Vault-13

SCHWAB STRATEGIC TR SCHO

SHT TM US TRES · ETP · CUSIP 808524862

586 institutional holders -15 vs Q1 2024
176,497,082176.5m shares reported held*
$8.5bnreported value*
43 new 241 added 221 reduced 64 sold out net sold ≈ $289.9m (-6.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.09. Options: 1 managers hold calls ($2.0m notional), 1 hold puts ($1.6m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 529Q4 22: 565Q1 23: 574Q2 23: 583Q3 23: 575Q4 23: 600Q1 24: 601Q2 24: 586586Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022529
Q4 2022565
Q1 2023574
Q2 2023583
Q3 2023575
Q4 2023600
Q1 2024601
Q2 2024586

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 266 bought or addedQ4 22: 272 cut or sold outQ4 22Q1 23: 280 bought or addedQ1 23: 270 cut or sold outQ2 23: 283 bought or addedQ2 23: 267 cut or sold outQ2 23Q3 23: 260 bought or addedQ3 23: 284 cut or sold outQ4 23: 263 bought or addedQ4 23: 291 cut or sold outQ4 23Q1 24: 300 bought or addedQ1 24: 280 cut or sold outQ2 24: 284 bought or addedQ2 24: 285 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022266272
Q1 2023280270
Q2 2023283267
Q3 2023260284
Q4 2023263291
Q1 2024300280
Q2 2024284285

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 23 calls: $411.9kQ3 23 puts: $4.8kQ3 23P/C 0.01Q4 23 calls: $1.1mQ4 23 puts: $373.1kQ4 23P/C 0.34Q1 24 calls: $660.5kQ1 24 puts: $969.0kQ1 24P/C 1.47Q2 24 calls: $2.0mQ2 24 puts: $1.6mQ2 24P/C 0.81
Numbers
QuarterCallsPutsP/C
Q3 2023$411.9k$4.8k0.01
Q4 2023$1.1m$373.1k0.34
Q1 2024$660.5k$969.0k1.47
Q2 2024$2.0m$1.6m0.81

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +824,695+824.7k
LPL Financial LLC Added +634,343+634.3k
ASSETMARK, INC Added +471,469+471.5k
Stratos Wealth Advisors, LLC Added +451,263+451.3k
World Investment Advisors New +342,700+342.7k
BNP PARIBAS FINANCIAL MARKETS Added +277,706+277.7k
TORONTO DOMINION BANK New +200,000+200.0k
ENVESTNET ASSET MANAGEMENT INC Added +182,056+182.1k
RENAISSANCE TECHNOLOGIES LLC Added +164,465+164.5k
Savant Capital, LLC Added +159,547+159.5k

Biggest sellers

MORGAN STANLEY Reduced -3,153,472-3.2m
SCS Capital Management LLC Reduced -1,491,751-1.5m
Greenline Partners, LLC Reduced -899,493-899.5k
AMERIPRISE FINANCIAL INC Reduced -890,099-890.1k
EVERMAY WEALTH MANAGEMENT LLC Reduced -729,300-729.3k
WELLINGTON MANAGEMENT GROUP LLP Sold out -506,165-506.2k
ROYAL BANK OF CANADA Reduced -448,669-448.7k
JPMORGAN CHASE & CO Reduced -345,368-345.4k
Morningstar Investment Management LLC Reduced -340,069-340.1k
Johnson Financial Group, LLC Reduced -308,231-308.2k

Biggest calls

CITADEL ADVISORS LLC Added $2.0m42.0k shares

Biggest puts

CITADEL ADVISORS LLC Added $1.6m33.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.35% of their portfolio CHARLOTTE, NC 75,385,78375.4m $3.6bn $3.6bn 0.35% Added +824.7k +824,695
2 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 18,167,04618.2m $874.4m $874.4m 0.04% Reduced -345.4k -345,368
3 AMERIPRISE FINANCIAL INC 0.14% of their portfolio MINNEAPOLIS, MN 10,631,41710.6m $507.8m $507.8m 0.14% Reduced -890.1k -890,099
4 SEI INVESTMENTS CO 0.52% of their portfolio OAKS, PA 7,598,9487.6m $365.7m $365.7m 0.52% Added +144.5k +144,515
5 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 3,190,1193.2m $153.5m $153.5m 0.05% Added +182.1k +182,056
6 STIFEL FINANCIAL CORP 0.16% of their portfolio ST. LOUIS, MO 2,871,3582.9m $138.2m $138.2m 0.16% Added +119.6k +119,580
7 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 2,850,1532.9m $137.2m $137.2m 0.03% Reduced -300.5k -300,542
8 Wealthfront Advisers LLC 0.30% of their portfolio Palo Alto, CA 1,875,8411.9m $90.3m $90.3m 0.30% Added +68.4k +68,376
9 Clearwater Capital Advisors, LLC 8.77% of their portfolio HOFFMAN ESTATES, IL 1,720,3261.7m $82.8m $82.8m 8.77% Added +24.1k +24,054
10 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,678,3231.7m $80.8m $80.8m 0.04% Added +634.3k +634,343
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,550,0001.6m $74.6m $74.6m 0.00% Unchanged
12 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,394,4711.4m $67.1m $67.1m 0.01% Reduced -3.2m -3,153,472
13 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 1,354,8771.4m $65.2m $65.2m 0.04% Added +100.1k +100,052
14 SCS Capital Management LLC 1.31% of their portfolio BOSTON, MA 1,296,5231.3m $62.4m $62.4m 1.31% Reduced -1.5m -1,491,751
15 MERCER GLOBAL ADVISORS INC /ADV 0.16% of their portfolio DENVER, CO 1,205,7421.2m $58.0m $58.0m 0.16% Reduced -179.1k -179,097
16 Morningstar Investment Management LLC 5.92% of their portfolio CHICAGO, IL 1,177,0081.2m $56.6m $56.6m 5.92% Reduced -340.1k -340,069
17 MCF Advisors LLC 4.29% of their portfolio LEXINGTON, KY 1,176,1401.2m $56.6m $56.6m 4.29% Added +52.1k +52,133
18 RENAISSANCE TECHNOLOGIES LLC 0.08% of their portfolio NEW YORK, NY 1,028,0001.0m $49.5m $49.5m 0.08% Added +164.5k +164,465
19 Bangor Savings Bank 3.79% of their portfolio BANGOR, ME 787,092787.1k $37.9m $37.9m 3.79% Added +16.4k +16,432
20 West Coast Financial LLC 4.48% of their portfolio SANTA BARBARA, CA 785,835785.8k $37.8m $37.8m 4.48% Added +148.0k +148,021
21 FINANCIAL COUNSELORS INC 0.57% of their portfolio Overland Park, KS 731,806731.8k $35.2m $35.2m 0.57% Reduced -131.1k -131,143
22 BRANDYWINE OAK PRIVATE WEALTH LLC 3.56% of their portfolio Kennett Square, PA 718,369718.4k $34.6m $34.6m 3.56% Added +36.1k +36,083
23 United Capital Management of KS, Inc. 7.58% of their portfolio SALINA, KS 714,524714.5k $34.4m $34.4m 7.58% Added +109.6k +109,628
24 Moisand Fitzgerald Tamayo, LLC 5.13% of their portfolio ORLANDO, FL 711,305711.3k $34.2m $34.2m 5.13% Added +69.5k +69,530
25 FIDUCIARY FINANCIAL GROUP, LLC 7.72% of their portfolio SAN RAFAEL, CA 661,774661.8k $32.0m $32.0m 7.72% First filing
26 TruNorth Capital Management, LLC 9.69% of their portfolio KALAMAZOO, MI 620,902620.9k $29.9m $29.9m 9.69% Added +54.4k +54,370
27 High Probability Advisors, LLC 5.08% of their portfolio Pittsford, NY 582,306582.3k $28.0m $28.0m 5.08% Added +26.4k +26,442
28 MassMutual Private Wealth & Trust, FSB 0.83% of their portfolio Windsor, CT 569,306569.3k $27.4m $27.4m 0.83% Reduced -126.9k -126,856
29 FLC Capital Advisors 6.72% of their portfolio PALM DESERT, CA 567,106567.1k $27.3m $27.3m 6.72% Reduced -153.3k -153,343
30 DAVENPORT & Co LLC 0.17% of their portfolio RICHMOND, VA 564,088564.1k $27.1m $27.1m 0.17% Reduced -4.5k -4,521
31 Passive Capital Management, LLC. 9.83% of their portfolio BALTIMORE, MD 550,408550.4k $26.5m $26.5m 9.83% Added +34.9k +34,865
32 ASSETMARK, INC 0.08% of their portfolio CONCORD, CA 539,609539.6k $26.0m $26.0m 0.08% Added +471.5k +471,469
33 Busey Bank 0.89% of their portfolio URBANA, IL 538,027538.0k $25.9m $25.9m 0.89% Reduced -58.6k -58,561
34 Altiora Financial Group, LLC 6.18% of their portfolio LEBANON, OH 534,530534.5k $25.7m $25.7m 6.18% Added +3.3k +3,272
35 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 526,990527.0k $25.4m $25.4m 0.01% Reduced -9.2k -9,171
36 Stratos Wealth Advisors, LLC 1.23% of their portfolio BEACHWOOD, OH 517,701517.7k $24.9m $24.9m 1.23% Added +451.3k +451,263
37 LVW Advisors, LLC 3.57% of their portfolio PITTSFORD, NY 503,278503.3k $24.2m $24.2m 3.57% Added +129.6k +129,570
38 STEPHENS GROUP ASSET MANAGEMENT, LLC 2.14% of their portfolio LITTLE ROCK, AR 486,612486.6k $23.4m $23.4m 2.14% Added +15.7k +15,713
39 Apella Capital, LLC 0.99% of their portfolio WEST HARTFORD, CT 461,455461.5k $22.2m $22.2m 0.99% Added +84 +84
40 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 436,242436.2k $21.0m $21.0m 0.04% Added +3.1k +3,093
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 430,826430.8k $20.7m $20.7m 0.05% Added +33.1k +33,120
42 LEAVELL INVESTMENT MANAGEMENT, INC. 1.13% of their portfolio MOBILE, AL 424,099424.1k $20.4m $20.4m 1.13% Added +29.8k +29,763
43 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 420,912420.9k $20.3m $20.3m 0.03% Added +17.1k +17,098
44 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 404,734404.7k $19.5m $19.5m 0.03% Added +9.3k +9,323
45 Williams Financial, LLC 12.28% of their portfolio NORTH BENNINGTON, VT 383,094383.1k $18.4m $18.4m 12.28% Added +535 +535
46 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 382,945382.9k $18.4m $18.4m 0.03% Added +132.1k +132,094
47 Avior Wealth Management, LLC 0.78% of their portfolio OMAHA, NE 376,616376.6k $18.1m $18.1m 0.78% Added +8.9k +8,927
48 Towneley Capital Management, Inc / DE 4.23% of their portfolio LAGUNA HILLS, CA 374,297374.3k $18.0m $18.0m 4.23% Added +15.6k +15,558
49 Northeast Financial Group, Inc. 7.67% of their portfolio Allentown, PA 371,803371.8k $17.9m $17.9m 7.67% Added +27.2k +27,220
50 Courage Miller Partners, LLC 5.99% of their portfolio NORFOLK, VA 346,143346.1k $16.7m $16.7m 5.99% Reduced -1.8k -1,762
51 World Investment Advisors 1.03% of their portfolio LINCROFT, NJ 342,700342.7k $16.5m $16.5m 1.03% New
52 UBS Group AG 0.00% of their portfolio ZURICH, V8 329,871329.9k $15.9m $15.9m 0.00% Added +4.7k +4,749
53 Charles Schwab Trust Co 1.46% of their portfolio HENDERSON, NV 328,664328.7k $15.8m $15.8m 1.46% Added +29.9k +29,893
54 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 323,565323.6k $15.6m $15.6m 0.06% Reduced -5.1k -5,128
55 Greenline Partners, LLC 2.35% of their portfolio NEW YORK, NY 322,006322.0k $15.4m $15.4m 2.35% Reduced -899.5k -899,493
56 Robinswood Financial LLC 5.80% of their portfolio KIRKLAND, WA 297,946297.9k $14.3m $14.3m 5.80% Added +4.5k +4,488
57 American Capital Advisory, LLC 10.07% of their portfolio KETCHUM, ID 290,979291.0k $14.1m $14.1m 10.07% Added +89.8k +89,765
58 First National Trust Co 0.57% of their portfolio Johnstown, PA 287,349287.3k $13.8m $13.8m 0.57% Reduced -44.5k -44,512
59 Marotta Asset Management 2.84% of their portfolio CHARLOTTESVILLE, VA 286,269286.3k $13.7m $13.7m 2.84% Reduced -15.6k -15,557
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 286,115286.1k $13.8m $13.8m 0.01% Reduced -9.9k -9,897
61 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 283,900283.9k $13.7m $13.7m 0.01% Added +277.7k +277,706
62 Farther Finance Advisors, LLC 0.63% of their portfolio SAN FRANCISCO, CA 271,733271.7k $13.0m $13.0m 0.63% Added +10.8k +10,823
63 Journey Advisory Group, LLC 1.56% of their portfolio COVINGTON, KY 271,724271.7k $13.1m $13.1m 1.56% Added +39.3k +39,295
64 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 269,629269.6k $13.0m $13.0m 0.03% Added +10.2k +10,238
65 Pure Financial Advisors, LLC 0.36% of their portfolio SAN DIEGO, CA 267,025267.0k $12.9m $12.9m 0.36% Added +7.4k +7,424
66 Resonant Capital Advisors, LLC 1.00% of their portfolio Madison, WI 257,084257.1k $12.4m $12.4m 1.00% Added +24.4k +24,391
67 DEBUSSY CAPITAL MANAGEMENT LP 3.48% of their portfolio CHICAGO, IL 254,126254.1k $12.2m $12.2m 3.48% Reduced -10.6k -10,561
68 BALLAST ADVISORS LLC 3.84% of their portfolio WOODBURY, MN 251,532251.5k $12.1m $12.1m 3.84% Added +130.4k +130,448
69 AlphaStar Capital Management, LLC 1.11% of their portfolio CORNELIUS, NC 250,318250.3k $12.0m $12.0m 1.11% Reduced -6.4k -6,362
70 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 248,843248.8k $12.0m $12.0m 0.01% Reduced -12.8k -12,815
71 AdvisorNet Financial, Inc 1.06% of their portfolio MINNETONKA, MN 242,215242.2k $11.7m $11.7m 1.06% Added +115 +115
72 Valley Financial Group, Inc. 8.43% of their portfolio AMBLER, PA 238,205238.2k $11.5m $11.5m 8.43% Added +10.2k +10,167
73 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 234,560234.6k $11.3m $11.3m 0.00% Reduced -448.7k -448,669
74 TOWNSQUARE CAPITAL LLC 0.15% of their portfolio Lehi, UT 231,166231.2k $11.1m $11.1m 0.15% Added +14.5k +14,488
75 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 228,957229.0k $11.0m $11.0m 0.03% Reduced -73.7k -73,728
76 Waverly Advisors, LLC 0.21% of their portfolio BIRMINGHAM, AL 224,105224.1k $10.8m $10.8m 0.21% Reduced -9.5k -9,451
77 BROWN WEALTH MANAGEMENT, LLC 4.34% of their portfolio NAPERVILLE, IL 223,527223.5k $10.8m $10.8m 4.34% Added +17.8k +17,833
78 Bouchey Financial Group, Ltd. 1.00% of their portfolio TROY, NY 219,328219.3k $10.6m $10.6m 1.00% Reduced -36.3k -36,268
79 HARBOUR INVESTMENTS, INC. 0.34% of their portfolio MADISON, WI 208,856208.9k $10.1m $10.1m 0.34% Added +26.6k +26,558
80 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 204,631204.6k $9.8m $9.8m 0.03% Reduced -83.5k -83,546
81 Evensky & Katz LLC 0.68% of their portfolio CORAL GABLES, FL 201,587201.6k $9.7m $9.7m 0.68% Reduced -18.8k -18,786
82 Dakota Wealth Management 0.23% of their portfolio PALM BEACH GARDENS, FL 200,013200.0k $9.6m $9.6m 0.23% Reduced -3.5k -3,548
83 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 200,000200.0k $9.6m $9.6m 0.02% New
84 Main Street Group, LTD 3.98% of their portfolio GLEN ALLEN, VA 199,754199.8k $9.6m $9.6m 3.98% Added +6.3k +6,326
85 Galvin, Gaustad & Stein, LLC 0.89% of their portfolio Scottsdale, AZ 198,686198.7k $9.6m $9.6m 0.89% Added +7.1k +7,099
86 Mariner, LLC 0.02% of their portfolio Overland Park, KS 196,493196.5k $9.5m $9.5m 0.02% Added +8.9k +8,912
87 Meridian Wealth Partners, LLC 1.63% of their portfolio EXTON, PA 191,642191.6k $9.2m $9.2m 1.63% Added +7.0k +7,008
88 Roundview Capital LLC 0.73% of their portfolio PRINCETON, NJ 191,482191.5k $9.2m $9.2m 0.73% Reduced -4.5k -4,545
89 Savant Capital, LLC 0.09% of their portfolio ROCKFORD, IL 187,615187.6k $9.0m $9.0m 0.09% Added +159.5k +159,547
90 Avidian Wealth Enterprises, LLC 0.43% of their portfolio Houston, TX 185,522185.5k $8.9m $8.9m 0.43% Added +2.4k +2,392
91 DEAN INVESTMENT ASSOCIATES, LLC 1.19% of their portfolio BEAVERCREEK, OH 174,346174.3k $8.4m $8.4m 1.19% Reduced -3.6k -3,602
92 Merit Financial Group, LLC 0.18% of their portfolio ALPHARETTA, GA 172,801172.8k $8.3m $8.3m 0.18% Reduced -114.4k -114,426
93 B. Riley Wealth Advisors, Inc. 0.21% of their portfolio MEMPHIS, TN 170,337170.3k $8.2m $8.2m 0.21% Added +7.0k +7,043
94 Alesco Advisors, LLC, An ESL Co 0.27% of their portfolio Pittsford, NY 169,833169.8k $8.2m $8.2m 0.27% Reduced -7.6k -7,627
95 Peterson Wealth Advisors, LLC 1.59% of their portfolio Orem, UT 157,893157.9k $7.6m $7.6m 1.59% Added +1.7k +1,726
96 Abacus Planning Group, Inc. 1.47% of their portfolio COLUMBIA, SC 157,465157.5k $7.6m $7.6m 1.47% Reduced -964 -964
97 Mutual Advisors, LLC 0.23% of their portfolio OMAHA, NE 156,235156.2k $7.6m $7.6m 0.23% Added +19.6k +19,642
98 Dynamic Advisor Solutions LLC 0.24% of their portfolio PHOENIX, AZ 155,821155.8k $7.5m $7.5m 0.24% Added +364 +364
99 SMI Advisory Services, LLC 1.83% of their portfolio COLUMBUS, IN 153,940153.9k $7.4m $7.4m 1.83% Reduced -1.5k -1,542
100 MBM WEALTH CONSULTANTS, LLC 2.49% of their portfolio CHESTERFIELD, MO 151,511151.5k $7.3m $7.3m 2.49% Reduced -7.5k -7,499