Vault-13

SCHWAB STRATEGIC TR SCHZ

US AGGREGATE B · ETP · CUSIP 808524839

593 institutional holders -4 vs Q2 2024
86,161,97186.2m shares reported held*
$3.9bnreported value*
45 new 268 added 197 reduced 45 sold out net sold ≈ $1.3bn (-24.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($824.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.41. Options: 1 managers hold calls ($4.8k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 505Q4 22: 539Q1 23: 541Q2 23: 545Q3 23: 540Q4 23: 593Q1 24: 574Q2 24: 597Q3 24: 593593Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022505
Q4 2022539
Q1 2023541
Q2 2023545
Q3 2023540
Q4 2023593
Q1 2024574
Q2 2024597
Q3 2024593

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 240 bought or addedQ4 22: 257 cut or sold outQ1 23: 274 bought or addedQ1 23: 242 cut or sold outQ1 23Q2 23: 266 bought or addedQ2 23: 245 cut or sold outQ3 23: 269 bought or addedQ3 23: 252 cut or sold outQ3 23Q4 23: 280 bought or addedQ4 23: 262 cut or sold outQ1 24: 295 bought or addedQ1 24: 258 cut or sold outQ1 24Q2 24: 285 bought or addedQ2 24: 258 cut or sold outQ3 24: 313 bought or addedQ3 24: 242 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022240257
Q1 2023274242
Q2 2023266245
Q3 2023269252
Q4 2023280262
Q1 2024295258
Q2 2024285258
Q3 2024313242

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ4 23 calls: $60.6kQ4 23 puts: $4.7kQ4 23P/C 0.08Q1 24 calls: $27.6kQ1 24 puts: $165.6kQ1 24P/C 6.00Q2 24 calls: $4.6kQ2 24 puts: $82.0kQ2 24P/C 18.00Q3 24 calls: $4.8kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$60.6k$4.7k0.08
Q1 2024$27.6k$165.6k6.00
Q2 2024$4.6k$82.0k18.00
Q3 2024$4.8k$00.00

Biggest buyers

AMERIPRISE FINANCIAL INC Added +1,466,791+1.5m
JPMORGAN CHASE & CO Added +1,378,796+1.4m
Charles Schwab Trust Co Added +1,353,589+1.4m
KIRTLAND HILLS CAPITAL MANAGEMENT, LLC New +760,774+760.8k
THEORY FINANCIAL LLC Added +660,264+660.3k
MERCER GLOBAL ADVISORS INC /ADV Added +510,741+510.7k
Sanctuary Advisors, LLC Added +425,890+425.9k
Alera Investment Advisors, LLC Added +375,589+375.6k
One Wealth Advisors, LLC New +373,999+374.0k
Mutual Advisors, LLC Added +356,590+356.6k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -33,808,323-33.8m
FAS Wealth Partners, Inc. Reduced -309,839-309.8k
Advisors Preferred, LLC Sold out -289,240-289.2k
McAdam, LLC Reduced -283,735-283.7k
Avantax Planning Partners, Inc. Reduced -263,138-263.1k
Waterford Advisors, LLC Sold out -234,842-234.8k
Waycross Investment Management Co Sold out -175,505-175.5k
Vantage Financial Partners, LLC Reduced -159,322-159.3k
Callan Capital, LLC Reduced -151,294-151.3k
Merit Financial Group, LLC Reduced -147,794-147.8k

Biggest calls

CITADEL ADVISORS LLC Unchanged $4.8k100 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 12,660,11412.7m $601.6m $601.6m 0.02% Added +1.4m +1,378,796
2 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 4,150,4304.2m $197.3m $197.3m 0.05% Added +1.5m +1,466,791
3 Avantax Planning Partners, Inc. 5.34% of their portfolio DUBUQUE, IA 3,135,2793.1m $149.0m $149.0m 5.34% Reduced -263.1k -263,138
4 Charles Schwab Trust Co 11.90% of their portfolio HENDERSON, NV 2,900,6212.9m $137.8m $137.8m 11.90% Added +1.4m +1,353,589
5 Rockbridge Investment Management, LCC 17.53% of their portfolio Syracuse, NY 2,848,6032.8m $135.4m $135.4m 17.53% Added +263.5k +263,472
6 Financial Engines Advisors L.L.C. 0.25% of their portfolio SANTA CLARA, CA 2,525,0552.5m $119.6m $119.6m 0.25% Reduced -18.6k -18,564
7 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,047,5862.0m $97.3m $97.3m 0.03% Reduced -114.0k -113,997
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.18% of their portfolio PLYMOUTH, MN 1,732,2481.7m $82.3m $82.3m 0.18% Reduced -38.2k -38,244
9 Total Wealth Planning, LLC 12.38% of their portfolio CINCINNATI, OH 1,669,0161.7m $79.3m $79.3m 12.38% Added +236.2k +236,167
10 OneDigital Investment Advisors LLC 0.90% of their portfolio OVERLAND PARK, KS 1,654,6171.7m $78.6m $78.6m 0.90% Reduced -40.7k -40,659
11 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,633,0671.6m $77.6m $77.6m 0.01% Reduced -58.6k -58,633
12 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 1,454,8921.5m $69.1m $69.1m 0.10% Added +99.4k +99,392
13 McAdam, LLC 3.80% of their portfolio Philadelphia, PA 1,423,9281.4m $67.7m $67.7m 3.80% Reduced -283.7k -283,735
14 THEORY FINANCIAL LLC 12.72% of their portfolio FORT COLLINS, CO 1,249,9931.2m $28.9m $28.9m 12.72% Added +660.3k +660,264
15 Kohmann Bosshard Financial Services, LLC 6.83% of their portfolio FAIRLAWN, OH 1,157,3061.2m $55.0m $55.0m 6.83% Added +41.4k +41,431
16 Destination Wealth Management 1.56% of their portfolio Walnut Creek, CA 1,057,0471.1m $50.2m $50.2m 1.56% Reduced -27.1k -27,114
17 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 1,023,0831.0m $24.3m $24.3m 0.06% Added +510.7k +510,741
18 HENGEHOLD CAPITAL MANAGEMENT LLC 4.50% of their portfolio CINCINNATI, OH 999,215999.2k $47.5m $47.5m 4.50% Added +18.7k +18,690
19 BlueSky Wealth Advisors, LLC 7.35% of their portfolio New Bern, NC 995,941995.9k $47.3m $47.3m 7.35% Added +54.5k +54,495
20 Mariner, LLC 0.08% of their portfolio Overland Park, KS 960,753960.8k $45.7m $45.7m 0.08% Added +196.3k +196,343
21 Sanctuary Advisors, LLC 0.13% of their portfolio INDIANAPOLIS, IN 885,359885.4k $20.3m $20.3m 0.13% Added +425.9k +425,890
22 KIRTLAND HILLS CAPITAL MANAGEMENT, LLC 0.42% of their portfolio BRATENAHL, OH 760,774760.8k $760.8k $760.8k 0.42% New
23 Horst & Graben Wealth Management LLC 6.03% of their portfolio PORTLAND, OR 706,414706.4k $33.6m $33.6m 6.03% Added +5.5k +5,522
24 TruNorth Capital Management, LLC 9.49% of their portfolio KALAMAZOO, MI 674,065674.1k $32.0m $32.0m 9.49% Added +50.9k +50,850
25 Alera Investment Advisors, LLC 3.60% of their portfolio DEERFIELD, IL 645,468645.5k $30.7m $30.7m 3.60% Added +375.6k +375,589
26 Mutual Advisors, LLC 0.44% of their portfolio OMAHA, NE 643,301643.3k $14.9m $14.9m 0.44% Added +356.6k +356,590
27 TSA Wealth Managment LLC 11.66% of their portfolio HOUSTON, TX 609,155609.2k $28.9m $28.9m 11.66% Added +93.1k +93,051
28 FINANCIAL LIFE ADVISORS 10.32% of their portfolio SAN ANTONIO, TX 574,848574.8k $27.3m $27.3m 10.32% Added +41.5k +41,453
29 ZynergyRetirementPlanningLLC 18.82% of their portfolio RED BANK, NJ 562,226562.2k $26.7m $26.7m 18.82% Added +18.8k +18,776
30 Towercrest Capital Management 4.22% of their portfolio NEWTOWN, PA 551,284551.3k $26.2m $26.2m 4.22% Added +8.4k +8,417
31 Alliance Wealth Management Group 6.94% of their portfolio FLEMINGTON, NJ 548,944548.9k $26.1m $26.1m 6.94% Added +8.4k +8,417
32 Pioneer Wealth Management Group 12.38% of their portfolio AUSTIN, TX 546,321546.3k $26.0m $26.0m 12.38% Added +214.3k +214,314
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 541,141541.1k $25.7m $25.7m 0.00% Added +18.7k +18,681
34 Austin Private Wealth, LLC 2.49% of their portfolio Austin, TX 534,280534.3k $25.4m $25.4m 2.49% Added +27.8k +27,821
35 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 521,405521.4k $24.8m $24.8m 0.00% Added +14.5k +14,511
36 FLC Capital Advisors 5.69% of their portfolio PALM DESERT, CA 518,968519.0k $24.7m $24.7m 5.69% Added +16.2k +16,203
37 MONETA GROUP INVESTMENT ADVISORS LLC 0.17% of their portfolio ST LOUIS, MO 505,344505.3k $12.0m $12.0m 0.17% Added +253.2k +253,235
38 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.55% of their portfolio MINNEAPOLIS, MN 503,235503.2k $23.9m $23.9m 0.55% Reduced -5.8k -5,818
39 Mokosak Advisory Group, LLC 6.97% of their portfolio URBANDALE, IA 488,832488.8k $23.2m $23.2m 6.97% Added +11.7k +11,685
40 Blue Trust, Inc. 0.27% of their portfolio BRENTWOOD, TN 451,188451.2k $20.6m $20.6m 0.27% Added +236.0k +236,008
41 Plum Street Advisors, LLC 10.22% of their portfolio NEW ORLEANS, LA 424,701424.7k $20.2m $20.2m 10.22% Added +36.8k +36,789
42 Forthright Family Wealth Advisory LLC 6.06% of their portfolio HOUSTON, TX 405,421405.4k $9.4m $9.4m 6.06% Added +263.0k +263,027
43 KilterHowling LLC 11.87% of their portfolio BOULDER, CO 397,708397.7k $18.9m $18.9m 11.87% Added +17.9k +17,926
44 Tenret Co LLC 11.62% of their portfolio TAMPA, FL 388,844388.8k $18.5m $18.5m 11.62% Added +37.2k +37,202
45 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.15% of their portfolio IRVING, TX 379,517379.5k $18.0m $18.0m 0.15% Reduced -7.0k -7,030
46 One Wealth Advisors, LLC 2.73% of their portfolio SAN FRANCISCO, CA 373,999374.0k $17.8m $17.8m 2.73% New
47 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 356,901356.9k $17.0m $17.0m 0.11% Added +49.9k +49,884
48 Revolve Wealth Partners, LLC 2.49% of their portfolio Hackensack, NJ 342,877342.9k $16.3m $16.3m 2.49% Added +29.4k +29,397
49 Security Financial Services, INC. 3.23% of their portfolio Fort Wayne, IN 334,181334.2k $15.9m $15.9m 3.23% Added +171.4k +171,429
50 CFS Investment Advisory Services, LLC 1.32% of their portfolio TOTOWA, NJ 331,774331.8k $15.8m $15.8m 1.32% Reduced -1.5k -1,507
51 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 331,536331.5k $15.8m $15.8m 0.03% Reduced -785 -785
52 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 322,532322.5k $15.4m $15.4m 0.02% Added +62.5k +62,454
53 CW Advisors, LLC 0.20% of their portfolio BOSTON, MA 320,710320.7k $15.2m $15.2m 0.20% Added +2.7k +2,704
54 Cedar Mountain Advisors, LLC 3.18% of their portfolio LAKE OSWEGO, OR 296,487296.5k $14.1m $14.1m 3.18% Added +295.6k +295,637
55 FFG RETIREMENT ADVISORS LLC 8.84% of their portfolio CENTENNIAL, CO 285,755285.8k $13.6m $13.6m 8.84% Added +34.8k +34,809
56 James J. Burns & Company, LLC 2.36% of their portfolio MELVILLE, NY 275,067275.1k $13.1m $13.1m 2.36% Reduced -14.2k -14,174
57 Bond & Devick Financial Network, Inc. 5.57% of their portfolio ST. LOUIS PARK, MN 274,050274.1k $13.0m $13.0m 5.57% Added +17.3k +17,274
58 Larson Financial Group LLC 0.70% of their portfolio ST LOUIS, MO 260,268260.3k $12.4m $12.4m 0.70% Reduced -11.7k -11,722
59 Cypress Wealth Services, LLC 2.55% of their portfolio PALM DESERT, CA 259,690259.7k $12.3m $12.3m 2.55% Added +29.5k +29,506
60 Columbus Macro, LLC 3.66% of their portfolio NEW CASTLE, PA 257,525257.5k $10.1m $10.1m 3.66% Added +37.3k +37,330
61 KICKSTAND VENTURES, LLC. 3.04% of their portfolio PITTSFORD, NY 251,032251.0k $11.9m $11.9m 3.04% Added +11.2k +11,215
62 Christensen, King & Associates Investment Services, Inc. 5.60% of their portfolio RICHLAND, WA 250,578250.6k $11.9m $11.9m 5.60% Reduced -1.2k -1,242
63 Ascent Group, LLC 0.88% of their portfolio VIRGINIA BEACH, VA 243,964244.0k $11.6m $11.6m 0.88% Added +160.6k +160,611
64 Clearview Wealth Advisors LLC 8.62% of their portfolio SALEM, OR 235,266235.3k $11.2m $11.2m 8.62% Added +28.2k +28,167
65 MYECFO, LLC 6.03% of their portfolio La Jolla, CA 234,106234.1k $11.1m $11.1m 6.03% Added +5.7k +5,721
66 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 233,793233.8k $11.1m $11.1m 0.03% Added +3.9k +3,949
67 TNF LLC 1.89% of their portfolio BILLINGS, MT 226,457226.5k $5.2m $5.2m 1.89% Added +90.1k +90,064
68 WealthShield Partners, LLC 1.39% of their portfolio CARY, NC 216,183216.2k $10.3m $10.3m 1.39% Added +13.7k +13,667
69 Beacon Pointe Advisors, LLC 0.12% of their portfolio NEWPORT BEACH, CA 215,844215.8k $10.3m $10.3m 0.12% Added +16.5k +16,463
70 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 214,556214.6k $10.2m $10.2m 0.00% Reduced -9.5k -9,539
71 Apriem Advisors 1.19% of their portfolio IRVINE, CA 213,822213.8k $10.2m $10.2m 1.19% Added +94.6k +94,643
72 Integrated Wealth Concepts LLC 0.12% of their portfolio WALTHAM, MA 205,313205.3k $9.8m $9.8m 0.12% Reduced -9.4k -9,432
73 Members Advisory Group LLC 4.72% of their portfolio WILLIAMSVILLE, NY 198,676198.7k $9.4m $9.4m 4.72% Reduced -22.0k -21,955
74 Ethos Financial Group, LLC 1.55% of their portfolio KING OF PRUSSIA, PA 197,749197.7k $9.4m $9.4m 1.55% Added +8.5k +8,499
75 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 197,671197.7k $9.4m $9.4m 0.01% Added +5.7k +5,660
76 SigFig Wealth Management, LLC 0.21% of their portfolio SAN FRANCISCO, CA 197,570197.6k $5.9m $5.9m 0.21% Added +14.0k +14,021
77 LEAVELL INVESTMENT MANAGEMENT, INC. 0.47% of their portfolio MOBILE, AL 197,125197.1k $9.4m $9.4m 0.47% Reduced -5.2k -5,247
78 Waverly Advisors, LLC 0.17% of their portfolio BIRMINGHAM, AL 196,714196.7k $9.3m $9.3m 0.17% Added +12.3k +12,252
79 NORTHWEST INVESTMENT COUNSELORS, LLC 2.03% of their portfolio Lake Oswego, OR 188,643188.6k $9.0m $9.0m 2.03% Added +15.6k +15,622
80 Smart Money Group LLC 1.52% of their portfolio EASTLAND, TX 184,744184.7k $4.3m $4.3m 1.52% Added +102.0k +101,992
81 Mayflower Financial Advisors, LLC 1.28% of their portfolio BOSTON, MA 179,063179.1k $8.5m $8.5m 1.28% Added +13.9k +13,939
82 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 178,681178.7k $8.5m $8.5m 0.02% Added +108.8k +108,811
83 MorganRosel Wealth Management, LLC 2.78% of their portfolio HIGHLANDS RANCH, CO 177,671177.7k $8.4m $8.4m 2.78% Added +1.4k +1,446
84 Focus Financial Network, Inc. 0.34% of their portfolio MINNEAPOLIS, MN 177,526177.5k $8.4m $8.4m 0.34% Added +5.5k +5,532
85 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 174,389174.4k $8.3m $8.3m 0.01% Reduced -1.1k -1,060
86 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.19% of their portfolio LOS ANGELES, CA 173,117173.1k $8.2m $8.2m 0.19% Added +10.6k +10,566
87 Robertson Stephens Wealth Management, LLC 0.30% of their portfolio San Francisco, CA 171,090171.1k $8.1m $8.1m 0.30% Reduced -3.3k -3,270
88 UBS Group AG 0.00% of their portfolio ZURICH, V8 169,559169.6k $8.1m $8.1m 0.00% Added +741 +741
89 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 166,518166.5k $7.9m $7.9m 0.03% Added +15.5k +15,480
90 Callan Capital, LLC 0.53% of their portfolio LA JOLLA, CA 160,524160.5k $7.6m $7.6m 0.53% Reduced -151.3k -151,294
91 Freestone Capital Holdings, LLC 0.26% of their portfolio Seattle, WA 156,013156.0k $7.4m $7.4m 0.26% Reduced -9.4k -9,394
92 Independent Solutions Wealth Management, LLC 1.65% of their portfolio Williamsville, NY 153,990154.0k $7.3m $7.3m 1.65% Added +13.7k +13,731
93 Clay Northam Wealth Management, LLC 4.98% of their portfolio HUNTINGTON BEACH, CA 152,214152.2k $7.2m $7.2m 4.98% Added +3.2k +3,195
94 Wakefield Asset Management LLLP 2.32% of their portfolio Englewood, CO 150,414150.4k $7.1m $7.1m 2.32% Added +15.3k +15,257
95 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 146,928146.9k $7.0m $7.0m 0.06% Reduced -13.2k -13,157
96 Marotta Asset Management 1.35% of their portfolio CHARLOTTESVILLE, VA 144,366144.4k $6.9m $6.9m 1.35% Added +2.3k +2,332
97 Spectrum Planning & Advisory Services Inc. 6.41% of their portfolio SAN DIEGO, CA 140,262140.3k $6.7m $6.7m 6.41% Reduced -97 -97
98 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 139,366139.4k $6.6m $6.6m 0.07% Reduced -2.4k -2,367
99 TPG Advisors LLC 5.12% of their portfolio NORTHFIELD, IL 137,792137.8k $6.5m $6.5m 5.12% Added +4.6k +4,561
100 RESTON WEALTH MANAGEMENT LLC 2.31% of their portfolio Reston, VA 134,529134.5k $6.4m $6.4m 2.31% Added +5.7k +5,734