Vault-13

SERIES PORTFOLIOS TR CLOX

ELDRIDGE AAA CLO · ETP · CUSIP 81752T486

24 institutional holders +4 vs Q1 2024
1,718,4981.7m shares reported held*
$43.9mreported value*
4 new 11 added 5 reduced 1 sold out net bought ≈ $2.1m (+83.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($976.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.56.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 23: 13Q4 23: 19Q1 24: 20Q2 24: 2424Q3 23Q4 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202313
Q4 202319
Q1 202420
Q2 202424

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 23: 14 bought or addedQ4 23: 7 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 9 cut or sold outQ1 24Q2 24: 15 bought or addedQ2 24: 6 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2023147
Q1 2024139
Q2 2024156

Biggest buyers

AE Wealth Management LLC Added +123,888+123.9k
Schechter Investment Advisors, LLC Added +49,422+49.4k
Bienville Capital Management, LLC Added +34,795+34.8k
Mid-American Wealth Advisory Group, Inc. Added +17,342+17.3k
Black Swift Group, LLC Added +15,435+15.4k
Sequoia Financial Advisors, LLC New +11,417+11.4k
Authentikos Wealth Advisory, LLC Added +10,510+10.5k
Gradient Investments LLC New +7,173+7.2k
Nordwand Advisors, LLC Added +2,950+3.0k
Centennial Wealth Advisory LLC Added +1,486+1.5k

Biggest sellers

JANE STREET GROUP, LLC Reduced -97,947-97.9k
Knott David M Jr Reduced -73,384-73.4k
MORGAN STANLEY Sold out -15,459-15.5k
Lloyd Advisory Services, LLC. Reduced -4,776-4.8k
ROYAL BANK OF CANADA Reduced -1,900-1.9k
Pineridge Advisors LLC Reduced -181-181

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.24% of their portfolio TOPEKA, KS 925,271925.3k $23.6m $23.6m 0.24% Added +123.9k +123,888
2 Bienville Capital Management, LLC 2.39% of their portfolio New York, NY 390,669390.7k $10.0m $10.0m 2.39% Added +34.8k +34,795
3 Schechter Investment Advisors, LLC 0.29% of their portfolio BIRMINGHAM, MI 149,626149.6k $3.8m $3.8m 0.29% Added +49.4k +49,422
4 Black Swift Group, LLC 0.34% of their portfolio BOULDER, CO 58,14558.1k $1.5m $1.5m 0.34% Added +15.4k +15,435
5 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 41,46741.5k $1.1m $1.1m 0.00% Reduced -97.9k -97,947
6 Centennial Wealth Advisory LLC 0.41% of their portfolio Traverse City, MI 37,19637.2k $950.4k $950.4k 0.41% Added +1.5k +1,486
7 Mid-American Wealth Advisory Group, Inc. 0.60% of their portfolio KANSAS CITY, MO 36,71836.7k $938.1k $938.1k 0.60% Added +17.3k +17,342
8 Valeo Financial Advisors, LLC 0.02% of their portfolio CARMEL, IN 20,70020.7k $528.9k $528.9k 0.02% Unchanged
9 Knott David M Jr 0.20% of their portfolio SYOSSET, NY 19,57219.6k $500.0k $500.0k 0.20% Reduced -73.4k -73,384
10 Authentikos Wealth Advisory, LLC 0.50% of their portfolio MORGAN HILL, CA 19,55519.6k $511.6k $511.6k 0.50% Added +10.5k +10,510
11 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 11,41711.4k $291.7k $291.7k 0.00% New
12 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 9,8619.9k $251.9k $251.9k 0.00% Added +815 +815
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 9,8439.8k $251.5k $251.5k 0.00% Added +815 +815
14 Lloyd Advisory Services, LLC. 0.12% of their portfolio SUWANEE, GA 9,7639.8k $249.5k $249.5k 0.12% Reduced -4.8k -4,776
15 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 7,1737.2k $183.3k $183.3k 0.00% New
16 Nordwand Advisors, LLC 0.05% of their portfolio RADNOR, PA 4,9154.9k $125.6k $125.6k 0.05% Added +3.0k +2,950
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,9001.9k $49.0k $49.0k 0.00% Reduced -1.9k -1,900
18 Pineridge Advisors LLC 0.01% of their portfolio ST. CHARLES, MO 1,1671.2k $29.8k $29.8k 0.01% Reduced -181 -181
19 Triad Wealth Partners, LLC 0.01% of their portfolio LAWRENCE, KS 789789 $20.2k $20.2k 0.01% New
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 310310 $7.9k $7.9k 0.00% Unchanged
21 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 307307 $7.8k $7.8k 0.00% First filing
22 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 197197 $5.0k $5.0k 0.00% New
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 144144 $3.7k $3.7k 0.00% Added +109 +109
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged