Vault-13

SEA LTD SEALTD 1 12.01.24

NOTE 1.000%12/0 · US DOMESTIC · CUSIP 81141RAD2

8 institutional holders -1 vs Q1 2023
$49.8mprincipal reported held*
$63.9mreported value*
0 new 1 added 2 reduced 1 sold out net bought ≈ $1.7m (-1.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.8m this quarter). Holder counts are more reliable.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0510Q3 22: 8Q4 22: 7Q1 23: 9Q2 23: 88Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20228
Q4 20227
Q1 20239
Q2 20238

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
404Q4 22: 1 bought or addedQ4 22: 3 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 3 cut or sold outQ1 23Q2 23: 1 bought or addedQ2 23: 3 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202213
Q1 202343
Q2 202313

Biggest buyers

WOLVERINE ASSET MANAGEMENT LLC Added +1,693,000+1.7m

Biggest sellers

FMR LLC Reduced -221,000-221.0k
JPMORGAN CHASE & CO Reduced -176,000-176.0k
MILLENNIUM MANAGEMENT LLC Sold out -1,000-1.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DeepCurrents Investment Group LLC 1.58% of their portfolio NEW YORK, NY 28,717,00028.7m $36.8m $36.8m 1.58% Unchanged
2 Calamos Advisors LLC 0.06% of their portfolio NAPERVILLE, IL 9,614,0009.6m $12.4m $12.4m 0.06% Unchanged
3 WOLVERINE ASSET MANAGEMENT LLC 0.15% of their portfolio CHICAGO, IL 6,221,0006.2m $8.0m $8.0m 0.15% Added +1.7m +1,693,000
4 Warberg Asset Management LLC 1.83% of their portfolio WINNETKA, IL 5,000,0005.0m $6.4m $6.4m 1.83% Unchanged
5 FMR LLC 0.00% of their portfolio BOSTON, MA 221,000221.0k $282.9k $282.9k 0.00% Reduced -221.0k -221,000
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 20,00020.0k $26.4k $26.4k 0.00% Reduced -176.0k -176,000
7 Verition Fund Management LLC 0.18% of their portfolio GREENWICH, CT 9,1829.2k $11.8m $11.8m 0.18% Unchanged
8 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged