Vault-13

SCHWAB STRATEGIC TR SCHR

INT-TRM U.S TRES · ETP · CUSIP 808524854

357 institutional holders +25 vs Q3 2022
134,909,234134.9m shares reported held*
$6.6bnreported value*
54 new 101 added 139 reduced 42 sold out net sold ≈ $466.9m (-9.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.25.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 332Q4 22: 357357Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022332
Q4 2022357

Biggest buyers

GOLDMAN SACHS GROUP INC Added +1,654,683+1.7m
AMERIPRISE FINANCIAL INC Added +421,625+421.6k
MORGAN STANLEY Added +413,179+413.2k
Greenline Partners, LLC Added +367,514+367.5k
KilterHowling LLC New +292,813+292.8k
ROYAL BANK OF CANADA Added +236,437+236.4k
Bouchey Financial Group, Ltd. New +202,967+203.0k
AlphaStar Capital Management, LLC New +185,300+185.3k
Spectrum Asset Management, Inc. (NB/CA) Added +167,066+167.1k
Marshall Financial Group, LLC New +128,329+128.3k

Biggest sellers

JPMORGAN CHASE & CO Reduced -7,273,910-7.3m
Charles Schwab Investment Advisory, Inc. Reduced -2,331,791-2.3m
FLOW TRADERS U.S. LLC Reduced -878,256-878.3k
Madison Asset Management, LLC Reduced -709,645-709.6k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -536,266-536.3k
Financial Engines Advisors L.L.C. Reduced -515,581-515.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -274,961-275.0k
Tidal Investments LLC Reduced -181,731-181.7k
ASSETMARK, INC Reduced -166,709-166.7k
Quantum Capital Management, LLC / NJ Sold out -151,982-152.0k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 6.37% of their portfolio SAN FRANCISCO, CA 76,774,75476.8m $3.8bn $3.8bn 6.37% Reduced -2.3m -2,331,791
2 JPMORGAN CHASE & CO 0.07% of their portfolio NEW YORK, NY 10,199,22110.2m $502.1m $502.1m 0.07% Reduced -7.3m -7,273,910
3 LPL Financial LLC 0.42% of their portfolio FORT MILL, SC 9,948,8159.9m $489.8m $489.8m 0.42% Added +30.5k +30,513
4 ROYAL BANK OF CANADA 0.07% of their portfolio TORONTO, A6 4,411,6254.4m $217.2m $217.2m 0.07% Added +236.4k +236,437
5 STIFEL FINANCIAL CORP 0.19% of their portfolio ST. LOUIS, MO 2,531,6312.5m $124.6m $124.6m 0.19% Reduced -64.2k -64,153
6 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 2,336,3292.3m $115.0m $115.0m 0.04% Added +421.6k +421,625
7 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 2,136,7862.1m $105.2m $105.2m 0.03% Added +1.7m +1,654,683
8 BerganKDV Wealth Management, LLC 8.81% of their portfolio BLOOMINGTON, MN 1,651,8651.7m $81.3m $81.3m 8.81% Reduced -42.2k -42,160
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,450,0001.4m $71.5m $71.5m 0.00% Unchanged
10 Madison Asset Management, LLC 0.63% of their portfolio MADISON, WI 821,291821.3k $40.4m $40.4m 0.63% Reduced -709.6k -709,645
11 Hilton Capital Management, LLC 5.23% of their portfolio Garden City, NY 808,578808.6k $39.7m $39.7m 5.23% Unchanged
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 725,621725.6k $35.7m $35.7m 0.00% Added +413.2k +413,179
13 Your Advocates Ltd., LLP 20.61% of their portfolio HOUSTON, TX 724,715724.7k $35.7m $35.7m 20.61% Reduced -91.4k -91,400
14 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 722,037722.0k $35.5m $35.5m 0.06% Unchanged
15 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 715,662715.7k $35.2m $35.2m 0.07% Added +26.3k +26,255
16 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 630,697630.7k $31.0m $31.0m 0.02% Reduced -275.0k -274,961
17 Morningstar Investment Management LLC 5.03% of their portfolio CHICAGO, IL 604,306604.3k $29.8m $29.8m 5.03% Unchanged
18 Cornerstone Wealth Advisors, Inc. 11.16% of their portfolio EDINA, MN 584,433584.4k $28.8m $28.8m 11.16% Reduced -17.5k -17,494
19 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 581,311581.3k $28.6m $28.6m 0.01% Reduced -536.3k -536,266
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 502,251502.3k $24.7m $24.7m 0.00% Reduced -22.9k -22,855
21 Moisand Fitzgerald Tamayo, LLC 5.17% of their portfolio ORLANDO, FL 460,942460.9k $22.7m $22.7m 5.17% Added +47.6k +47,616
22 Avidian Wealth Enterprises, LLC 1.45% of their portfolio Houston, TX 451,093451.1k $22.2m $22.2m 1.45% Reduced -30.9k -30,929
23 FOSTER & MOTLEY INC 1.78% of their portfolio CINCINNATI, OH 423,219423.2k $20.8m $20.8m 1.78% Reduced -10.4k -10,437
24 WestHill Financial Advisors, Inc. 6.57% of their portfolio San Rafael, CA 417,637417.6k $20.6m $20.6m 6.57% Reduced -6.6k -6,570
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.27% of their portfolio PLYMOUTH, MN 412,506412.5k $20.7m $20.7m 0.27% Reduced -101.1k -101,107
26 LAKE STREET ADVISORS GROUP, LLC 1.23% of their portfolio PORTSMOUTH, NH 379,837379.8k $18.7m $18.7m 1.23% Reduced -38.6k -38,633
27 FLC Capital Advisors 5.81% of their portfolio PALM DESERT, CA 379,692379.7k $18.7m $18.7m 5.81% Added +111.5k +111,500
28 Greenline Partners, LLC 3.59% of their portfolio NEW YORK, NY 369,710369.7k $18.2m $18.2m 3.59% Added +367.5k +367,514
29 New York Life Investment Management LLC 0.19% of their portfolio New York, NY 333,176333.2k $16.4m $16.4m 0.19% Reduced -77.8k -77,825
30 West Coast Financial LLC 2.71% of their portfolio SANTA BARBARA, CA 324,440324.4k $16.0m $16.0m 2.71% Reduced -12.2k -12,154
31 Sequoia Financial Advisors, LLC 0.39% of their portfolio Akron, OH 323,269323.3k $15.9m $15.9m 0.39% Reduced -24.2k -24,154
32 Morningstar Investment Services LLC 0.22% of their portfolio CHICAGO, IL 323,063323.1k $16.0m $16.0m 0.22% Reduced -7.6k -7,558
33 Resonant Capital Advisors, LLC 1.98% of their portfolio Madison, WI 322,484322.5k $15.9m $15.9m 1.98% Added +26.8k +26,791
34 Tidal Investments LLC 0.57% of their portfolio Milwaukee, WI 299,333299.3k $14.7m $14.7m 0.57% Reduced -181.7k -181,731
35 KilterHowling LLC 15.25% of their portfolio BOULDER, CO 292,813292.8k $14.4m $14.4m 15.25% New
36 LIBRA WEALTH LLC 8.15% of their portfolio LOS GATOS, CA 270,444270.4k $13.3m $13.3m 8.15% Added +2.3k +2,264
37 Galvin, Gaustad & Stein, LLC 1.34% of their portfolio Scottsdale, AZ 269,802269.8k $13.3m $13.3m 1.34% Added +22.7k +22,688
38 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 268,213268.2k $13.2m $13.2m 0.03% Reduced -33.2k -33,204
39 Beacon Wealthcare LLC 6.78% of their portfolio RALEIGH, NC 245,386245.4k $12.1m $12.1m 6.78% Reduced -20.0k -20,045
40 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 245,348245.3k $12.1m $12.1m 0.00% Reduced -71.3k -71,269
41 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 241,854241.9k $11.9m $11.9m 0.02% Reduced -55.6k -55,650
42 Orion Porfolio Solutions, LLC 0.23% of their portfolio OMAHA, NE 236,301236.3k $11.6m $11.6m 0.23% Reduced -1.8k -1,834
43 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 236,214236.2k $11.6m $11.6m 0.01% Added +25.1k +25,145
44 HC Advisors, LLC 7.64% of their portfolio SANDY SPRINGS, GA 227,349227.3k $11.2m $11.2m 7.64% Reduced -13.4k -13,376
45 Kingsview Wealth Management, LLC 0.48% of their portfolio GRANTS PASS, OR 224,679224.7k $11.1m $11.1m 0.48% Reduced -6.4k -6,361
46 Bouchey Financial Group, Ltd. 1.44% of their portfolio TROY, NY 202,967203.0k $10.0m $10.0m 1.44% New
47 AlphaStar Capital Management, LLC 0.93% of their portfolio CORNELIUS, NC 185,300185.3k $9.1m $9.1m 0.93% New
48 McAdam, LLC 1.03% of their portfolio Philadelphia, PA 185,212185.2k $10.4m $10.4m 1.03% Added +50.7k +50,658
49 First National Trust Co 0.48% of their portfolio Johnstown, PA 184,210184.2k $9.1m $9.1m 0.48% Added +67.7k +67,680
50 Perigon Wealth Management, LLC 0.28% of their portfolio SAN FRANCISCO, CA 182,777182.8k $9.0m $9.0m 0.28% Added +49.0k +49,000
51 CreativeOne Wealth, LLC 0.49% of their portfolio OVERLAND PARK, KS 180,819180.8k $8.9m $8.9m 0.49% Added +4.8k +4,831
52 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 177,011177.0k $8.7m $8.7m 0.01% Reduced -6.5k -6,533
53 Spectrum Asset Management, Inc. (NB/CA) 4.18% of their portfolio NEWPORT BEACH, CA 175,146175.1k $8.6m $8.6m 4.18% Added +167.1k +167,066
54 SWS Partners 3.74% of their portfolio COLUMBUS, OH 160,061160.1k $7.9m $7.9m 3.74% Reduced -6.6k -6,551
55 Altiora Financial Group, LLC 3.66% of their portfolio LEBANON, OH 148,753148.8k $7.3m $7.3m 3.66% First filing
56 Cetera Advisors LLC 0.13% of their portfolio DENVER, CO 148,089148.1k $7.3m $7.3m 0.13% Added +37.6k +37,624
57 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 147,520147.5k $7.3m $7.3m 0.00% Added +684 +684
58 FINANCIAL CONSULATE, INC 2.46% of their portfolio HUNT VALLEY, MD 143,256143.3k $7.1m $7.1m 2.46% Reduced -17.1k -17,067
59 Morton Brown Family Wealth, LLC 4.61% of their portfolio ALLENTOWN, PA 137,340137.3k $6.8m $6.8m 4.61% Reduced -5.0k -4,963
60 HARVEST GROUP WEALTH MANAGEMENT, LLC 4.43% of their portfolio WALTHAM, MA 137,086137.1k $6.7m $6.7m 4.43% Reduced -1.1k -1,087
61 DAVENPORT & Co LLC 0.05% of their portfolio RICHMOND, VA 134,984135.0k $6.6m $6.6m 0.05% Reduced -2.8k -2,798
62 Marshall Financial Group, LLC 2.45% of their portfolio Hunt Valley, MD 128,329128.3k $6.3m $6.3m 2.45% New
63 Integrated Wealth Concepts LLC 0.15% of their portfolio WALTHAM, MA 115,650115.7k $5.7m $5.7m 0.15% Added +1.5k +1,470
64 Oakwell Private Wealth Management, LLC 2.58% of their portfolio Austin, TX 109,593109.6k $5.4m $5.4m 2.58% Added +911 +911
65 Donoghue Forlines LLC 1.89% of their portfolio Boston, MA 108,556108.6k $5.3m $5.3m 1.89% Reduced -12.3k -12,286
66 MERIDIAN MANAGEMENT CO 1.91% of their portfolio LITTLE ROCK, AR 106,479106.5k $5.2m $5.2m 1.91% New
67 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 104,674104.7k $5.2m $5.2m 0.03% Reduced -5.9k -5,885
68 Advisory Alpha, LLC 0.33% of their portfolio HOLLAND, MI 93,47193.5k $4.6m $4.6m 0.33% Reduced -21.4k -21,368
69 Passive Capital Management, LLC. 1.99% of their portfolio BALTIMORE, MD 88,72588.7k $4.4m $4.4m 1.99% Reduced -1.2k -1,244
70 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 86,61586.6k $4.3m $4.3m 0.02% Added +3.9k +3,927
71 SeaCrest Wealth Management, LLC 0.59% of their portfolio PURCHASE, NY 84,25384.3k $4.1m $4.1m 0.59% Reduced -3.5k -3,535
72 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 83,84183.8k $4.1m $4.1m 0.05% Added +39.0k +39,036
73 Hendershot Investments Inc. 0.67% of their portfolio CENTREVILLE, VA 80,64980.6k $4.0m $4.0m 0.67% Reduced -1.8k -1,755
74 Diligent Investors, LLC 1.28% of their portfolio REDLANDS, CA 79,65879.7k $3.9m $3.9m 1.28% Reduced -1.7k -1,692
75 RKL Wealth Management LLC 0.52% of their portfolio LANCASTER, PA 79,50579.5k $3.9m $3.9m 0.52% Reduced -2.0k -2,044
76 Inspire Advisors, LLC 0.98% of their portfolio Meridian, ID 78,62478.6k $3.9m $3.9m 0.98% Reduced -4.3k -4,299
77 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 73,16073.2k $3.6m $3.6m 0.00% Added +25.1k +25,096
78 Northwest Capital Management Inc 1.91% of their portfolio Lake Oswego, OR 73,01473.0k $3.6m $3.6m 1.91% Reduced -8.9k -8,897
79 Independent Solutions Wealth Management, LLC 1.07% of their portfolio Williamsville, NY 71,23971.2k $3.5m $3.5m 1.07% Added +9.5k +9,499
80 MYECFO, LLC 2.80% of their portfolio La Jolla, CA 69,18969.2k $3.4m $3.4m 2.80% First filing
81 CGN Advisors LLC 0.60% of their portfolio MANHATTAN, KS 68,92368.9k $3.4m $3.4m 0.60% New
82 UBS Group AG 0.00% of their portfolio ZURICH, V8 66,76966.8k $3.3m $3.3m 0.00% Added +11.0k +11,038
83 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 66,25466.3k $3.3m $3.3m 0.01% Added +9.1k +9,135
84 COLDSTREAM CAPITAL MANAGEMENT INC 0.12% of their portfolio BELLEVUE, WA 66,24766.2k $3.3m $3.3m 0.12% First filing
85 Kaizen Financial Strategies 3.20% of their portfolio CAMPBELL, CA 64,43264.4k $3.2m $3.2m 3.20% Added +24.1k +24,091
86 BUCKINGHAM STRATEGIC WEALTH, LLC 0.06% of their portfolio CLAYTON, MO 63,22663.2k $3.1m $3.1m 0.06% Reduced -32.3k -32,269
87 Mariner, LLC 0.01% of their portfolio Overland Park, KS 62,68762.7k $3.1m $3.1m 0.01% Added +28.9k +28,897
88 Stratos Wealth Advisors, LLC 0.25% of their portfolio BEACHWOOD, OH 62,05862.1k $3.1m $3.1m 0.25% Reduced -110.1k -110,093
89 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 59,85559.9k $2.9m $2.9m 0.01% Added +55.5k +55,499
90 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 59,04159.0k $2.9m $2.9m 0.01% Added +43.5k +43,481
91 Freedom Investment Management, Inc. 0.32% of their portfolio SOUTH WINDSOR, CT 58,24858.2k $2.9m $2.9m 0.32% Reduced -2.4k -2,400
92 Barden Capital Management, Inc. 2.86% of their portfolio AUSTIN, TX 56,62956.6k $2.8m $2.8m 2.86% Added +2.1k +2,148
93 BSW Wealth Partners 0.60% of their portfolio BOULDER, CO 56,57556.6k $2.8m $2.8m 0.60% New
94 Inspire Investing, LLC 0.36% of their portfolio MERIDIAN, ID 56,40656.4k $2.8m $2.8m 0.36% Added +4.9k +4,913
95 PAX Financial Group, LLC 0.71% of their portfolio SAN ANTONIO, TX 56,40656.4k $2.8m $2.8m 0.71% Added +4.9k +4,913
96 Valmark Advisers, Inc. 0.06% of their portfolio AKRON, OH 55,64855.6k $2.7m $2.7m 0.06% Added +13.6k +13,629
97 BENJAMIN EDWARDS INC 0.70% of their portfolio Clayton, MO 54,26954.3k $2.7m $2.7m 0.70% Added +8.8k +8,790
98 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 52,05252.1k $2.6m $2.6m 0.02% Reduced -12.3k -12,308
99 Financial Advocates Investment Management 0.18% of their portfolio OLYMPIA, WA 49,74349.7k $2.4m $2.4m 0.18% Added +2.1k +2,102
100 Ausdal Financial Partners, Inc. 0.35% of their portfolio Davenport, IA 48,75748.8k $2.4m $2.4m 0.35% Reduced -2.5k -2,450