Vault-13

SCHWAB STRATEGIC TR SCHP

US TIPS ETF · ETP · CUSIP 808524870

646 institutional holders -21 vs Q4 2023
153,449,399153.4m shares reported held*
$8.0bnreported value*
55 new 228 added 256 reduced 70 sold out net sold ≈ $46.4m (-11.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $52.17. Options: 4 managers hold calls ($6.2m notional), 1 hold puts ($250.4k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 696Q4 22: 700Q1 23: 661Q2 23: 653Q3 23: 617Q4 23: 667Q1 24: 646646Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022696
Q4 2022700
Q1 2023661
Q2 2023653
Q3 2023617
Q4 2023667
Q1 2024646

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 264 bought or addedQ4 22: 418 cut or sold outQ4 22Q1 23: 279 bought or addedQ1 23: 360 cut or sold outQ1 23Q2 23: 288 bought or addedQ2 23: 340 cut or sold outQ2 23Q3 23: 255 bought or addedQ3 23: 360 cut or sold outQ3 23Q4 23: 247 bought or addedQ4 23: 362 cut or sold outQ4 23Q1 24: 283 bought or addedQ1 24: 326 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022264418
Q1 2023279360
Q2 2023288340
Q3 2023255360
Q4 2023247362
Q1 2024283326

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ2 23 calls: $3.5mQ2 23 puts: $1.6mQ2 23P/C 0.45Q3 23 calls: $5.1mQ3 23 puts: $499.9kQ3 23P/C 0.10Q4 23 calls: $6.6mQ4 23 puts: $370.6kQ4 23P/C 0.06Q1 24 calls: $6.2mQ1 24 puts: $250.4kQ1 24P/C 0.04
Numbers
QuarterCallsPutsP/C
Q2 2023$3.5m$1.6m0.45
Q3 2023$5.1m$499.9k0.10
Q4 2023$6.6m$370.6k0.06
Q1 2024$6.2m$250.4k0.04

Biggest buyers

Empower Advisory Group, LLC Added +3,650,966+3.7m
EVOKE WEALTH, LLC Added +2,644,419+2.6m
MORGAN STANLEY Added +1,164,814+1.2m
NEPC LLC Added +1,080,131+1.1m
Jasper Ridge Partners, L.P. Added +797,252+797.3k
ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP Added +415,101+415.1k
Charles Schwab Investment Advisory, Inc. Added +393,715+393.7k
CENTRAL TRUST Co Added +268,632+268.6k
Almanack Investment Partners, LLC. Added +243,040+243.0k
Prime Capital Investment Advisors, LLC Added +171,470+171.5k

Biggest sellers

Cerity Partners LLC Reduced -10,230,077-10.2m
FRANKLIN RESOURCES INC Reduced -4,106,255-4.1m
Quadratic Capital Management LLC Reduced -2,155,174-2.2m
GOLDMAN SACHS GROUP INC Reduced -1,696,189-1.7m
BlueSky Wealth Advisors, LLC Sold out -601,327-601.3k
JPMORGAN CHASE & CO Reduced -552,008-552.0k
STATE STREET CORP Reduced -441,800-441.8k
Morningstar Investment Services LLC Reduced -272,656-272.7k
NOTTINGHAM ADVISORS, INC. Reduced -267,820-267.8k
ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC Sold out -262,657-262.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.0m96.0k shares
CITADEL ADVISORS LLC Reduced $902.4k17.3k shares
WOLVERINE TRADING, LLC Reduced $250.4k4.8k shares
Cutler Group LLC / CA Reduced $6.0k4.7k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $250.4k4.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 1.28% of their portfolio SAN FRANCISCO, CA 17,919,53017.9m $934.7m $934.7m 1.28% Added +393.7k +393,715
2 Empower Advisory Group, LLC 3.11% of their portfolio Greenwood Village, CO 15,928,75815.9m $830.8m $830.8m 3.11% Added +3.7m +3,650,966
3 Quadratic Capital Management LLC 96.57% of their portfolio GREENWICH, CT 12,277,57912.3m $640.4m $640.4m 96.57% Reduced -2.2m -2,155,174
4 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 9,488,3569.5m $494.9m $494.9m 0.02% Reduced -552.0k -552,008
5 SEI INVESTMENTS CO 0.41% of their portfolio OAKS, PA 5,321,1585.3m $277.6m $277.6m 0.41% Added +76.1k +76,063
6 VOYA INVESTMENT MANAGEMENT LLC 0.26% of their portfolio ATLANTA, GA 5,030,8825.0m $262.4m $262.4m 0.26% Reduced -238.7k -238,665
7 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,229,6824.2m $220.6m $220.6m 0.01% Added +1.2m +1,164,814
8 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 4,131,2184.1m $215.5m $215.5m 0.05% Reduced -1.7m -1,696,189
9 ALLIANCEBERNSTEIN L.P. 0.06% of their portfolio NASHVILLE, TN 3,349,0213.3m $174.7m $174.7m 0.06% Reduced -86.5k -86,518
10 Jasper Ridge Partners, L.P. 5.46% of their portfolio MENLO PARK, CA 3,330,9233.3m $173.7m $173.7m 5.46% Added +797.3k +797,252
11 Cerity Partners LLC 0.43% of their portfolio NEW YORK, NY 3,155,8963.2m $164.6m $164.6m 0.43% Reduced -10.2m -10,230,077
12 EVOKE WEALTH, LLC 4.12% of their portfolio Los Angeles, CA 2,653,5572.7m $138.4m $138.4m 4.12% Added +2.6m +2,644,419
13 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 2,651,8892.7m $138.3m $138.3m 0.03% Added +97.1k +97,069
14 Alesco Advisors, LLC, An ESL Co 4.45% of their portfolio Pittsford, NY 2,593,2842.6m $135.3m $135.3m 4.45% Added +52.6k +52,638
15 NEPC LLC 4.64% of their portfolio Boston, MA 2,582,0312.6m $134.7m $134.7m 4.64% Added +1.1m +1,080,131
16 CENTRAL TRUST Co 3.35% of their portfolio JEFFERSON CITY, MO 2,580,2332.6m $134.6m $134.6m 3.35% Added +268.6k +268,632
17 Perella Weinberg Partners Capital Management LP 10.24% of their portfolio NEW YORK, NY 1,948,2751.9m $101.6m $101.6m 10.24% Reduced -25.9k -25,919
18 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,744,1161.7m $91.0m $91.0m 0.03% Added +738 +738
19 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,703,9841.7m $88.7m $88.7m 0.02% Reduced -174.0k -174,044
20 Sensible Financial Planning & Management, LLC. 16.72% of their portfolio WALTHAM, MA 1,449,4631.4m $75.6m $75.6m 16.72% Added +67.4k +67,407
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.18% of their portfolio PLYMOUTH, MN 1,300,4481.3m $67.8m $67.8m 0.18% Reduced -37.1k -37,121
22 Wealthfront Advisers LLC 0.22% of their portfolio Palo Alto, CA 1,232,1781.2m $64.3m $64.3m 0.22% Reduced -18.4k -18,405
23 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,177,2541.2m $61.4m $61.4m 0.02% Reduced -23.6k -23,610
24 Elm Partners Management LLC 4.72% of their portfolio Philadelphia, PA 1,142,5111.1m $59.6m $59.6m 4.72% Reduced -28.5k -28,457
25 US BANCORP \DE\ 0.07% of their portfolio MINNEAPOLIS, MN 1,028,3251.0m $53.6m $53.6m 0.07% Reduced -179.9k -179,931
26 Prime Capital Investment Advisors, LLC 0.69% of their portfolio OVERLAND PARK, KS 952,786952.8k $49.7m $49.7m 0.69% Added +171.5k +171,470
27 Litman Gregory Wealth Management LLC 4.45% of their portfolio LARKSPUR, CA 940,968941.0k $49.1m $49.1m 4.45% Reduced -27.5k -27,526
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 903,893903.9k $47.1m $47.1m 0.00% Reduced -26 -26
29 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 876,555876.6k $45.7m $45.7m 0.01% Reduced -127.7k -127,659
30 Lutz Financial Services LLC 3.77% of their portfolio OMAHA, NE 828,563828.6k $43.2m $43.2m 3.77% Added +3.5k +3,540
31 Fund Evaluation Group, LLC 2.56% of their portfolio CINCINNATI, OH 783,165783.2k $40.9m $40.9m 2.56% Added +11.0k +11,000
32 STEPHENS GROUP ASSET MANAGEMENT, LLC 3.56% of their portfolio LITTLE ROCK, AR 747,068747.1k $39.0m $39.0m 3.56% Added +8.0k +8,039
33 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 742,130742.1k $38.7m $38.7m 0.01% Reduced -21.9k -21,936
34 Temasek Holdings (Private) Ltd 0.20% of their portfolio SINGAPORE, U0 705,000705.0k $36.8m $36.8m 0.20% Unchanged
35 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 680,172680.2k $35.5m $35.5m 0.00% Reduced -441.8k -441,800
36 Wealthcare Advisory Partners LLC 1.14% of their portfolio WEST CHESTER, PA 665,628665.6k $34.7m $34.7m 1.14% Added +3.7k +3,720
37 LifeGuide Financial Advisors, LLC 16.85% of their portfolio MECHANICSBURG, PA 641,282641.3k $33.4m $33.4m 16.85% Added +38.1k +38,128
38 Pure Financial Advisors, LLC 1.03% of their portfolio SAN DIEGO, CA 633,330633.3k $33.0m $33.0m 1.03% Added +40.5k +40,543
39 Full Sail Capital, LLC 2.26% of their portfolio OKLAHOMA CITY, OK 621,769621.8k $32.4m $32.4m 2.26% Added +62.7k +62,706
40 ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP 1.82% of their portfolio Altamonte Springs, FL 597,701597.7k $31.2m $31.2m 1.82% Added +415.1k +415,101
41 Korea Investment CORP 0.08% of their portfolio SEOUL, M5 580,000580.0k $30.3m $30.3m 0.08% Unchanged
42 Arax Advisory Partners 3.18% of their portfolio NEW YORK, NY 578,691578.7k $30.2m $30.2m 3.18% Added +26.1k +26,076
43 Financial Architects, LLC 20.01% of their portfolio WOODSTOCK, GA 554,133554.1k $28.9m $28.9m 20.01% Added +71.9k +71,925
44 Matrix Trust Co 6.41% of their portfolio DENVER, CO 543,135543.1k $28.3m $28.3m 6.41% Added +1.3k +1,260
45 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 525,180525.2k $27.4m $27.4m 0.03% Added +63.4k +63,416
46 ASSETMARK, INC 0.08% of their portfolio CONCORD, CA 488,530488.5k $25.5m $25.5m 0.08% Added +37.6k +37,593
47 Advisory Alpha, LLC 1.03% of their portfolio HOLLAND, MI 483,126483.1k $25.2m $25.2m 1.03% Added +40.6k +40,616
48 Joseph Group Capital Management 12.62% of their portfolio COLUMBUS, OH 482,782482.8k $25.2m $25.2m 12.62% Added +53.3k +53,287
49 Savant Capital, LLC 0.29% of their portfolio ROCKFORD, IL 477,591477.6k $24.9m $24.9m 0.29% Reduced -23.6k -23,618
50 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 475,497475.5k $24.8m $24.8m 0.01% Reduced -60.4k -60,401
51 SUMITOMO LIFE INSURANCE CO 0.62% of their portfolio TOKYO, M0 457,800457.8k $23.7m $23.7m 0.62% Added +142.0k +142,000
52 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 446,360446.4k $23.3m $23.3m 0.03% Reduced -41.0k -41,001
53 Navalign, LLC 7.43% of their portfolio ENCINO, CA 429,825429.8k $22.4m $22.4m 7.43% Added +61.1k +61,075
54 Willow Creek Wealth Management Inc. 2.46% of their portfolio Sebastopol, CA 403,566403.6k $21.1m $21.1m 2.46% Added +49.1k +49,125
55 MARSHALL FINANCIAL GROUP INC /ADV 6.83% of their portfolio DOYLESTOWN, PA 396,921396.9k $20.7m $20.7m 6.83% Added +23.1k +23,055
56 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 4.51% of their portfolio GLASTONBURY, CT 377,939377.9k $19.7m $19.7m 4.51% Added +10.1k +10,116
57 Carolina Wealth Advisors, LLC 10.63% of their portfolio MYRTLE BEACH, SC 376,032376.0k $19.6m $19.6m 10.63% Added +24.2k +24,239
58 Kohmann Bosshard Financial Services, LLC 2.51% of their portfolio FAIRLAWN, OH 346,259346.3k $18.1m $18.1m 2.51% Added +124.8k +124,831
59 CAPE COD FIVE CENTS SAVINGS BANK 1.73% of their portfolio HYANNIS, MA 343,806343.8k $17.9m $17.9m 1.73% Added +17.3k +17,322
60 ALTFEST L J & CO INC 2.52% of their portfolio NEW YORK, NY 341,151341.2k $17.8m $17.8m 2.52% Added +103.1k +103,136
61 ALM First Financial Advisors, LLC 2.87% of their portfolio DALLAS, TX 340,000340.0k $17.7m $17.7m 2.87% Unchanged
62 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 339,044339.0k $17.7m $17.7m 0.03% Unchanged
63 FOSTER & MOTLEY INC 1.20% of their portfolio CINCINNATI, OH 335,228335.2k $17.5m $17.5m 1.20% Added +38.7k +38,728
64 Avior Wealth Management, LLC 0.81% of their portfolio OMAHA, NE 334,688334.7k $17.5m $17.5m 0.81% Added +22.3k +22,310
65 Financial Engines Advisors L.L.C. 0.04% of their portfolio SANTA CLARA, CA 320,241320.2k $16.7m $16.7m 0.04% Reduced -7.4k -7,408
66 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 318,190318.2k $16.6m $16.6m 0.04% Added +156.3k +156,298
67 Robinswood Financial LLC 7.03% of their portfolio KIRKLAND, WA 317,798317.8k $16.4m $16.4m 7.03% Reduced -1.5k -1,487
68 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 306,215306.2k $16.0m $16.0m 0.01% Added +29.8k +29,750
69 Almanack Investment Partners, LLC. 2.68% of their portfolio WAYNE, PA 301,336301.3k $15.7m $15.7m 2.68% Added +243.0k +243,040
70 Asset Management Group, Inc. 2.81% of their portfolio STAMFORD, CT 287,220287.2k $15.0m $15.0m 2.81% Reduced -2.0k -2,050
71 Steward Partners Investment Advisory, LLC 0.16% of their portfolio STAMFORD, CT 273,548273.5k $14.3m $14.3m 0.16% Added +42.4k +42,357
72 Morningstar Investment Services LLC 0.15% of their portfolio CHICAGO, IL 270,074270.1k $14.1m $14.1m 0.15% Reduced -272.7k -272,656
73 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 261,644261.6k $13.6m $13.6m 0.02% Added +15.6k +15,648
74 SAGE FINANCIAL GROUP INC 1.17% of their portfolio W. CONSHOHOCKEN, PA 249,256249.3k $13.0m $13.0m 1.17% Added +701 +701
75 FIFTH THIRD BANCORP 0.05% of their portfolio CINCINNATI, OH 239,525239.5k $12.5m $12.5m 0.05% Reduced -27.8k -27,834
76 Peak Financial Management, Inc. 3.88% of their portfolio WELLESLEY, MA 234,881234.9k $12.3m $12.3m 3.88% Added +3.9k +3,871
77 Marotta Asset Management 2.53% of their portfolio CHARLOTTESVILLE, VA 234,770234.8k $12.2m $12.2m 2.53% Added +9.3k +9,337
78 Walker Financial Services, Inc. 9.84% of their portfolio BOWLING GREEN, KY 229,660229.7k $12.0m $12.0m 9.84% Added +18.5k +18,539
79 PROFFITT & GOODSON INC 2.12% of their portfolio KNOXVILLE, TN 228,719228.7k $11.9m $11.9m 2.12% Added +1.3k +1,326
80 Eagle Ridge Investment Management 1.09% of their portfolio STAMFORD, CT 227,428227.4k $11.9m $11.9m 1.09% Added +5.1k +5,144
81 WEALTH MANAGEMENT RESOURCES, INC. 5.11% of their portfolio SMITHFIELD, RI 226,548226.5k $11.8m $11.8m 5.11% Added +4.5k +4,450
82 Pacific Capital Wealth Advisors, Inc. 2.71% of their portfolio CORONA, CA 220,476220.5k $11.5m $11.5m 2.71% Reduced -8.3k -8,270
83 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 210,627210.6k $11.0m $11.0m 0.00% Reduced -4.1m -4,106,255
84 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 205,108205.1k $10.7m $10.7m 0.03% Added +4.3k +4,294
85 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 200,596200.6k $10.5m $10.5m 0.02% Reduced -4.9k -4,927
86 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 200,552200.6k $10.5m $10.5m 0.04% Reduced -27.4k -27,354
87 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 196,691196.7k $10.3m $10.3m 0.02% Added +12.7k +12,743
88 McAdam, LLC 0.62% of their portfolio Philadelphia, PA 184,672184.7k $9.6m $9.6m 0.62% Added +8.9k +8,905
89 Modera Wealth Management, LLC 0.15% of their portfolio WESTWOOD, NJ 184,553184.6k $9.6m $9.6m 0.15% Added +9.8k +9,768
90 Wealthspire Advisors, LLC 0.13% of their portfolio NEW YORK, NY 181,954182.0k $9.5m $9.5m 0.13% Reduced -19.7k -19,668
91 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 179,459179.5k $9.4m $9.4m 0.02% Reduced -56.7k -56,658
92 Annapolis Financial Services, LLC 3.04% of their portfolio ANNAPOLIS, MD 176,910176.9k $9.2m $9.2m 3.04% Reduced -28.8k -28,846
93 WEALTHCARE CAPITAL MANAGEMENT LLC 1.00% of their portfolio RICHMOND, VA 173,333173.3k $9.0m $9.0m 1.00% Added +3.5k +3,482
94 West Family Investments, Inc. 2.85% of their portfolio CARLSBAD, CA 169,365169.4k $9.2m $9.2m 2.85% Unchanged
95 Altiora Financial Group, LLC 2.37% of their portfolio LEBANON, OH 167,065167.1k $8.7m $8.7m 2.37% Reduced -85 -85
96 Signet Investment Advisory Group, Inc. 4.75% of their portfolio Providence, RI 166,628166.6k $8.7m $8.7m 4.75% Added +1.5k +1,515
97 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 163,436163.4k $8.5m $8.5m 0.01% Added +7.0k +6,998
98 Summit Trail Advisors, LLC 0.22% of their portfolio NEW YORK, NY 160,720160.7k $8.4m $8.4m 0.22% Reduced -13.2k -13,178
99 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 160,550160.6k $8.4m $8.4m 0.02% Reduced -167.8k -167,849
100 Transamerica Financial Advisors, LLC 0.85% of their portfolio CEDAR RAPIDS, IA 159,234159.2k $8.3m $8.3m 0.85% Added +159.2k +159,218