SERA PROGNOSTICS INC SERA
CLASS A COM · Common Stock · CUSIP 81749D107
- SectorHealth care
- IndustryServices-Medical Laboratories
- HeadquartersSalt Lake City, UT
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.82.
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 36 |
| Q4 2022 | 30 |
| Q1 2023 | 36 |
| Q2 2023 | 34 |
| Q3 2023 | 29 |
| Q4 2023 | 48 |
| Q1 2024 | 53 |
| Q2 2024 | 66 |
| Q3 2024 | 62 |
| Q4 2024 | 74 |
| Q1 2025 | 72 |
| Q2 2025 | 60 |
| Q3 2025 | 62 |
| Q4 2025 | 57 |
| Q1 2026 | 56 |
| Q2 2026 | 46 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 30 | 29 |
| Q4 2024 | 44 | 18 |
| Q1 2025 | 32 | 30 |
| Q2 2025 | 26 | 50 |
| Q3 2025 | 28 | 19 |
| Q4 2025 | 20 | 23 |
| Q1 2026 | 14 | 28 |
| Q2 2026 | 11 | 22 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2025 | $1.0k | $0 | 0.00 |
| Q4 2025 | $0 | $0 | — |
| Q1 2026 | $30.0k | $0 | 0.00 |
| Q2 2026 | $0 | $0 | — |
Biggest buyers
| Aberdeen Group plc | Added | +202.8k |
| VANGUARD CAPITAL MANAGEMENT LLC | Added | +93.7k |
| Qube Research & Technologies Ltd | Added | +31.0k |
| BlackRock, Inc. | Added | +25.3k |
| Catalyst Funds Management Pty Ltd | Added | +15.3k |
| GOLDMAN SACHS GROUP INC | Added | +14.1k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | Added | +10.0k |
| DIMENSIONAL FUND ADVISORS LP | Added | +10.0k |
| VANGUARD FIDUCIARY TRUST CO | Added | +1.2k |
| XTX Topco Ltd | Added | +317 |
Biggest sellers
| PSP Research LLC | Sold out | -2.4m |
| SANDERS MORRIS HARRIS LLC | Sold out | -314.9k |
| CITADEL ADVISORS LLC | Reduced | -207.5k |
| GSA CAPITAL PARTNERS LLP | Sold out | -105.0k |
| MORGAN STANLEY | Reduced | -54.0k |
| JANE STREET GROUP, LLC | Sold out | -53.9k |
| Squarepoint Ops LLC | Sold out | -31.4k |
| BARCLAYS PLC | Reduced | -28.8k |
| NORTHERN TRUST CORP | Reduced | -27.9k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -17.5k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
BAKER BROS. ADVISORS LP
13D · may seek influence
new · filed 2025-02-14
Stated purposeThe disclosure in Item 3, Item 5 and Item 6 below are incorporated herein by reference. On February 10, 2025, the Issuer entered into an underwriting agreement (the "Underwriting Agreement") with Jefferies LLC, TD Securities (USA) LLC and William Blair & Company, L.L.C., as representatives of the several underwriters named therein (the "Underwriters"), related to the public offering (the "Offering") of 1,250,000 shares of Common Stock at a price to the public of $4.00 per share and 11,250,000 Pre-Funded Warrants at a price to the public of $3.9999 per share. In addition, the Issuer granted the Underwriters an option exercisable for 30 days from the date of the Underwriting Agreement to purchase, at the public offering price less any underwriting discounts and commissions, up to an additi… Full filing |
16.1% |
| Whetstone Capital Advisors, LLC 13G · passive investor -0.6 pts · filed 2026-05-01 | 8.6% |
| Chione Ltd 13D · may seek influence filed 2025-02-14 | 7.6% |
| Aberdeen Group plc 13G · institution +1.1 pts · filed 2026-07-15 | 7.2% |
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 0 | — | 7 | $444.2k | — |
| Q1 2025 | 0 | — | 8 | $1.1m | $704.2k |
| Q2 2025 | 0 | — | 7 | $156.4k | — |
| Q3 2025 | 0 | — | 8 | $279.9k | $66.1k |
| Q4 2025 | 0 | — | 8 | $386.3k | $36.1k |
| Q1 2026 | 0 | — | 7 | $109.8k | $13.7k |
| Q2 2026 | 0 | — | 6 | $90.6k | $3.4k |
| Q3 2026 | 0 | — | 4 | $63.3k | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2026-09-10 | Lindgardt Zhenya Chief Executive Officer, director | Sold | $14.0k7.0k shares |
| 2026-09-10 | Jackson Benjamin General Counsel | Sold | $4.4k2.2k shares |
| 2026-09-10 | Anderson Dyaarl Lee Jr. Chief Commercial Officer | Sold | $3.6k1.8k shares |
| 2026-09-10 | Inglis Tiffany Eul Davis Chief Medical Officer | Sold | $972486 shares |
| 2026-09-08 | Lindgardt Zhenya Chief Executive Officer, director | Sold | $40.3k20.1k shares |
| 2026-06-11 | Lindgardt Zhenya Chief Executive Officer, director | Sold | $14.0k7.0k shares |
| 2026-06-11 | Anderson Dyaarl Lee Jr. Chief Commercial Officer | Sold | $9.5k4.7k shares |
| 2026-06-11 | Jackson Benjamin General Counsel | Sold | $4.4k2.2k shares |
| 2026-06-11 | Aerts Austin Chief Financial Officer | Sold | $4.1k2.0k shares |
| 2026-06-11 | Inglis Tiffany Eul Davis Chief Medical Officer | Sold | $728362 shares |
| 2026-06-09 | Lindgardt Zhenya Chief Executive Officer, director | Sold | $43.2k20.8k shares |
| 2026-06-09 | Aerts Austin Chief Financial Officer | Sold | $11.3k5.4k shares |
| 2026-06-08 | Lawrence Sandra AJ Director | Sold plan | $3.4k1.6k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| BAKER BROS. ADVISORS LP 0.05% of their portfolio | 5.5m $10.0m | Unchanged |
| Whetstone Capital Advisors, LLC 1.59% of their portfolio | 3.3m $6.0m | Unchanged |
| Aberdeen Group plc 0.01% of their portfolio | 2.8m $5.0m | Added +202.8k |
| Vivo Capital, LLC 0.27% of their portfolio | 1.7m $3.0m | Unchanged |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 1.3m $2.4m | Added +93.7k |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 535.8k $975.1k | Reduced -1.0k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 349.0k $635.5k | Reduced -14.7k |
| BlackRock, Inc. 0.00% of their portfolio | 221.4k $402.9k | Added +25.3k |
| AWM Investment Company, Inc. 0.03% of their portfolio | 207.4k $377.4k | Unchanged |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 170.9k $311.1k | Added +1.2k |
| STATE STREET CORP 0.00% of their portfolio | 124.8k $227.1k | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 74.0k $134.7k | Reduced -17.5k |
| Perigon Wealth Management, LLC 0.00% of their portfolio | 72.7k $132.3k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 68.6k $124.8k | Reduced -27.9k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 60.9k $110.9k | Unchanged |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 55.7k $101.4k | Added +10.0k |
| Requisite Capital Management, LLC 0.02% of their portfolio | 55.6k $101.3k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 51.0k $92.8k | Reduced -54.0k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 50.9k $92.6k | Added +31.0k |
| Ballentine Partners, LLC 0.00% of their portfolio | 49.7k $90.4k | Unchanged |
| Twelve Points Wealth Management LLC 0.02% of their portfolio | 43.4k $79.0k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 42.2k $76.9k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 41.4k $75.4k | Reduced -207.5k |
| Catalyst Funds Management Pty Ltd 0.00% of their portfolio | 38.9k $70.8k | Added +15.3k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 32.5k $59.2k | Added +14.1k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 29.5k $53.7k | Added +10.0k |
| Birch Hill Investment Advisors LLC 0.00% of their portfolio | 27.3k $49.7k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 25.0k $45.5k | Unchanged |
| XTX Topco Ltd 0.00% of their portfolio | 16.8k $30.6k | Added +317 |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 16.2k $29.5k | Reduced -5.7k |
| Riverview Capital Advisers, LLC 0.01% of their portfolio | 12.7k $23.1k | Unchanged |
| Wagner Wealth Management, LLC 0.00% of their portfolio | 12.4k $22.6k | Unchanged |
| Focus Partners Wealth 0.00% of their portfolio | 12.2k $22.1k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 11.3k $20.6k | Reduced -3.6k |
| Vanguard Global Advisers, LLC 0.00% of their portfolio | 11.2k $20.3k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 10.8k $19.7k | Unchanged |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 10.5k $20.7k | Reduced -54 |
| BARCLAYS PLC 0.00% of their portfolio | 3.2k $5.8k | Reduced -28.8k |
| FMR LLC 0.00% of their portfolio | 2.5k $4.6k | Reduced -4.0k |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.0k $1.8k | First filing |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 222 $402 | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 186 $339 | Reduced -50 |
| NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio | 129 $235 | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 45 $0 | Added +2 |
| SBI Securities Co., Ltd. 0.00% of their portfolio | 4 $7 | Reduced -3 |
| Caitong International Asset Management Co., Ltd 0.00% of their portfolio | 4 $7 | Unchanged |