Vault-13

SEA LTD SEALTD 1 12.01.24

NOTE 1.000%12/0 · US DOMESTIC · CUSIP 81141RAD2

11 institutional holders +1 vs Q1 2024
$51.7mprincipal reported held*
$70.3mreported value*
2 new 0 added 3 reduced 1 sold out net bought ≈ $5.2m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.2m this quarter). Holder counts are more reliable.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 8Q4 22: 7Q1 23: 9Q2 23: 8Q3 23: 9Q4 23: 9Q1 24: 10Q2 24: 1111Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 20228
Q4 20227
Q1 20239
Q2 20238
Q3 20239
Q4 20239
Q1 202410
Q2 202411

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
404Q4 22: 1 bought or addedQ4 22: 3 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 3 cut or sold outQ2 23: 1 bought or addedQ2 23: 3 cut or sold outQ2 23Q3 23: 1 bought or addedQ3 23: 3 cut or sold outQ4 23: 1 bought or addedQ4 23: 0 cut or sold outQ4 23Q1 24: 3 bought or addedQ1 24: 1 cut or sold outQ2 24: 2 bought or addedQ2 24: 4 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202213
Q1 202343
Q2 202313
Q3 202313
Q4 202310
Q1 202431
Q2 202424

Biggest buyers

CITIGROUP INC New +5,966,000+6.0m
EDMOND DE ROTHSCHILD HOLDING S.A. New +750,000+750.0k

Biggest sellers

Balyasny Asset Management L.P. Reduced -1,500,000-1.5m
DeepCurrents Investment Group LLC Reduced -1,000,000-1.0m
Verition Fund Management LLC Reduced -325,000-325.0k
ZAZOVE ASSOCIATES LLC Sold out -300,000-300.0k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Balyasny Asset Management L.P. 0.05% of their portfolio Chicago, IL 13,500,00013.5m $19.4m $19.4m 0.05% Reduced -1.5m -1,500,000
2 Calamos Advisors LLC 0.07% of their portfolio NAPERVILLE, IL 9,614,0009.6m $13.9m $13.9m 0.07% Unchanged
3 DeepCurrents Investment Group LLC 0.52% of their portfolio NEW YORK, NY 8,951,0009.0m $12.9m $12.9m 0.52% Reduced -1.0m -1,000,000
4 WOLVERINE ASSET MANAGEMENT LLC 0.17% of their portfolio CHICAGO, IL 6,221,0006.2m $9.0m $9.0m 0.17% Unchanged
5 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 5,966,0006.0m $8.6m $8.6m 0.01% New
6 Warberg Asset Management LLC 1.34% of their portfolio WINNETKA, IL 3,500,0003.5m $5.0m $5.0m 1.34% Unchanged
7 Verition Fund Management LLC 0.03% of their portfolio GREENWICH, CT 2,897,0002.9m $4.2m $4.2m 0.03% Reduced -325.0k -325,000
8 EDMOND DE ROTHSCHILD HOLDING S.A. 0.02% of their portfolio CHAMBESY, V8 750,000750.0k $1.1m $1.1m 0.02% New
9 FMR LLC 0.00% of their portfolio BOSTON, MA 221,000221.0k $316.8k $316.8k 0.00% Unchanged
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 40,00040.0k $48.0k $48.0k 0.00% Unchanged
11 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged