0k 0.18% Unchanged
11 B.O.S.S. Retirement Advisors, LLC 0.08% of their portfolio Lehi, UT 15,55715.6k $397.5k $397.5k 0.08% New
12 Authentikos Wealth Advisory, LLC 0.37% of their portfolio MORGAN HILL, CA 14,92514.9k $381.3k $381.3k 0.37% Reduced -4.6k -4,630
13 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 13,96314.0k $356.8k $356.8k 0.00% Added +4.1k +4,102
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,96314.0k $356.8k $356.8k 0.00% Added +4.1k +4,120
15 Simplicity Wealth,LLC 0.03% of their portfolio SUMMIT, NJ 12,07812.1k $308.6k $308.6k 0.03% New
16 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 11,60011.6k $296.4k $296.4k 0.00% Added +183 +183
17 Elevated Capital Advisors, LLC 0.06% of their portfolio SANDY, UT 9,0109.0k $230.2k $230.2k 0.06% New
18 Csenge Advisory Group 0.01% of their portfolio CLEARWATER, FL 8,0008.0k $203.8k $203.8k 0.01% New
19 Nordwand Advisors, LLC 0.03% of their portfolio RADNOR, PA 4,9154.9k $125.6k $125.6k 0.03% Unchanged
20 Pineridge Advisors LLC 0.01% of their portfolio ST. CHARLES, MO 1,4551.5k $37.2k $37.2k 0.01% Added +288 +288
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 522522 $13.4k $13.4k 0.00% Added +212 +212
22 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 307307 $7.8k $7.8k 0.00% Unchanged
23 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 200200 $5.1k $5.1k 0.00% Added +3 +3
24 Plante Moran Financial Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 7878 $2.0k $2.0k 0.00% New
25 Sterling Capital Management LLC 0.00% of their portfolio CHARLOTTE, NC 3030 $767 $767 0.00% First filing
26 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged