Vault-13

SCHWAB STRATEGIC TR SCHO

SHT TM US TRES · ETP · CUSIP 808524862

565 institutional holders +36 vs Q3 2022
160,648,993160.6m shares reported held*
$7.7bnreported value*
72 new 194 added 211 reduced 61 sold out net bought ≈ $584.7m (+12.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.97. Options: 1 managers hold calls ($19.3k notional), 1 hold puts ($19.3k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 529Q4 22: 565565Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022529
Q4 2022565

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $455.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $19.3kQ4 22 puts: $19.3kQ4 22P/C 1.00
Numbers
QuarterCallsPutsP/C
Q3 2022$455.0k$00.00
Q4 2022$19.3k$19.3k1.00

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +17,813,374+17.8m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +1,384,232+1.4m
Edgehill Endowment Partners, LLC Added +1,100,877+1.1m
MORGAN STANLEY Added +954,175+954.2k
Mount Lucas Management LP New +744,029+744.0k
Tidal Investments LLC New +690,087+690.1k
ENVESTNET ASSET MANAGEMENT INC Added +638,743+638.7k
Thrivent Financial for Lutherans Added +516,009+516.0k
ROYAL BANK OF CANADA Added +503,687+503.7k
United Capital Management of KS, Inc. Added +469,403+469.4k

Biggest sellers

JPMORGAN CHASE & CO Reduced -6,923,149-6.9m
GOLDMAN SACHS GROUP INC Reduced -1,283,307-1.3m
JANE STREET GROUP, LLC Sold out -1,258,537-1.3m
AMERIPRISE FINANCIAL INC Reduced -1,157,605-1.2m
Quantum Capital Management, LLC / NJ Reduced -1,061,852-1.1m
Reliant Wealth Planning Sold out -752,328-752.3k
ASSETMARK, INC Reduced -738,021-738.0k
Roberts Financial Services LLC Reduced -462,786-462.8k
Pasadena Private Wealth, LLC Sold out -447,509-447.5k
Roof Eidam Maycock Peralta, LLC Reduced -384,381-384.4k

Biggest calls

CITADEL ADVISORS LLC New $19.3k400 shares

Biggest puts

CITADEL ADVISORS LLC New $19.3k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.42% of their portfolio CHARLOTTE, NC 68,631,71668.6m $3.3bn $3.3bn 0.42% Added +17.8m +17,813,374
2 AMERIPRISE FINANCIAL INC 0.21% of their portfolio MINNEAPOLIS, MN 12,815,29612.8m $618.2m $618.2m 0.21% Reduced -1.2m -1,157,605
3 JPMORGAN CHASE & CO 0.07% of their portfolio NEW YORK, NY 10,925,08110.9m $527.0m $527.0m 0.07% Reduced -6.9m -6,923,149
4 SEI INVESTMENTS CO 0.68% of their portfolio OAKS, PA 6,311,4516.3m $304.5m $304.5m 0.68% Added +38.9k +38,933
5 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.05% of their portfolio SAN FRANCISCO, CA 3,310,5223.3m $159.7m $159.7m 0.05% Added +1.4m +1,384,232
6 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,424,7332.4m $117.0m $117.0m 0.06% Added +638.7k +638,743
7 STIFEL FINANCIAL CORP 0.15% of their portfolio ST. LOUIS, MO 2,009,5502.0m $96.9m $96.9m 0.15% Reduced -10.5k -10,487
8 Morningstar Investment Management LLC 14.11% of their portfolio CHICAGO, IL 1,730,9441.7m $83.5m $83.5m 14.11% Added +173.8k +173,843
9 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,659,2121.7m $80.0m $80.0m 0.01% Added +954.2k +954,175
10 Hamilton Capital, LLC 4.97% of their portfolio COLUMBUS, OH 1,592,2801.6m $76.8m $76.8m 4.97% Reduced -24.0k -23,993
11 Pacific Sage Partners, LLC 21.54% of their portfolio EDMONDS, WA 1,344,9601.3m $64.9m $64.9m 21.54% First filing
12 Edgehill Endowment Partners, LLC 14.01% of their portfolio HAMDEN, CT 1,334,1971.3m $64.4m $64.4m 14.01% Added +1.1m +1,100,877
13 COMMERCE BANK 0.44% of their portfolio KANSAS CITY, MO 1,129,1831.1m $54.5m $54.5m 0.44% Added +95.2k +95,217
14 Fund Evaluation Group, LLC 0.80% of their portfolio CINCINNATI, OH 1,011,1861.0m $6.5m $6.5m 0.80% Reduced -222.0k -222,034
15 DAVENPORT & Co LLC 0.40% of their portfolio RICHMOND, VA 1,000,4341.0m $48.3m $48.3m 0.40% Reduced -42.9k -42,893
16 BRANDYWINE OAK PRIVATE WEALTH LLC 6.00% of their portfolio Kennett Square, PA 998,487998.5k $48.2m $48.2m 6.00% Added +186.5k +186,516
17 Alesco Advisors, LLC, An ESL Co 1.75% of their portfolio Pittsford, NY 937,548937.5k $45.2m $45.2m 1.75% Reduced -228.4k -228,424
18 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 885,726885.7k $42.7m $42.7m 0.09% Added +50.3k +50,302
19 MCF Advisors LLC 4.31% of their portfolio LEXINGTON, KY 875,422875.4k $42.2m $42.2m 4.31% Added +224.9k +224,879
20 MERCER GLOBAL ADVISORS INC /ADV 0.21% of their portfolio DENVER, CO 874,024874.0k $42.2m $42.2m 0.21% Added +136.0k +136,034
21 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 856,552856.6k $41.3m $41.3m 0.08% Added +422.0k +422,022
22 Thrivent Financial for Lutherans 0.10% of their portfolio Minneapolis, MN 823,146823.1k $39.7m $39.7m 0.10% Added +516.0k +516,009
23 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 794,415794.4k $38.3m $38.3m 0.04% Reduced -160.6k -160,610
24 UBS Group AG 0.02% of their portfolio ZURICH, V8 770,062770.1k $37.1m $37.1m 0.02% Added +425.3k +425,256
25 Bell Investment Advisors, Inc 9.12% of their portfolio ORINDA, CA 759,658759.7k $36.6m $36.6m 9.12% Added +113.8k +113,772
26 Mount Lucas Management LP 11.76% of their portfolio Newtown, PA 744,029744.0k $35.9m $35.9m 11.76% New
27 Bangor Savings Bank 4.11% of their portfolio BANGOR, ME 714,655714.7k $34.5m $34.5m 4.11% Reduced -35.5k -35,519
28 COLTON GROOME FINANCIAL ADVISORS, LLC 16.59% of their portfolio ASHEVILLE, NC 701,340701.3k $33.8m $33.8m 16.59% Reduced -381.3k -381,274
29 Tidal Investments LLC 1.28% of their portfolio Milwaukee, WI 690,087690.1k $33.3m $33.3m 1.28% New
30 FLC Capital Advisors 10.26% of their portfolio PALM DESERT, CA 683,931683.9k $33.0m $33.0m 10.26% Added +375.2k +375,172
31 Compass Ion Advisors, LLC 8.48% of their portfolio CONSHOHOCKEN, PA 683,928683.9k $33.0m $33.0m 8.48% Added +30.5k +30,454
32 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 670,566670.6k $32.3m $32.3m 0.01% Added +503.7k +503,687
33 MANCHESTER FINANCIAL INC 7.99% of their portfolio Westlake Village, CA 612,359612.4k $29.5m $29.5m 7.99% Added +5.0k +4,983
34 Traverso Chambers Private Wealth Management, LLC 8.12% of their portfolio SANTA ROSA, CA 585,279585.3k $28.2m $28.2m 8.12% Added +131.4k +131,414
35 Apella Capital, LLC 2.41% of their portfolio WEST HARTFORD, CT 547,489547.5k $26.4m $26.4m 2.41% Reduced -55.8k -55,840
36 United Capital Management of KS, Inc. 9.56% of their portfolio SALINA, KS 480,057480.1k $23.2m $23.2m 9.56% Added +469.4k +469,403
37 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 1.58% of their portfolio RICHMOND, VA 445,661445.7k $21.5m $21.5m 1.58% Added +6.7k +6,656
38 Altiora Financial Group, LLC 10.48% of their portfolio LEBANON, OH 435,348435.3k $21.0m $21.0m 10.48% First filing
39 Evensky & Katz LLC 1.89% of their portfolio CORAL GABLES, FL 434,908434.9k $21.0m $21.0m 1.89% Added +126.1k +126,079
40 High Probability Advisors, LLC 5.69% of their portfolio Pittsford, NY 431,025431.0k $20.8m $20.8m 5.69% Reduced -7.4k -7,404
41 Passive Capital Management, LLC. 9.41% of their portfolio BALTIMORE, MD 428,577428.6k $20.7m $20.7m 9.41% Added +3.0k +2,966
42 Invst, LLC 3.09% of their portfolio INDIANAPOLIS, IN 408,772408.8k $19.9m $19.9m 3.09% Added +20.8k +20,824
43 Heartwood Wealth Advisors LLC 3.05% of their portfolio RICHMOND, VA 403,806403.8k $19.5m $19.5m 3.05% Reduced -30.6k -30,612
44 TRUSTCORE FINANCIAL SERVICES, LLC 1.68% of their portfolio BRENTWOOD, TN 396,562396.6k $19.1m $19.1m 1.68% Reduced -28.2k -28,206
45 IFS Advisors, LLC 31.05% of their portfolio OVERLAND PARK, KS 372,342372.3k $18.0m $18.0m 31.05% Added +15.4k +15,389
46 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 366,538366.5k $17.7m $17.7m 0.01% Reduced -1.3m -1,283,307
47 LEAVELL INVESTMENT MANAGEMENT, INC. 1.32% of their portfolio MOBILE, AL 365,775365.8k $17.6m $17.6m 1.32% Reduced -2.6k -2,577
48 West Coast Financial LLC 2.98% of their portfolio SANTA BARBARA, CA 364,827364.8k $17.6m $17.6m 2.98% Reduced -106.5k -106,466
49 STEPHENS GROUP ASSET MANAGEMENT, LLC 1.91% of their portfolio LITTLE ROCK, AR 347,854347.9k $16.8m $16.8m 1.91% Reduced -6.1k -6,142
50 LVW Advisors, LLC 3.52% of their portfolio PITTSFORD, NY 347,471347.5k $16.8m $16.8m 3.52% Added +147.4k +147,434
51 Courage Miller Partners, LLC 7.40% of their portfolio NORFOLK, VA 332,977333.0k $16.1m $16.1m 7.40% Reduced -87.4k -87,372
52 Marotta Asset Management 3.81% of their portfolio CHARLOTTESVILLE, VA 328,750328.8k $15.9m $15.9m 3.81% Reduced -18.7k -18,748
53 Krilogy Financial LLC 1.50% of their portfolio ST. LOUIS, MO 326,207326.2k $15.7m $15.7m 1.50% Added +263.7k +263,661
54 Empowered Funds, LLC 1.00% of their portfolio NEWTOWN SQUARE, PA 318,685318.7k $15.4m $15.4m 1.00% New
55 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 302,458302.5k $14.6m $14.6m 0.02% Reduced -21.4k -21,394
56 Roundview Capital LLC 1.65% of their portfolio PRINCETON, NJ 299,822299.8k $14.5m $14.5m 1.65% Reduced -31.3k -31,323
57 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 299,355299.4k $14.4m $14.4m 0.01% Added +111.5k +111,539
58 Meridian Wealth Partners, LLC 3.32% of their portfolio EXTON, PA 297,323297.3k $14.3m $14.3m 3.32% Added +4.1k +4,137
59 Bouchey Financial Group, Ltd. 2.01% of their portfolio TROY, NY 289,983290.0k $14.0m $14.0m 2.01% New
60 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 289,579289.6k $14.0m $14.0m 0.00% Reduced -120.7k -120,741
61 Avior Wealth Management, LLC 1.04% of their portfolio OMAHA, NE 286,926286.9k $13.8m $13.8m 1.04% Added +1.0k +1,037
62 First National Trust Co 0.70% of their portfolio Johnstown, PA 274,695274.7k $13.3m $13.3m 0.70% Reduced -32.5k -32,475
63 Northeast Financial Group, Inc. 10.44% of their portfolio Allentown, PA 273,143273.1k $13.2m $13.2m 10.44% Added +56.8k +56,798
64 HARVEST GROUP WEALTH MANAGEMENT, LLC 8.54% of their portfolio WALTHAM, MA 269,751269.8k $13.0m $13.0m 8.54% Reduced -27.4k -27,354
65 Mason & Associates Inc 4.11% of their portfolio LOS ANGELES, CA 266,672266.7k $12.9m $12.9m 4.11% Reduced -11.9k -11,894
66 World Investment Advisors 2.85% of their portfolio LINCROFT, NJ 258,041258.0k $12.4m $12.4m 2.85% Added +27.4k +27,370
67 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 247,205247.2k $11.9m $11.9m 0.02% Added +166.0k +166,025
68 ASSET PLANNING CORPORATION 8.81% of their portfolio KNOXVILLE, TN 219,472219.5k $10.6m $10.6m 8.81% Added +8.1k +8,101
69 Krane Funds Advisors LLC 0.42% of their portfolio NEW YORK, NY 215,000215.0k $10.4m $10.4m 0.42% Unchanged
70 Abacus Planning Group, Inc. 2.81% of their portfolio COLUMBIA, SC 212,826212.8k $10.3m $10.3m 2.81% Reduced -30.6k -30,619
71 Comprehensive Wealth Management, LLC 9.10% of their portfolio LYNNWOOD, WA 204,961205.0k $9.9m $9.9m 9.10% Added +1.9k +1,932
72 Roberts Financial Services LLC 2.54% of their portfolio MARQUETTE, MI 203,409203.4k $9.8m $9.8m 2.54% Reduced -462.8k -462,786
73 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 197,381197.4k $9.5m $9.5m 0.06% Added +4.8k +4,806
74 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 196,515196.5k $9.5m $9.5m 0.02% Added +22.0k +22,014
75 Successful Portfolios LLC 5.89% of their portfolio CLEARWATER, FL 187,310187.3k $9.0m $9.0m 5.89% Added +1.8k +1,833
76 Pure Financial Advisors, LLC 0.46% of their portfolio SAN DIEGO, CA 185,365185.4k $8.9m $8.9m 0.46% Added +161.7k +161,688
77 Soltis Investment Advisors LLC 1.16% of their portfolio ST. GEORGE, UT 182,738182.7k $8.8m $8.8m 1.16% Added +9.8k +9,777
78 Charles Schwab Trust Co 1.15% of their portfolio HENDERSON, NV 180,375180.4k $8.7m $8.7m 1.15% Added +107.3k +107,304
79 Corrigan Financial, Inc. 3.18% of their portfolio MIDDLETOWN, RI 180,339180.3k $8.7m $8.7m 3.18% Reduced -17.5k -17,482
80 DEAN INVESTMENT ASSOCIATES, LLC 1.47% of their portfolio BEAVERCREEK, OH 178,947178.9k $8.6m $8.6m 1.47% Added +207 +207
81 Cornerstone Wealth Advisors, Inc. 3.32% of their portfolio EDINA, MN 177,226177.2k $8.5m $8.5m 3.32% Reduced -51.3k -51,282
82 Allworth Financial LP 0.09% of their portfolio FOLSOM, CA 173,413173.4k $8.4m $8.4m 0.09% Added +161.6k +161,562
83 Moisand Fitzgerald Tamayo, LLC 1.90% of their portfolio ORLANDO, FL 172,579172.6k $8.3m $8.3m 1.90% Added +15.3k +15,289
84 Financial & Tax Architects, LLC 2.85% of their portfolio ST LOUIS, MO 171,986172.0k $8.4m $8.4m 2.85% Added +525 +525
85 Seneca Financial Advisors LLC 5.22% of their portfolio ROCHESTER, NY 171,081171.1k $8.3m $8.3m 5.22% Added +87.1k +87,147
86 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 168,685168.7k $8.1m $8.1m 0.04% Reduced -238.4k -238,438
87 Dynamic Advisor Solutions LLC 0.54% of their portfolio PHOENIX, AZ 163,016163.0k $7.9m $7.9m 0.54% Added +88.3k +88,307
88 HARBOUR INVESTMENTS, INC. 0.47% of their portfolio MADISON, WI 161,217161.2k $7.8m $7.8m 0.47% Added +63.2k +63,184
89 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 161,178161.2k $7.8m $7.8m 0.02% Reduced -16.8k -16,775
90 B. Riley Wealth Advisors, Inc. 0.21% of their portfolio MEMPHIS, TN 158,814158.8k $7.7m $7.7m 0.21% Added +23.5k +23,474
91 Carnegie Investment Counsel 0.32% of their portfolio PEPPER PIKE, OH 155,060155.1k $7.5m $7.5m 0.32% Reduced -79.1k -79,118
92 AlphaStar Capital Management, LLC 0.75% of their portfolio CORNELIUS, NC 153,328153.3k $7.4m $7.4m 0.75% Reduced -44.5k -44,477
93 Tradition Wealth Management, LLC 1.03% of their portfolio EDINA, MN 151,010151.0k $7.3m $7.3m 1.03% Added +3.2k +3,216
94 Mariner, LLC 0.02% of their portfolio Overland Park, KS 148,241148.2k $7.2m $7.2m 0.02% Added +53.7k +53,690
95 CreativeOne Wealth, LLC 0.38% of their portfolio OVERLAND PARK, KS 143,847143.8k $6.9m $6.9m 0.38% Reduced -7.7k -7,693
96 Roof Eidam Maycock Peralta, LLC 2.42% of their portfolio San Francisco, CA 141,778141.8k $6.8m $6.8m 2.42% Reduced -384.4k -384,381
97 Greenline Partners, LLC 1.34% of their portfolio NEW YORK, NY 141,142141.1k $6.8m $6.8m 1.34% New
98 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 140,702140.7k $6.8m $6.8m 0.01% Added +35.8k +35,758
99 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 140,152140.2k $6.8m $6.8m 0.04% Reduced -16.7k -16,659
100 Blume Capital Management, Inc. 2.28% of their portfolio BERKELEY, CA 139,449139.4k $6.7m $6.7m 2.28% Added +111.7k +111,749