Vault-13

SERA PROGNOSTICS INC SERA

CLASS A COM · Common Stock · CUSIP 81749D107

46 institutional holders -10 vs Q1 2026
17,056,64217.1m shares reported held*
$31.0mreported value*
0 new 11 added 13 reduced 9 sold out net sold ≈ $5.3m (-2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.82.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 36Q4 22: 30Q1 23: 36Q2 23: 34Q3 23: 29Q4 23: 48Q1 24: 53Q2 24: 66Q3 24: 62Q4 24: 74Q1 25: 72Q2 25: 60Q3 25: 62Q4 25: 57Q1 26: 56Q2 26: 4646Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202236
Q4 202230
Q1 202336
Q2 202334
Q3 202329
Q4 202348
Q1 202453
Q2 202466
Q3 202462
Q4 202474
Q1 202572
Q2 202560
Q3 202562
Q4 202557
Q1 202656
Q2 202646

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 30 bought or addedQ3 24: 29 cut or sold outQ4 24: 44 bought or addedQ4 24: 18 cut or sold outQ4 24Q1 25: 32 bought or addedQ1 25: 30 cut or sold outQ2 25: 26 bought or addedQ2 25: 50 cut or sold outQ2 25Q3 25: 28 bought or addedQ3 25: 19 cut or sold outQ4 25: 20 bought or addedQ4 25: 23 cut or sold outQ4 25Q1 26: 14 bought or addedQ1 26: 28 cut or sold outQ2 26: 11 bought or addedQ2 26: 22 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243029
Q4 20244418
Q1 20253230
Q2 20252650
Q3 20252819
Q4 20252023
Q1 20261428
Q2 20261122

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30k$40kQ3 25 calls: $1.0kQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $30.0kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $0Q2 26 puts: $0Q2 26P/C —
Numbers
QuarterCallsPutsP/C
Q3 2025$1.0k$00.00
Q4 2025$0$0—
Q1 2026$30.0k$00.00
Q2 2026$0$0—

Biggest buyers

Aberdeen Group plc Added +202,750+202.8k
VANGUARD CAPITAL MANAGEMENT LLC Added +93,677+93.7k
Qube Research & Technologies Ltd Added +30,954+31.0k
BlackRock, Inc. Added +25,264+25.3k
Catalyst Funds Management Pty Ltd Added +15,326+15.3k
GOLDMAN SACHS GROUP INC Added +14,069+14.1k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Added +10,000+10.0k
DIMENSIONAL FUND ADVISORS LP Added +9,964+10.0k
VANGUARD FIDUCIARY TRUST CO Added +1,247+1.2k
XTX Topco Ltd Added +317+317

Biggest sellers

PSP Research LLC Sold out -2,396,685-2.4m
SANDERS MORRIS HARRIS LLC Sold out -314,950-314.9k
CITADEL ADVISORS LLC Reduced -207,498-207.5k
GSA CAPITAL PARTNERS LLP Sold out -104,973-105.0k
MORGAN STANLEY Reduced -54,045-54.0k
JANE STREET GROUP, LLC Sold out -53,908-53.9k
Squarepoint Ops LLC Sold out -31,428-31.4k
BARCLAYS PLC Reduced -28,788-28.8k
NORTHERN TRUST CORP Reduced -27,940-27.9k
MILLENNIUM MANAGEMENT LLC Reduced -17,518-17.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BAKER BROS. ADVISORS LP 13D · may seek influence new · filed 2025-02-14
Stated purposeThe disclosure in Item 3, Item 5 and Item 6 below are incorporated herein by reference. On February 10, 2025, the Issuer entered into an underwriting agreement (the "Underwriting Agreement") with Jefferies LLC, TD Securities (USA) LLC and William Blair & Company, L.L.C., as representatives of the several underwriters named therein (the "Underwriters"), related to the public offering (the "Offering") of 1,250,000 shares of Common Stock at a price to the public of $4.00 per share and 11,250,000 Pre-Funded Warrants at a price to the public of $3.9999 per share. In addition, the Issuer granted the Underwriters an option exercisable for 30 days from the date of the Underwriting Agreement to purchase, at the public offering price less any underwriting discounts and commissions, up to an additi… Full filing
16.1% new 5.5m≈ $10.0m 2025-02-14
Whetstone Capital Advisors, LLC 13G · passive investor -0.6 pts · filed 2026-05-01 8.6% -0.6 pts 3.3m≈ $6.0m 2026-05-01
Chione Ltd 13D · may seek influence filed 2025-02-14 7.6% 2.6m≈ $4.7m 2025-02-14
Aberdeen Group plc 13G · institution +1.1 pts · filed 2026-07-15 7.2% +1.1 pts 2.8m≈ $5.0m 2026-07-15

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q4 24: 0 buyingQ4 24: 7 sellingQ1 25: 0 buyingQ1 25: 8 sellingQ1 25Q2 25: 0 buyingQ2 25: 7 sellingQ3 25: 0 buyingQ3 25: 8 sellingQ3 25Q4 25: 0 buyingQ4 25: 8 sellingQ1 26: 0 buyingQ1 26: 7 sellingQ1 26Q2 26: 0 buyingQ2 26: 6 sellingQ3 26: 0 buyingQ3 26: 4 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—7$444.2k—
Q1 20250—8$1.1m$704.2k
Q2 20250—7$156.4k—
Q3 20250—8$279.9k$66.1k
Q4 20250—8$386.3k$36.1k
Q1 20260—7$109.8k$13.7k
Q2 20260—6$90.6k$3.4k
Q3 20260—4$63.3k—
DateInsiderTradeSharesPrice ValueTheir holding
2026-09-10 Lindgardt Zhenya Chief Executive Officer, director Sold 7,022 $2.00 $14.0k7.0k shares -1%
2026-09-10 Jackson Benjamin General Counsel Sold 2,190 $2.00 $4.4k2.2k shares -1%
2026-09-10 Anderson Dyaarl Lee Jr. Chief Commercial Officer Sold 1,800 $2.00 $3.6k1.8k shares -2%
2026-09-10 Inglis Tiffany Eul Davis Chief Medical Officer Sold 486 $2.00 $972486 shares -0%
2026-09-08 Lindgardt Zhenya Chief Executive Officer, director Sold 20,139 $2.00 $40.3k20.1k shares -2%
2026-06-11 Lindgardt Zhenya Chief Executive Officer, director Sold 6,990 $2.01 $14.0k7.0k shares -1%
2026-06-11 Anderson Dyaarl Lee Jr. Chief Commercial Officer Sold 4,739 $2.01 $9.5k4.7k shares -6%
2026-06-11 Jackson Benjamin General Counsel Sold 2,179 $2.01 $4.4k2.2k shares -1%
2026-06-11 Aerts Austin Chief Financial Officer Sold 2,037 $2.01 $4.1k2.0k shares -1%
2026-06-11 Inglis Tiffany Eul Davis Chief Medical Officer Sold 362 $2.01 $728362 shares -<1%
2026-06-09 Lindgardt Zhenya Chief Executive Officer, director Sold 20,755 $2.08 $43.2k20.8k shares -2%
2026-06-09 Aerts Austin Chief Financial Officer Sold 5,440 $2.08 $11.3k5.4k shares -2%
2026-06-08 Lawrence Sandra AJ Director Sold plan 1,560 $2.15 $3.4k1.6k shares -9%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BAKER BROS. ADVISORS LP 0.05% of their portfolio NEW YORK, NY 5,498,1705.5m $10.0m $10.0m 0.05% Unchanged
2 Whetstone Capital Advisors, LLC 1.59% of their portfolio SHAWNEE MISSION, KS 3,306,8893.3m $6.0m $6.0m 1.59% Unchanged
3 Aberdeen Group plc 0.01% of their portfolio EDINBURGH, X0 2,753,5252.8m $5.0m $5.0m 0.01% Added +202.8k +202,750
4 Vivo Capital, LLC 0.27% of their portfolio Palo Alto, CA 1,650,4401.7m $3.0m $3.0m 0.27% Unchanged
5 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 1,297,7921.3m $2.4m $2.4m 0.00% Added +93.7k +93,677
6 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 535,755535.8k $975.1k $975.1k 0.00% Reduced -1.0k -1,006
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 348,967349.0k $635.5k $635.5k 0.00% Reduced -14.7k -14,650
8 BlackRock, Inc. 0.00% of their portfolio New York, NY 221,369221.4k $402.9k $402.9k 0.00% Added +25.3k +25,264
9 AWM Investment Company, Inc. 0.03% of their portfolio NEW YORK, NY 207,382207.4k $377.4k $377.4k 0.03% Unchanged
10 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 170,908170.9k $311.1k $311.1k 0.00% Added +1.2k +1,247
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 124,792124.8k $227.1k $227.1k 0.00% Unchanged
12 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 73,98674.0k $134.7k $134.7k 0.00% Reduced -17.5k -17,518
13 Perigon Wealth Management, LLC 0.00% of their portfolio SAN FRANCISCO, CA 72,68572.7k $132.3k $132.3k 0.00% Unchanged
14 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 68,59568.6k $124.8k $124.8k 0.00% Reduced -27.9k -27,940
15 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 60,92760.9k $110.9k $110.9k 0.00% Unchanged
16 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 55,70555.7k $101.4k $101.4k 0.00% Added +10.0k +10,000
17 Requisite Capital Management, LLC 0.02% of their portfolio DALLAS, TX 55,64855.6k $101.3k $101.3k 0.02% Unchanged
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 50,97251.0k $92.8k $92.8k 0.00% Reduced -54.0k -54,045
19 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 50,87150.9k $92.6k $92.6k 0.00% Added +31.0k +30,954
20 Ballentine Partners, LLC 0.00% of their portfolio Waltham, MA 49,66449.7k $90.4k $90.4k 0.00% Unchanged
21 Twelve Points Wealth Management LLC 0.02% of their portfolio CONCORD, MA 43,38843.4k $79.0k $79.0k 0.02% Unchanged
22 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 42,23442.2k $76.9k $76.9k 0.00% Unchanged
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 41,41141.4k $75.4k $75.4k 0.00% Reduced -207.5k -207,498
24 Catalyst Funds Management Pty Ltd 0.00% of their portfolio SYDNEY NSW, C3 38,89038.9k $70.8k $70.8k 0.00% Added +15.3k +15,326
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 32,54132.5k $59.2k $59.2k 0.00% Added +14.1k +14,069
26 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 29,49929.5k $53.7k $53.7k 0.00% Added +10.0k +9,964
27 Birch Hill Investment Advisors LLC 0.00% of their portfolio Boston, MA 27,29327.3k $49.7k $49.7k 0.00% Unchanged
28 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 25,00025.0k $45.5k $45.5k 0.00% Unchanged
29 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 16,80816.8k $30.6k $30.6k 0.00% Added +317 +317
30 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 16,22116.2k $29.5k $29.5k 0.00% Reduced -5.7k -5,743
31 Riverview Capital Advisers, LLC 0.01% of their portfolio BOSTON, MA 12,66912.7k $23.1k $23.1k 0.01% Unchanged
32 Wagner Wealth Management, LLC 0.00% of their portfolio GREENVILLE, SC 12,40012.4k $22.6k $22.6k 0.00% Unchanged
33 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 12,15612.2k $22.1k $22.1k 0.00% Unchanged
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 11,30911.3k $20.6k $20.6k 0.00% Reduced -3.6k -3,560
35 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 11,16911.2k $20.3k $20.3k 0.00% Unchanged
36 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 10,80010.8k $19.7k $19.7k 0.00% Unchanged
37 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,50410.5k $20.7k $20.7k 0.00% Reduced -54 -54
38 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,1793.2k $5.8k $5.8k 0.00% Reduced -28.8k -28,788
39 FMR LLC 0.00% of their portfolio BOSTON, MA 2,5392.5k $4.6k $4.6k 0.00% Reduced -4.0k -4,034
40 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,0001.0k $1.8k $1.8k 0.00% First filing
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 222222 $402 $402 0.00% Unchanged
42 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 186186 $339 $339 0.00% Reduced -50 -50
43 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 129129 $235 $235 0.00% Unchanged
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4545 $0 $0 0.00% Added +2 +2
45 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 44 $7 $7 0.00% Reduced -3 -3
46 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 44 $7 $7 0.00% Unchanged