Vault-13

SCHWAB STRATEGIC TR SCHR

INT-TRM U.S TRES · ETP · CUSIP 808524854

385 institutional holders -3 vs Q2 2024
179,866,539179.9m shares reported held*
$9.0bnreported value*
34 new 188 added 98 reduced 40 sold out net bought ≈ $1.9bn (+38.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.23. Options: 1 managers hold calls ($60.7k notional), 1 hold puts ($845.0k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 332Q4 22: 357Q1 23: 371Q2 23: 365Q3 23: 370Q4 23: 393Q1 24: 373Q2 24: 388Q3 24: 385385Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022332
Q4 2022357
Q1 2023371
Q2 2023365
Q3 2023370
Q4 2023393
Q1 2024373
Q2 2024388
Q3 2024385

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 155 bought or addedQ4 22: 181 cut or sold outQ1 23: 184 bought or addedQ1 23: 161 cut or sold outQ1 23Q2 23: 208 bought or addedQ2 23: 148 cut or sold outQ3 23: 204 bought or addedQ3 23: 146 cut or sold outQ3 23Q4 23: 187 bought or addedQ4 23: 171 cut or sold outQ1 24: 195 bought or addedQ1 24: 178 cut or sold outQ1 24Q2 24: 212 bought or addedQ2 24: 143 cut or sold outQ3 24: 222 bought or addedQ3 24: 138 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022155181
Q1 2023184161
Q2 2023208148
Q3 2023204146
Q4 2023187171
Q1 2024195178
Q2 2024212143
Q3 2024222138

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ4 23 calls: $164.1kQ4 23 puts: $154.1kQ4 23P/C 0.94Q1 24 calls: $152.1kQ1 24 puts: $220.7kQ1 24P/C 1.45Q2 24 calls: $112.2kQ2 24 puts: $360.9kQ2 24P/C 3.22Q3 24 calls: $60.7kQ3 24 puts: $845.0kQ3 24P/C 13.92
Numbers
QuarterCallsPutsP/C
Q4 2023$164.1k$154.1k0.94
Q1 2024$152.1k$220.7k1.45
Q2 2024$112.2k$360.9k3.22
Q3 2024$60.7k$845.0k13.92

Biggest buyers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +24,494,209+24.5m
BANK OF AMERICA CORP /DE/ Added +3,506,370+3.5m
JANE STREET GROUP, LLC Added +1,953,258+2.0m
BANK OF MONTREAL /CAN/ Added +1,104,765+1.1m
Cornerstone Wealth Advisors, Inc. Added +651,848+651.8k
ROYAL BANK OF CANADA Added +555,984+556.0k
DIVERSIFY WEALTH MANAGEMENT, LLC Added +552,011+552.0k
AMERIPRISE FINANCIAL INC Added +522,880+522.9k
CWM, LLC Added +509,812+509.8k
Northwest Capital Management Inc Added +509,461+509.5k

Biggest sellers

Thrivent Financial for Lutherans Sold out -171,637-171.6k
Vident Advisory, LLC Sold out -165,695-165.7k
FLPUTNAM INVESTMENT MANAGEMENT CO Reduced -132,430-132.4k
JPMORGAN CHASE & CO Reduced -132,228-132.2k
Creative Planning Reduced -107,846-107.8k
GOLDMAN SACHS GROUP INC Sold out -53,546-53.5k
Allworth Financial LP Reduced -37,691-37.7k
CAMBRIDGE ASSOCIATES LLC /MA/ /ADV Sold out -36,963-37.0k
TD PRIVATE CLIENT WEALTH LLC Reduced -36,095-36.1k
Kingsview Wealth Management, LLC Reduced -33,332-33.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $60.7k1.2k shares

Biggest puts

CITADEL ADVISORS LLC Added $845.0k16.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 1.04% of their portfolio SAN FRANCISCO, CA 107,666,399107.7m $5.4bn $5.4bn 1.04% Added +24.5m +24,494,209
2 ROYAL BANK OF CANADA 0.12% of their portfolio TORONTO, A6 10,677,68510.7m $540.3m $540.3m 0.12% Added +556.0k +555,984
3 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 5,188,0285.2m $254.5m $254.5m 0.07% Added +522.9k +522,880
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,086,0094.1m $206.8m $206.8m 0.02% Added +3.5m +3,506,370
5 STIFEL FINANCIAL CORP 0.21% of their portfolio ST. LOUIS, MO 3,898,6753.9m $197.3m $197.3m 0.21% Added +159.0k +159,043
6 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,794,4062.8m $141.4m $141.4m 0.01% Reduced -132.2k -132,228
7 JANE STREET GROUP, LLC 0.17% of their portfolio NEW YORK, NY 2,049,3432.0m $103.7m $103.7m 0.17% Added +2.0m +1,953,258
8 Cornerstone Wealth Advisors, Inc. 22.07% of their portfolio EDINA, MN 1,569,1391.6m $79.4m $79.4m 22.07% Added +651.8k +651,848
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,450,0001.4m $73.4m $73.4m 0.00% Unchanged
10 Pacific Sage Partners, LLC 15.18% of their portfolio EDMONDS, WA 1,260,7421.3m $63.8m $63.8m 15.18% Reduced -13.4k -13,440
11 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 1,260,2281.3m $63.9m $63.9m 0.03% Added +1.1m +1,104,765
12 Madison Asset Management, LLC 0.62% of their portfolio MADISON, WI 1,095,0571.1m $55.4m $55.4m 0.62% Added +111.1k +111,144
13 Northwest Capital Management Inc 19.91% of their portfolio Lake Oswego, OR 1,092,1941.1m $55.3m $55.3m 19.91% Added +509.5k +509,461
14 CWM, LLC 0.24% of their portfolio OMAHA, NE 1,079,4291.1m $54.6m $54.6m 0.24% Added +509.8k +509,812
15 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.12% of their portfolio PLYMOUTH, MN 1,060,9961.1m $53.7m $53.7m 0.12% Added +16.0k +15,960
16 Avidian Wealth Enterprises, LLC 2.33% of their portfolio Houston, TX 1,015,7441.0m $51.4m $51.4m 2.33% Added +20.8k +20,785
17 Intelligence Driven Advisers, LLC 7.11% of their portfolio CARLSBAD, CA 982,569982.6k $49.7m $49.7m 7.11% Reduced -11.2k -11,195
18 Crane Advisory, LLC 8.83% of their portfolio FULLERTON, CA 980,394980.4k $48.8m $48.8m 8.83% Added +1.1k +1,077
19 Resonant Capital Advisors, LLC 3.23% of their portfolio Madison, WI 868,687868.7k $44.0m $44.0m 3.23% Added +101.3k +101,317
20 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 860,307860.3k $43.5m $43.5m 0.01% Reduced -17.2k -17,181
21 Moisand Fitzgerald Tamayo, LLC 5.30% of their portfolio ORLANDO, FL 763,667763.7k $38.6m $38.6m 5.30% Added +18.2k +18,233
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 753,226753.2k $38.1m $38.1m 0.00% Added +156.2k +156,162
23 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 722,037722.0k $36.5m $36.5m 0.06% Unchanged
24 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 704,397704.4k $35.6m $35.6m 0.04% Reduced -107.8k -107,846
25 Allworth Financial LP 0.21% of their portfolio FOLSOM, CA 686,442686.4k $34.7m $34.7m 0.21% Reduced -37.7k -37,691
26 Clearstead Advisors, LLC 0.54% of their portfolio CLEVELAND, OH 683,617683.6k $34.6m $34.6m 0.54% Added +53.3k +53,333
27 West Coast Financial LLC 3.77% of their portfolio SANTA BARBARA, CA 678,055678.1k $34.3m $34.3m 3.77% Added +78.4k +78,426
28 FOSTER & MOTLEY INC 2.07% of their portfolio CINCINNATI, OH 643,896643.9k $32.6m $32.6m 2.07% Added +57.5k +57,505
29 BlackRock, Inc. 0.00% of their portfolio New York, NY 614,408614.4k $31.1m $31.1m 0.00% First filing
30 DIVERSIFY WEALTH MANAGEMENT, LLC 1.37% of their portfolio SANDY, UT 574,464574.5k $14.2m $14.2m 1.37% Added +552.0k +552,011
31 FLC Capital Advisors 6.66% of their portfolio PALM DESERT, CA 570,155570.2k $28.8m $28.8m 6.66% Added +11.9k +11,886
32 Busey Bank 0.89% of their portfolio URBANA, IL 538,724538.7k $27.3m $27.3m 0.89% Reduced -24.8k -24,794
33 Beacon Wealthcare LLC 10.80% of their portfolio RALEIGH, NC 529,003529.0k $26.8m $26.8m 10.80% Added +32.4k +32,416
34 Bouchey Financial Group, Ltd. 2.27% of their portfolio TROY, NY 502,873502.9k $25.4m $25.4m 2.27% Added +105.9k +105,883
35 WestHill Financial Advisors, Inc. 5.61% of their portfolio San Rafael, CA 494,411494.4k $25.0m $25.0m 5.61% Added +19.9k +19,918
36 First National Trust Co 0.95% of their portfolio Johnstown, PA 485,900485.9k $24.6m $24.6m 0.95% Added +41.3k +41,283
37 Galvin, Gaustad & Stein, LLC 2.14% of their portfolio Scottsdale, AZ 474,775474.8k $24.0m $24.0m 2.14% Added +18.3k +18,292
38 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 420,523420.5k $21.3m $21.3m 0.01% Added +69.4k +69,374
39 DAVENPORT & Co LLC 0.12% of their portfolio RICHMOND, VA 416,177416.2k $21.1m $21.1m 0.12% Added +20.1k +20,096
40 Stokes Family Office, LLC 2.21% of their portfolio NEW ORLEANS, LA 399,330399.3k $20.2m $20.2m 2.21% Added +63.3k +63,313
41 FINANCIAL COUNSELORS INC 0.29% of their portfolio Overland Park, KS 386,936386.9k $19.6m $19.6m 0.29% Added +191.6k +191,581
42 Tradition Wealth Management, LLC 1.70% of their portfolio EDINA, MN 376,064376.1k $19.0m $19.0m 1.70% Added +9.3k +9,334
43 Your Advocates Ltd., LLP 7.37% of their portfolio HOUSTON, TX 370,949370.9k $18.8m $18.8m 7.37% Reduced -4.1k -4,069
44 WT Wealth Management 2.94% of their portfolio SCOTTSDALE, AZ 369,146369.1k $9.2m $9.2m 2.94% Added +297.9k +297,863
45 SeaBridge Investment Advisors LLC 4.53% of their portfolio SUMMIT, NJ 366,249366.2k $18.5m $18.5m 4.53% New
46 HC Advisors, LLC 14.89% of their portfolio SANDY SPRINGS, GA 357,917357.9k $18.1m $18.1m 14.89% Added +40.1k +40,064
47 AlphaStar Capital Management, LLC 1.42% of their portfolio CORNELIUS, NC 354,192354.2k $17.9m $17.9m 1.42% Added +21.0k +21,018
48 Altiora Financial Group, LLC 3.81% of their portfolio LEBANON, OH 340,164340.2k $17.2m $17.2m 3.81% Reduced -3.6k -3,575
49 Greenline Partners, LLC 2.44% of their portfolio NEW YORK, NY 337,467337.5k $17.1m $17.1m 2.44% Added +8.8k +8,759
50 Centric Wealth Management 2.13% of their portfolio CHICAGO, IL 329,584329.6k $8.0m $8.0m 2.13% New
51 High Probability Advisors, LLC 2.72% of their portfolio Pittsford, NY 315,450315.4k $16.0m $16.0m 2.72% New
52 MassMutual Private Wealth & Trust, FSB 0.45% of their portfolio Windsor, CT 312,155312.2k $15.8m $15.8m 0.45% Added +173.8k +173,799
53 Empowered Funds, LLC 0.24% of their portfolio NEWTOWN SQUARE, PA 306,351306.4k $15.5m $15.5m 0.24% Added +176.7k +176,683
54 Tennessee Valley Asset Management Partners 1.35% of their portfolio KNOXVILLE, TN 305,910305.9k $8.2m $8.2m 1.35% Added +117.3k +117,323
55 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 280,322280.3k $14.2m $14.2m 0.03% Added +17.3k +17,302
56 Morningstar Investment Services LLC 0.14% of their portfolio CHICAGO, IL 279,607279.6k $14.2m $14.2m 0.14% Reduced -4.8k -4,808
57 Marshall Financial Group, LLC 3.38% of their portfolio Hunt Valley, MD 279,305279.3k $14.1m $14.1m 3.38% Added +2.3k +2,286
58 One Degree Advisors Inc 5.50% of their portfolio SAN DIEGO, CA 257,445257.4k $13.1m $13.1m 5.50% Added +133.5k +133,487
59 Advisory Alpha, LLC 0.44% of their portfolio HOLLAND, MI 245,304245.3k $12.4m $12.4m 0.44% Added +16.4k +16,364
60 Stratos Wealth Advisors, LLC 0.56% of their portfolio BEACHWOOD, OH 240,144240.1k $12.2m $12.2m 0.56% Reduced -8.6k -8,643
61 PURE PORTFOLIOS HOLDINGS LLC 4.58% of their portfolio LAKE OSWEGO, OR 239,508239.5k $12.1m $12.1m 4.58% First filing
62 STABLEFORD CAPITAL II LLC 2.26% of their portfolio SCOTTSDALE, AZ 227,250227.2k $5.7m $5.7m 2.26% New
63 LAKE STREET ADVISORS GROUP, LLC 0.51% of their portfolio PORTSMOUTH, NH 218,601218.6k $11.1m $11.1m 0.51% Added +24.0k +24,000
64 Morton Brown Family Wealth, LLC 3.93% of their portfolio ALLENTOWN, PA 218,320218.3k $11.0m $11.0m 3.93% Added +16.3k +16,349
65 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 217,590217.6k $5.4m $5.4m 0.00% Added +2.7k +2,712
66 Mariner, LLC 0.02% of their portfolio Overland Park, KS 207,597207.6k $10.5m $10.5m 0.02% Added +8.6k +8,586
67 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 205,290205.3k $10.4m $10.4m 0.00% Added +6.8k +6,772
68 SWS Partners 3.20% of their portfolio COLUMBUS, OH 198,261198.3k $10.0m $10.0m 3.20% Reduced -2.8k -2,846
69 SENTINEL PENSION ADVISORS, LLC 1.87% of their portfolio WAKEFIELD, MA 192,267192.3k $9.7m $9.7m 1.87% Added +22.2k +22,193
70 Act Two Investors LLC 1.68% of their portfolio SANTA CRUZ, CA 176,065176.1k $8.9m $8.9m 1.68% Added +11.0k +10,989
71 Fiduciary Alliance LLC 1.16% of their portfolio GREENVILLE, SC 172,579172.6k $8.7m $8.7m 1.16% Added +20.4k +20,399
72 McAdam, LLC 0.48% of their portfolio Philadelphia, PA 170,030170.0k $8.6m $8.6m 0.48% Reduced -31.9k -31,883
73 Darrow Company, Inc. 4.55% of their portfolio Needham, MA 154,537154.5k $7.8m $7.8m 4.55% Added +7.8k +7,750
74 EXENCIAL WEALTH ADVISORS, LLC 0.28% of their portfolio OKLAHOMA CITY, OK 154,075154.1k $7.8m $7.8m 0.28% Added +15.1k +15,051
75 Focus Financial Network, Inc. 0.32% of their portfolio MINNEAPOLIS, MN 153,379153.4k $7.8m $7.8m 0.32% Added +13.5k +13,495
76 Summit Financial, LLC 0.30% of their portfolio PARSIPPANY, NJ 152,209152.2k $7.7m $7.7m 0.30% New
77 CREATIVE FINANCIAL DESIGNS INC /ADV 0.65% of their portfolio KOKOMO, IN 151,707151.7k $7.7m $7.7m 0.65% Added +149.7k +149,706
78 SIMA Wealth Partners, LLC 6.54% of their portfolio NORTH CHESTERFIELD, VA 148,897148.9k $7.5m $7.5m 6.54% Added +16.1k +16,063
79 Kingsview Wealth Management, LLC 0.15% of their portfolio GRANTS PASS, OR 141,563141.6k $7.2m $7.2m 0.15% Reduced -33.3k -33,332
80 FLPUTNAM INVESTMENT MANAGEMENT CO 0.12% of their portfolio PORTLAND, ME 134,696134.7k $6.8m $6.8m 0.12% Reduced -132.4k -132,430
81 CreativeOne Wealth, LLC 0.22% of their portfolio OVERLAND PARK, KS 128,156128.2k $6.5m $6.5m 0.22% Added +12.8k +12,773
82 Oakwell Private Wealth Management, LLC 1.86% of their portfolio Austin, TX 127,680127.7k $6.5m $6.5m 1.86% Reduced -27.0k -27,028
83 Independent Solutions Wealth Management, LLC 1.43% of their portfolio Williamsville, NY 124,606124.6k $6.3m $6.3m 1.43% Added +12.3k +12,261
84 LIBRA WEALTH LLC 2.51% of their portfolio LOS GATOS, CA 124,347124.3k $6.3m $6.3m 2.51% Unchanged
85 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 116,247116.2k $5.9m $5.9m 0.01% Added +94.9k +94,924
86 ADVOCATE GROUP LLC 1.05% of their portfolio MINNETONKA, MN 114,131114.1k $5.8m $5.8m 1.05% Added +12.6k +12,615
87 Code Waechter LLC 5.44% of their portfolio TAMPA, FL 112,821112.8k $5.7m $5.7m 5.44% First filing
88 IHT Wealth Management, LLC 0.16% of their portfolio Chicago, IL 112,649112.6k $5.7m $5.7m 0.16% Added +32.3k +32,305
89 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 111,376111.4k $5.6m $5.6m 0.02% Added +3.6k +3,597
90 Walkner Condon Financial Advisors LLC 1.12% of their portfolio MADISON, WI 108,460108.5k $5.5m $5.5m 1.12% Added +11.6k +11,633
91 GenWealth Group, Inc. 1.22% of their portfolio Maplewood, NJ 104,685104.7k $5.3m $5.3m 1.22% Added +8.2k +8,193
92 BENJAMIN EDWARDS INC 0.08% of their portfolio Clayton, MO 104,238104.2k $5.3m $5.3m 0.08% Added +103.9k +103,930
93 LexAurum Advisors, LLC 1.12% of their portfolio OVERLAND PARK, KS 100,696100.7k $5.1m $5.1m 1.12% Added +15.5k +15,463
94 Blake Schutter Theil Wealth Advisors, LLC 3.58% of their portfolio DAYTON, OH 98,57398.6k $5.0m $5.0m 3.58% First filing
95 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 98,15898.2k $5.0m $5.0m 0.00% Added +35.6k +35,604
96 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 97,29197.3k $4.9m $4.9m 0.01% Added +1.4k +1,449
97 Heritage Wealth Management, Inc. /CA/ 4.44% of their portfolio SAN DIEGO, CA 97,24397.2k $4.9m $4.9m 4.44% Reduced -237 -237
98 MYECFO, LLC 2.55% of their portfolio La Jolla, CA 93,20093.2k $4.7m $4.7m 2.55% Added +2.2k +2,234
99 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 91,54991.5k $4.6m $4.6m 0.01% New
100 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.41% of their portfolio LEAWOOD, KS 91,31891.3k $4.6m $4.6m 1.41% Added +42.3k +42,302